MSCI Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
$MSCI
Business Services
Consumer Discretionary
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 23, 2024
(Exact name of Registrant as Specified in Its Charter)
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||||||||||||
(Address of principal executive offices) (Zip Code) | ||||||||||||||
(212 ) 804-3900
(Registrant's telephone number, including area code)
NOT APPLICABLE
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
MSCI Inc. (the “Company”) held its annual meeting of stockholders on April 23, 2024 (the “Annual Meeting”) as a virtual meeting. The issued and outstanding shares of the Company’s common stock, $0.01 par value per share, entitled to vote at the Annual Meeting consisted of 79,223,562 shares, each share being entitled to one vote. The following is a summary of the voting results for each matter presented to the stockholders:
(a) | Proposal 1 - Election of members of the Company’s Board of Directors | ||||
| Director | For | Against | Abstain | Broker Non-Vote | ||||||||||||||||||||||||||||||||||||||||||||||
| Henry A. Fernandez | 64,059,045 | 3,305,379 | 505,262 | 3,813,520 | ||||||||||||||||||||||||||||||||||||||||||||||
| Robert G. Ashe | 64,505,432 | 3,201,251 | 163,003 | 3,813,520 | ||||||||||||||||||||||||||||||||||||||||||||||
| Chirantan “CJ” Desai | 67,631,031 | 76,547 | 162,108 | 3,813,520 | ||||||||||||||||||||||||||||||||||||||||||||||
| Wayne Edmunds | 67,628,181 | 78,767 | 162,738 | 3,813,520 | ||||||||||||||||||||||||||||||||||||||||||||||
| Robin Matlock | 65,677,457 | 2,030,446 | 161,783 | 3,813,520 | ||||||||||||||||||||||||||||||||||||||||||||||
| Jacques P. Perold | 67,144,157 | 562,720 | 162,809 | 3,813,520 | ||||||||||||||||||||||||||||||||||||||||||||||
| C.D. Baer Pettit | 67,117,183 | 590,446 | 162,057 | 3,813,520 | ||||||||||||||||||||||||||||||||||||||||||||||
| Sandy C. Rattray | 64,862,778 | 2,845,050 | 161,858 | 3,813,520 | ||||||||||||||||||||||||||||||||||||||||||||||
| Linda H. Riefler | 62,630,785 | 5,029,294 | 209,607 | 3,813,520 | ||||||||||||||||||||||||||||||||||||||||||||||
| Marcus L. Smith | 67,229,849 | 477,044 | 162,793 | 3,813,520 | ||||||||||||||||||||||||||||||||||||||||||||||
| Rajat Taneja | 67,564,050 | 141,138 | 164,498 | 3,813,520 | ||||||||||||||||||||||||||||||||||||||||||||||
| Paula Volent | 67,665,251 | 42,733 | 161,702 | 3,813,520 | ||||||||||||||||||||||||||||||||||||||||||||||
With respect to the foregoing Proposal 1, each director was elected and received the affirmative vote of a majority of the votes cast “for” or “against” him or her at the Annual Meeting.
(b) | Proposal 2 – Approval, by non-binding vote, of the Company’s executive compensation. | ||||
| For | Against | Abstain | Broker Non-Vote | ||||||||||||||||||||||||||||||||||||||
| 65,745,530 | 1,828,172 | 295,984 | 3,813,520 | ||||||||||||||||||||||||||||||||||||||
The foregoing Proposal 2 was approved.
(c) | Proposal 3 – Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent auditor for fiscal year 2024. | ||||
| For | Against | Abstain | |||||||||||||||||||||||||||
| 71,059,058 | 462,637 | 161,511 | |||||||||||||||||||||||||||
The foregoing Proposal 3 was ratified.
(d) | Proposal 4 – Shareholder proposal to report on “Chinese Military-Industry Companies” in Company indices. | ||||
| For | Against | Abstain | Broker Non-Vote | ||||||||||||||||||||||||||||||||||||||
| 300,200 | 66,608,218 | 961,268 | 3,813,520 | ||||||||||||||||||||||||||||||||||||||
The foregoing Proposal 4 was not approved.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
MSCI Inc. | ||||||||
Date: April 24, 2024 | By: | /s/ Henry A. Fernandez | ||||||
Name: | Henry A. Fernandez | |||||||
Title: | Chairman and Chief Executive Officer | |||||||