New insider Smith Bradley G. claimed ownership of 7,285 shares (SEC Form 3)
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/29/2024 |
3. Issuer Name and Ticker or Trading Symbol
CENTRAL GARDEN & PET CO [ CENT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 7,285(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | (2) | 02/09/2027 | Class A Common Stock | 658 | $35.216 | D |
Explanation of Responses: |
1. Includes 219 restricted shares of Class A Common Stock granted on 2/9/21, which shares will vest annually in one-fourth increments and be exercisable beginning on 2/9/22; 1,218 restricted shares of Class A Common Stock granted on 5/18/21, which shares will vest annually in one-third increments and be exercisable beginning on 5/18/23; 562 restricted shares of Class A Common Stock granted on 2/9/22, which shares will vest annually in one-half increments and be exercisable beginning on 2/9/24; 1,152 restricted shares of Class A Common Stock granted on 2/6/23, which shares will vest annually in one-half increments and be exercisable beginning on 2/6/25; 1,127 restricted shares of Class A Common Stock granted on 2/6/24, which shares will vest annually in one-half increments and be exercisable beginning on 2/6/26; and 3,007 restricted shares of Class A Common Stock granted on 2/6/24, which shares will vest annually in one-fourth increments and be exercisable beginning on 2/6/26. |
2. Options were granted February 9, 2021, of which 1,968 have vested and have been exercised; and the remaining 658 shares shall vest and be exercisable on February 9, 2025. |
/s/Bradley Smith | 10/08/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |