New insider Spt Holding Sarl claimed ownership of 31,761,131 shares (SEC Form 3)
$FLNC
Industrial Machinery/Components
Miscellaneous
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/14/2025 |
3. Issuer Name and Ticker or Trading Symbol
Fluence Energy, Inc. [ FLNC ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Class A Common Stock | 20,000,000(1) | D(2) | |
| Class A Common Stock | 11,761,131 | I | See footnotes(3)(4) |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Explanation of Responses: |
| 1. Represents shares received in a transfer from Siemens AG in a transaction exempt from reporting under Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Such transfer does not represent any change to the aggregate number of shares of Issuer Class A Common Stock beneficially owned by Siemens AG and its subsidiaries. |
| 2. These shares are directly owned by SPT Holding, SARL. |
| 3. These shares are directly owned by SPT Invest Management Sarl. |
| 4. SPT Invest Management Sarl is wholly owned by SPT Holding, SARL, which is wholly owned by Siemens Pension-Trust e.V. Siemens AG is an affiliate of Siemens Pension-Trust e.V. and may be deemed to share beneficial ownership of the shares of Class A Common Stock beneficially owned by Siemens Pension-Trust e.V. |
| SPT Holding, SARL, By: /s/ Thomas Grunewald, Name: Thomas Grunewald, Title: CEO | 10/15/2025 | |
| By: /s/ Denis Stoffel, Name: Denis Stoffel, Title: CFO | 10/15/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||