New insider Carstens Timothy James claimed ownership of 476,288 shares (SEC Form 3)
$UUUU
Mining & Quarrying of Nonmetallic Minerals (No Fuels)
Industrials
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/02/2024 |
3. Issuer Name and Ticker or Trading Symbol
ENERGY FUELS INC [ UUUU ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Shares | 465,374(1) | D | |
| Common Shares | 10,914(1) | I | Varadero Pty Ltd(2) |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Explanation of Responses: |
| 1. The common shares reported in Table I originally constituted common shares of Base Resources Limited which, upon implementation of the scheme arrangement, automatically converted to Issuer common shares at a 1:0.026 conversion rate. |
| 2. The indirectly held common shares reported in Table I are held through Varadero Pty Ltd as trustee of the Sumo Super Fund, of which Mr. Carstens is the sole beneficiary. |
| Remarks: |
| Exhibit 24.1 Power of Attorney The Issuer's Board of Directors approved Tim Carstens's appointment as an officer of the Company on September 25, 2024, effective October 2, 2024 (U.S.)/October 3, 2024 (Australia where Mr. Carstens resides). Mr. Carsten's appointment was conditional upon the successful implementation of the scheme of arrangement between Base Resources Limited ("Base") and its shareholders in relation to the proposed acquisition of all the outstanding shares of Base by a wholly owned subsidiary of Issuer, EFR Australia Pty Ltd. |
| /s/ Timothy James Carstens | 10/02/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||