New insider Lane Ryan M. claimed ownership of 26,594 shares (SEC Form 3)
$VLCN
Auto Manufacturing
Consumer Discretionary
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/17/2025 |
3. Issuer Name and Ticker or Trading Symbol
Volcon, Inc. [ VLCN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 26,594 | I | By Empery Funds(1)(3) |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Common Stock Warrants (right to buy) | (5) | 11/22/2029 | Common Stock | 834 | $1,856 | I(2)(3) | See Footnote 2 and 3 |
| Pre-Funded Warrants (right to buy) | (5) | (4) | Common Stock | 340,624 | (6) | I(1)(3) | See Footnote 1 and 3 |
| Common Stock Warrants (right to buy) | (5) | 02/16/2030 | Common Stock | 493,750 | $16 | I(1)(3) | See Footnote 1 and 3 |
| Pre-Funded Warrants (right to buy) | (5) | (4) | Common Stock | 4,323 | (7) | I(1)(3) | See Footnote 1 and 3 |
| Explanation of Responses: |
| 1. Held of record by each of Empery Asset Master, LTD, Empery Tax Efficient, LP and Empery Tax Efficient III, LP (collectively, the "First Empery Holders"). |
| 2. Held of record by Empery Tax Efficient, LP, Empery Debt Opportunity LP and Empery Master Onshore, Ltd (collectively, the Second Empery Holders"). |
| 3. Empery Asset Management, LP (the "Investment Manager"), serves as the investment manager to each of the First Empery Holders, the Second Empery Holders and certain other funds holding shares of the Issuer's common stock (collectively, the "Empery Funds"). The Reporting Person is a Managing Member of Empery AM GP, LLC (the "General Partner"), the general partner of the Investment Manager. The Investment Manager may be deemed to be the beneficial owner of all of the common stock held by the Empery Funds. The Reporting Person, as Managing Member of the General Partner of the Investment Manager with the power to exercise investment discretion, may be deemed to be the beneficial owner of all of the common stock held by the Empery Funds. The Reporting Person is the Issuer's Co-Chief Executive Officer and Chairman of its board of directors. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| 4. The warrants have no fixed expiration date and will expire when fully exercised in accordance with their terms. |
| 5. The warrants are exercisable any time after the conditions of exercise are fulfilled. All warrants and pre-funded warrants reported herein are subject to a beneficial ownership limitation of 4.99%. |
| 6. The exercise price is $0.00008. |
| 7. The exercise price is $0.00001. |
| /s/ Ryan Matthew Lane | 07/21/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||