New insider Resolute Manco Holdings Llc claimed ownership of 4,107,534 shares (SEC Form 3)
$RHLD
Finance: Consumer Services
Finance
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/17/2025 |
3. Issuer Name and Ticker or Trading Symbol
Resolute Holdings Management, Inc. [ RHLD ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4,107,534 | D(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. The securities of Resolute Holdings Management, Inc. are or may be deemed to be beneficially owned by (i) Resolute ManCo Holdings LLC ("Resolute ManCo Holdings"), directly, (ii) Tungsten 2024 LLC ("Tungsten"), indirectly as a result of being the managing member of Resolute ManCo Holdings, (iii) John D. Cote, indirectly as a result of being the manager of Tungsten, (iv) C 323 Holdings, LLC ("C 323 Holdings") indirectly as a result of being a non-managing member of Resolute ManCo Holdings, and (v) Thomas R. Knott, indirectly as a result of being the sole and managing member of C 323 Holdings. Each of Mr. John Cote, Mr. Knott, Resolute ManCo Holdings, C 323 Holdings and Tungsten disclaim beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein. |
Remarks: |
By virtue of its relationship with Mr. John Cote, the reporting person may be deemed to be a director by deputization. // Exhibit 24 - Power of Attorney |
/s/ Kurt Schoen, as Attorney-in-Fact for John D. Cote, as Manager of Tungsten 2024 LLC, in its capacity as Managing Member of Resolute ManCo Holdings LLC | 03/19/2025 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |