New insider Wintner Deborah claimed ownership of 4,181 shares (SEC Form 3)
$SWK
Industrial Machinery/Components
Consumer Discretionary
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/13/2024 |
3. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [ SWK ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
|---|---|---|---|
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 4,180.9126(1) | D | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Stock Option (Right to Buy) | 12/04/2019(2) | 12/04/2028 | Common Stock | 1,250 | $130.875 | D | |
| Stock Option (Right to Buy) | 12/03/2020(3) | 12/03/2029 | Common Stock | 5,000 | $150.695 | D | |
| Stock Option (Right to Buy) | 12/03/2021(4) | 12/03/2030 | Common Stock | 5,625 | $179.845 | D | |
| Stock Option (Right to Buy) | 12/06/2023(5) | 12/06/2032 | Common Stock | 6,893 | $77.83 | D | |
| Stock Option (Right to Buy) | 02/15/2024(6) | 02/15/2033 | Common Stock | 5,802 | $90.32 | D | |
| Stock Option (Right to Buy) | 03/01/2025(7) | 03/01/2034 | Common Stock | 8,515 | $89.34 | D | |
| Restricted Stock Units | (8) | (8) | Common Stock | 207 | (9) | D | |
| Restricted Stock Units | (10) | (10) | Common Stock | 2,604 | (9) | D | |
| Restricted Stock Units | (11) | (11) | Common Stock | 6,424 | (9) | D | |
| Restricted Stock Units | (12) | (12) | Common Stock | 1,176 | (9) | D | |
| Restricted Stock Units | (13) | (13) | Common Stock | 2,244 | (9) | D | |
| Restricted Stock Units | (14) | (14) | Common Stock | 1,000 | (9) | D | |
| Restricted Stock Units | (15) | (15) | Common Stock | 2,407 | (9) | D | |
| Explanation of Responses: |
| 1. Includes 311.9126 shares of the Issuer's common stock held under the Employee Stock Purchase Plan. |
| 2. The option became exercisable in four approximately equal annual installments beginning on December 4, 2019. |
| 3. The option became exercisable in four approximately equal annual installments beginning on December 3, 2020. |
| 4. The option became exercisable in four approximately equal annual installments beginning on December 3, 2021. |
| 5. The option became exercisable in three approximately equal annual installments beginning on December 6, 2023. |
| 6. The option became exercisable in three approximately equal annual installments beginning on February 15, 2024. |
| 7. The option will become exercisable in three approximately equal annual installments beginning on March 1, 2025. |
| 8. The Restricted Stock Units ("RSUs") were granted on December 3, 2020, and will vest on December 3, 2024. |
| 9. Each RSU represents a contingent right to receive one share of the Issuer's common stock. |
| 10. The RSUs were granted on December 6, 2022, and will vest in two approximately equal annual installments on December 6, 2024, and December 6, 2025 |
| 11. The RSUs were granted on December 6, 2022, and will vest in two approximately equal annual installments on December 6, 2024, and December 6, 2025. |
| 12. The RSUs were granted on December 10, 2021, and will vest in two approximately equal annual installments on December 10, 2024, and December 10, 2025. |
| 13. The RSUs were granted on February 15, 2023, and will vest in two approximately equal annual installments on February 15, 2025, and February 15, 2026. |
| 14. The RSUs were granted on February 20, 2020, and will vest on February 20, 2025. |
| 15. The RSUs were granted on March 1, 2024, and will vest in three approximately equal annual installments beginning on March 1, 2025. |
| Remarks: |
| /s/ Janet M. Link, Attorney-in-Fact | 08/13/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||