New insider Cleason Keith claimed ownership of 45,281 shares (SEC Form 3)
$DOW
Major Chemicals
Industrials
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/04/2024 |
3. Issuer Name and Ticker or Trading Symbol
DOW INC. [ DOW ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 39,346(1) | D | |
| Common Stock | 4,292.64 | I | By 401(k) Plan |
| Common Stock | 1,403.51 | I | By 401(k) Plan ESOP |
| Common Stock | 45.982 | I | By Spouse 401(k) Plan |
| Common Stock | 193.351 | I | By Spouse 401(k) Plan ESOP |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Non-Qualified Stock Option (Right to Buy) | (2) | 02/10/2027 | Common Stock | 8,401 | $61.97 | D | |
| Non-Qualified Stock Option (Right to Buy) | (2) | 02/15/2028 | Common Stock | 3,996 | $72.77 | D | |
| Non-Qualified Stock Option (Right to Buy) | (2) | 02/11/2029 | Common Stock | 8,540 | $54.89 | D | |
| Non-Qualified Stock Option (Right to Buy) | (2) | 02/13/2030 | Common Stock | 13,929 | $48.3 | D | |
| Non-Qualified Stock Option (Right to Buy) | (2) | 02/11/2031 | Common Stock | 8,865 | $57.67 | D | |
| Non-Qualified Stock Option (Right to Buy) | (3) | 02/10/2032 | Common Stock | 8,295 | $60.95 | D | |
| Non-Qualified Stock Option (Right to Buy) | (4) | 02/09/2033 | Common Stock | 7,578 | $59.08 | D | |
| Non-Qualified Stock Option (Right to Buy) | (5) | 02/15/2034 | Common Stock | 9,209 | $55.17 | D | |
| Explanation of Responses: |
| 1. Total includes restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 1,093 shares on February 10, 2025; 9,793 shares on November 3, 2025; 1,132 shares on February 9, 2026; and 1,324 shares on February 15, 2027. |
| 2. This option is fully vested and exercisable. Option shares will be used to satisfy withholding taxes. |
| 3. Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2025. Option shares will be used to satisfy withholding taxes. |
| 4. One-third of this option is exercisable. The remaining two-thirds will vest in equal installments on February 9, 2025 and February 9, 2026. Option shares will be used to satisfy withholding taxes. |
| 5. This option will vest in three equal annual installments beginning on February 15, 2025. Option shares will be used to satisfy withholding taxes. |
| Remarks: |
| /s/ Keith Cleason | 12/12/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||