New insider Huang Lan claimed ownership of 737,342 units of Ordinary Shares (SEC Form 3)
$BYSI
Biotechnology: Pharmaceutical Preparations
Health Care
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 12/31/2024 |
3. Issuer Name and Ticker or Trading Symbol
BeyondSpring Inc. [ BYSI ] |
|||||||||||||
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
| |||||||||||||||
| Table I - Non-Derivative Securities Beneficially Owned | |||
|---|---|---|---|
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Ordinary Shares | 2 | I | By Ever Regal Group Limited(1) |
| Ordinary Shares | 1 | I | By Fairy Eagle Investments Limited(2) |
| Ordinary Shares | 1 | I | By Rosy Time Holdings Limited(3) |
| Ordinary Shares | 323,702(4) | I | By Lan Huang 2022 Grantor Retained Annuity Trust |
| Ordinary Shares | 413,636(5) | I | By 2024 SPIRIT GRAT |
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Stock Options (right to buy) | (6) | 08/01/2030 | Ordinary Shares | 460,000 | $11.03(6) | D | |
| Stock Options (right to buy) | (7) | 01/11/2032 | Ordinary Shares | 90,343 | $4.69(7) | D | |
| Stock Options (right to buy) | (8) | 05/08/2033 | Ordinary Shares | 400,000 | $0.9835(8) | D | |
| Stock Options (right to buy) | (9) | 03/19/2034 | Ordinary Shares | 33,663 | $3.168(9) | D | |
| Explanation of Responses: |
| 1. The reporting person is the sole owner of Ever Regal Group Limited. |
| 2. The reporting person's spouse is the sole owner of Fairy Eagle Investments Limited. |
| 3. The reporting person's spouse is the sole owner of Rosy Time Holdings Limited. |
| 4. Reflects shares held by the Lan Huang 2022 Grantor Retained Annuity Trust (the "2022 GRAT") for the benefit of Dr. Lan Huang's children. Dr. Lan Huang is trustee of the 2022 GRAT. |
| 5. Reflects shares held by the 2024 SPIRIT GRAT for the benefit of Dr. Lan Huang's children. Dr. Lan Huang is trustee of the 2024 SPIRIT GRAT. |
| 6. Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. 388,000 of the stock options are fully vested and exercisable. 72,000 of the stock options will vest on December 31, 2024. |
| 7. Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. All 90,343 stock options are fully vested and exercisable. |
| 8. Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. 133,333 of the stock options are fully vested and exercisable. 133,333 of the stock options will vest on May 8, 2025, and 133,334 of the stock options will vest on May 8, 2026. |
| 9. Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. 11,221 of the stock options are fully vested and exercisable. 11,221 of the stock options will vest on December 31, 2024, and 11,221 of the stock options will vest on June 30, 2025. |
| /s/ Lan Huang | 12/31/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||