New insider Rabbitt Daniel J. claimed ownership of 3,997 units of Employee Stock Purchase Plan, claimed ownership of 1,346 units of 401K and claimed ownership of 24,136 shares (SEC Form 3)
$BALL
Containers/Packaging
Industrials
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 07/01/2025 |
3. Issuer Name and Ticker or Trading Symbol
BALL Corp [ BALL ] |
|||||||||||||
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
| |||||||||||||||
| Table I - Non-Derivative Securities Beneficially Owned | |||
|---|---|---|---|
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| 401K | 1,346 | D(1) | |
| Common Stock | 24,135.54 | D | |
| Employee Stock Purchase Plan(2) | 3,996.82 | D | |
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Deferred Compensation | (3) | (3) | Common Stock | 20,567.9 | (4) | D | |
| Restricted Stock Units | (5) | (5) | Common Stock | 1,447 | (6) | D | |
| Restricted Stock Units | (7) | (7) | Common Stock | 1,600 | (8) | D | |
| Stock Appreciation Rights (SARS) | 01/25/2021 | 01/25/2027 | Common Stock | 436 | $38.375 | D | |
| Stock Option (Right to Buy)(9) | 01/24/2018(10) | 01/24/2028(11) | Common Stock | 10,143 | $38.84 | D | |
| Stock Option (Right to Buy)(9) | 01/23/2019(10) | 01/23/2029(11) | Common Stock | 7,756 | $50.78 | D | |
| Stock Option (Right to Buy)(9) | 01/29/2020(10) | 01/29/2030(11) | Common Stock | 6,510 | $72.59 | D | |
| Stock Option (Right to Buy)(9) | 01/27/2021(10) | 01/27/2031(11) | Common Stock | 5,051 | $85.33 | D | |
| Stock Option (Right to Buy)(9) | 01/26/2022(10) | 01/26/2032(11) | Common Stock | 4,619 | $86.57 | D | |
| Stock Option (Right to Buy)(9) | 01/25/2023(10) | 01/25/2033(11) | Common Stock | 5,900 | $56.64 | D | |
| Stock Option (Right to Buy)(9) | 01/24/2024(10) | 01/24/2034(11) | Common Stock | 5,768 | $55.87 | D | |
| Stock Option (Right to Buy)(9) | 02/21/2025(10) | 02/21/2035(11) | Common Stock | 4,917 | $51.35 | D | |
| Explanation of Responses: |
| 1. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| 2. Common stock held in the Issuer's Employee Stock Purchase Plan. The balance includes any purchases or dividend reinvestments as of the most recent statement date. |
| 3. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. |
| 4. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. |
| 5. Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan and will vest on the third anniversary of the award date, subject generally to continued employment through each vesting date. |
| 6. Convert without cost to shares of common stock on a one-for-one basis. |
| 7. The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. |
| 8. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. |
| 9. Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan. |
| 10. The stock options were granted under the Ball Corporation Stock and Cash Incentive Plan and will vest in approximately four equal annual installments, beginning on the first anniversary of the award date, subject generally to continued employment through each vesting date. |
| 11. Expires upon termination, with certain grace periods, or ten years after award, whichever is less. |
| /s/ Derek Redmond, attorney-in-fact for Mr. Rabbitt | 07/10/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||