New insider Softbank Group Corp. claimed ownership of 431,813 shares (SEC Form 3)
$LIFE
Specialty Insurers
Finance
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/28/2026 |
3. Issuer Name and Ticker or Trading Symbol
Ethos Technologies Inc. [ LIFE ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Class A Common Stock | 431,813 | I | See footnote(1) |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Series A-2 Preferred Stock | (2) | (2) | Class A Common Stock | 11,881 | (2) | I | See footnote(1) |
| Series A Preferred Stock | (2) | (2) | Class A Common Stock | 395,837 | (2) | I | See footnote(1) |
| Series D-1 Preferred Stock | (2) | (2) | Class A Common Stock | 2,289,371 | (2) | I | See footnote(1) |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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| Explanation of Responses: |
| 1. Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. |
| 2. The Series A, Series A-2, and Series D-1 Preferred Stock are each convertible into Class A Common Stock on a ratio dependent on the public offering price of the Class A Common Stock in the Issuer's initial public offering, and have no expiration date. Upon the closing of the Issuer's initial public offering, all shares of Series A, Series A-2, and Series D-1 Preferred Stock will be automatically converted into shares of Class A Common Stock of the Issuer. Each Share of the Series A Preferred Stock, Series A-2 Preferred Stock, and Series D-1 Preferred Stock has no expiration date. |
| SoftBank Group Corp., By: /s/ Yuko Yamamoto, Head of Corporate Legal Department | 01/29/2026 | |
| SB Global Advisers Limited, By: /s/ Stephen Lam, General Counsel | 01/29/2026 | |
| SoftBank Vision Fund II-2 L.P., By: /s/ SB Global Advisers Limited, its Manager, By: /s/ Stephen Lam, General Counsel | 01/29/2026 | |
| SVF II Aggregator (Jersey) LP, By: /s/ Michael Johnson, Director | 01/29/2026 | |
| SVF II Holdings (DE) LLC, By: /s/ Jonathan Duckles, Director | 01/29/2026 | |
| SVF II Investment Holdings (Jersey) L.P., By: SVF II GP (Jersey) Limited, its general partner, By: /s/ Robert Milner | 01/29/2026 | |
| SVF II Investment Holdings LLC, By: /s/ Jonathan Duckles, Director | 01/29/2026 | |
| SVF II Investment Holdings (Subco) LLC, By: /s/ Jonathan Duckles, Director | 01/29/2026 | |
| SVF II Aggregator (DE) LLC, By: /s/ Jonathan Duckles, Director | 01/29/2026 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||