New insider Liyanearachchi Dak claimed ownership of 44,081 shares (SEC Form 3)
$NRG
Electric Utilities: Central
Utilities
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/01/2025 |
3. Issuer Name and Ticker or Trading Symbol
NRG ENERGY, INC. [ NRG ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock, par value $.01 per share | 44,081(1) | D | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Relative Performance Stock Units | 01/02/2025 | 01/02/2025 | Common Stock, par value $.01 per share | 8,749(2) | (3) | D | |
| Relative Performance Stock Units | 01/02/2026 | 01/02/2026 | Common Stock, par value $.01 per share | 13,798(4) | (5) | D | |
| Relative Performance Stock Units | 01/02/2027 | 01/02/2027 | Common Stock, par value $.01 per share | 8,361(6) | (5) | D | |
| Explanation of Responses: |
| 1. Includes 19,338 Restricted Stock Units ("RSUs") issued by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. Upon vesting of the RSU's, the Reporting Person will receive from NRG the following: 6,476 shares issued on January 2, 2025, 6,511 shares issued on October 15, 2025, 4,567 shares issued on January 2, 2026 and 1,784 shares issued on January 2, 2027. The Reporting Person will also accrue Dividend Equivalent Rights ("DERs") on the RSUs to which they relate that can only be settled in NRG Common Stock. Each DER is the economic equivalent to one share of NRG Common Stock. Includes 1,174 DERs. |
| 2. On January 2, 2022, the Reporting Person was issued 8,749 Relative Performance Stock Units ("RPSUs") by NRG under the LTIP that vest on January 2, 2025, subject to certain performance conditions. |
| 3. Conversion price not applicable. |
| 4. On January 2, 2023, the Reporting Person was issued 13,798 RPSUs by NRG under the LTIP that vest on January 2, 2026, subject to certain performance conditions. |
| 5. Conversion price is not applicable. |
| 6. On January 2, 2024, the Reporting Person was issued 8,361 RPSUs by NRG under the LTIP that vest on January 2, 2027, subject to certain performance conditions. |
| Remarks: |
| ex24liyan.txt |
| Christine Zoino, by Power of Attorney | 01/06/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||