New insider Esposito Joseph J claimed ownership of 90,447 shares (SEC Form 3)
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/15/2025 |
3. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 90,447(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Direct DNUT: 956 plus unvested RSUs comprised of: Apr 1, 2021 award vesting 2,334 RSUs on Oct 1, 2025; May 17, 2021 award vesting 4,437 RSUs on Nov 17, 2025; Apr 4, 2022 award vesting 483 RSUs on Apr 4, 2026, and 483 RSUs on Apr 4, 2027; May 9, 2023 award vesting 7,310 RSUs on May 9, 2026; May 9, 2023 award vesting 2,961 RSUs on May 9, 2026, 987 RSUs on May 9, 2027, and 987 RSUs on May 9, 2028; Apr 11, 2024 award vesting 3,003 RSUs on Apr 11, 2027, 1,001 RSUs on Apr 11, 2028, and 1,000 RSUs on Apr 11, 2029; Apr 10, 2025 award vesting 17,483 RSUs on Apr 10, 2028; and Jul 1, 2025 award vesting 28,213 RSUs on Jul 1, 2026 and 18,809 RSUs vesting on Jul 1, 2027. |
Remarks: |
Exhibit List - Exhibit 24 - Power of Attorney |
/s/ Christine McDevitt, Attorney-in-fact | 09/17/2025 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |