New insider Warner Roxanne claimed ownership of 4,862 shares (SEC Form 3)
$WHR
Consumer Electronics/Appliances
Consumer Discretionary
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/01/2024 |
3. Issuer Name and Ticker or Trading Symbol
WHIRLPOOL CORP /DE/ [ WHR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
|---|---|---|---|
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 4,684(1) | D | |
| Common Stock | 178.44 | I | 401(k) Stock Fund |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Restricted Stock Units | (2) | (2) | Common Stock | 1,000 | (2) | D | |
| Restricted Stock Units | (3) | (3) | Common Stock | 3,750 | (3) | D | |
| Restricted Stock Units | (4) | (4) | Common Stock | 140 | (4) | D | |
| Restricted Stock Units | (5) | (5) | Common Stock | 1,500 | (5) | D | |
| Restricted Stock Units | (6) | (6) | Common Stock | 199 | (6) | D | |
| Restricted Stock Units | (7) | (7) | Common Stock | 199 | (7) | D | |
| Restricted Stock Units | (8) | (8) | Common Stock | 855 | (8) | D | |
| Deferred Stock | (9) | (9) | Common Stock | 418.11 | $0 | I | Executive Deferred Savings Plan II |
| Explanation of Responses: |
| 1. Aggregate beneficial holdings include shares acquired through dividend reinvestment plan. |
| 2. The restricted stock units, granted on August 1, 2020 in the amount of 2,000 restricted stock units, have one remaining vest date, August 1, 2024, in the amount of 1,000 restricted stock units. The remaining restricted stock units will vest and convert one-for-one to shares on that date. |
| 3. The restricted stock units, granted on February 15, 2021 in the amount of 7,500 restricted stock units, have one remaining vest date, February 15, 2025, in the amount of 3,750 restricted stock units. The remaining restricted stock units will vest and convert one-for-one to shares on that date. |
| 4. The restricted stock units, granted on February 14, 2022 in the amount of 419 restricted stock units, have one remaining vest date, March 1, 2025, in the amount of 140 restricted stock units. The remaining restricted stock units will vest and convert one-for-one to shares on that date. |
| 5. The restricted stock units, granted on December 15, 2022 in the amount of 3,000 restricted stock units, have one remaining vest date, December 15, 2025, in the amount of 1,500 restricted stock units. The remaining restricted stock units will vest and convert one-for-one to shares on that date. |
| 6. The restricted stock units, granted on February 20, 2023 in the amount of 298 restricted stock units, have two remaining vest dates, March 1, 2025 and March 1, 2026, in the amount of 99 and 100 restricted stock units, respectively. The remaining restricted stock units will vest and convert one-for-one to shares on those dates. |
| 7. The restricted stock units, granted on February 20, 2023 in the amount of 299 restricted stock units, have two remaining vest dates, March 1, 2025 and March 1, 2026, in the amount of 99 and 100 restricted stock units, respectively. The remaining restricted stock units will vest and convert one-for-one to shares on those dates |
| 8. The restricted stock units, granted on February 19, 2024 in the amount of 855 restricted stock units will vest in substantially equal installments and convert one-for-one to shares on March 1, 2025, March 1, 2026 and March 1, 2027, respectively. |
| 9. Represents shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation. |
| Remarks: |
| /s/ Bridget K. Quinn, Attorney-In-Fact | 05/09/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||