New insider Qadir Faisal claimed ownership of 8,658 shares (SEC Form 3)
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/03/2025 |
3. Issuer Name and Ticker or Trading Symbol
Spectrum Brands Holdings, Inc. [ SPB ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 8,658(1)(2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Includes (i) 2,510 restricted stock units which are settled in shares of common stock of the Issuer, one-third of which vested on December 4, 2023, one-third of which vested on December 6, 2024, and one-third of which will vest on December 5, 2025 if the Reporting Person is an employee of the Issuer on such date; (ii) 1,887 restricted stock units which are settled in shares of common stock of the Issuer, one-third of which vested on December 6, 2024, one-third of which will vest on December 5, 2025 if the Reporting Person is an employee of the Issuer on such date, and one-third of which will vest on December 4, 2026 if the Reporting Person is an employee of the Issuer on such date; and (iii) 1,385 restricted stock units which are settled in shares of common stock of the Issuer, one-third of which will vest on December 5, 2025 if the Reporting Person is an employee of the Issuer on such date, |
2. (Continued from footnote 1) one-third of which will vest on December 4, 2026 if the Reporting Person is an employee of the Issuer on such date, and one-third of which will vest on December 3, 2027 if the Reporting Person is an employee of the Issuer on such date. |
Remarks: |
Executive Vice President and Chief Financial Officer Exhibit 24.1 Power of Attorney |
/s/ Faisal Qadir | 09/03/2025 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |