Member of a Group Rankin Chloe O was granted 755 shares (SEC Form 4)
$HY
Construction/Ag Equipment/Trucks
Industrials
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 04/01/2025 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Class A Common Stock | 04/01/2025 | A(1) | 755 | A | $0 | 241,334 | I | spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin(2) | ||
| Class A Common Stock | 10,738 | I | Spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin Sr. | |||||||
| Class A Common Stock | 6,957 | I | serves as Trustee of a Trust for the benefit of Chloe O. Rankin | |||||||
| Class A Common Stock | 188 | I | Spouse serves as trustee of GSTs for the benefit of Julia Kuipers(2) | |||||||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 56,991 | 56,991 | I | spouse's proportionate interest in shares held by RAII(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 100,000 | 100,000 | I | proportionate LP interest in shares held by RA1 | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 3,956 | 3,956 | I | proportionate limited partnership interests in shares held by Rankin Associates II, L.P | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 377 | 377 | I | Proportionate interests held in shares in Rankin Associates V | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 635 | 635 | I | Proportionate interest in shares held by Rankin Associates VI | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 168,945 | 168,945 | I | Spouse's proportionate limited partnership interest held in shares in RA IV(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 20,159 | 20,159 | I | Spouse is Trustee of BTR 2020 GST trust fbo Chloe Seelbach(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 50 | 50 | I | spouses proportionate GP interest in shares of RA IV(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 40,624 | 40,624 | I | spouse proportionate limited partnership interest in shares held by RA I LP(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 1,165 | 1,165 | I | proportionate limited partnership interest in shares held by Rankin Associates IV, L.P(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 155 | 155 | I | Spouse's Interest in Shares held by Rankin Associates V(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 292 | 292 | I | Spouse's proportionate interest in shares held in Rankin Associates VI(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 20,159 | 20,159 | I | Spouse is Trustee of BTR 2020 GST trust fbo Clay Rankin Jr(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 3,950 | 3,950 | I | spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI)(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 80 | 80 | I | Spouse's interest in shares held by RA5 held by Rankin Management(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 100 | 100 | I | Spouse's interest in shares held by RA6 held by Rankin Management(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 30,552 | 30,552 | I | spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 54,030 | 54,030 | I | Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 54,030 | 54,030 | I | Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 54,030 | 54,030 | I | Spouse serves as trustee of GSTs for the benefit of Julia Kuipers(2) | |||||||
| Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 20,160 | 20,160 | I | Spouse is Trustee of BTR 2020 GST trust fbo Julia Kuipers(2) | |||||||
| Explanation of Responses: |
| 1. Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. |
| 2. Reporting Person disclaims beneficial ownership of all such shares. |
| 3. N/A |
| /s/ Suzanne S. Taylor, attorney-in-fact | 04/01/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||