New insider Eaton Timothy Mathias claimed ownership of 4,958 shares (SEC Form 3)
$APPF
Computer Software: Prepackaged Software
Technology
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/25/2024 |
3. Issuer Name and Ticker or Trading Symbol
APPFOLIO INC [ APPF ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Class A Common Stock | 4,958(1) | D | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Explanation of Responses: |
| 1. Includes (i) 817 time-based restricted stock units (RSUs), which vest as to 17% on November 10, 2024, with the remainder vesting quarterly through February 10, 2026, (ii) 1,467 time-based RSUs, which vest as to 10% on November 10, 2024, with the remainder vesting quarterly through February 10, 2027, (iii) 810 time-based RSUs, which vest as to 8% on November 10, 2024, with the remainder vesting quarterly through August 10, 2027, (iv) 1,116 time-based RSUs, which vest as to 7% on November 10, 2024, with the remainder vesting quarterly through February 10, 2028, and (v) 748 time-based RSUs, which vest as to 7% on November 10, 2024, with the remainder vesting quarterly through February 10, 2028. All RSUs are settled in Class A Common Stock. |
| Remarks: |
| EXHIBIT LIST: EX-24 Power of Attorney, Timothy M Eaton, GRAPHIC POA for Timothy M Eaton. |
| /s/ Matthew Mazza, as Attorney-in-Fact, for Timothy Mathias Eaton | 11/04/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||