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    New York Mortgage Trust Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

    2/19/25 4:13:14 PM ET
    $NYMT
    Real Estate Investment Trusts
    Real Estate
    Get the next $NYMT alert in real time by email
    nymt-20250219
    0001273685false00012736852025-02-192025-02-190001273685nymt:CommonStockParValue001PerShareMember2025-02-192025-02-190001273685nymt:A8000SeriesDFixedToFloatingRateCumulativeRedeemablePreferredStockParValue001PerShare2500LiquidationPreferenceMember2025-02-192025-02-190001273685nymt:A7875SeriesEFixedToFloatingRateCumulativeRedeemablePreferredStockParValue001PerShare2500LiquidationPreferenceMember2025-02-192025-02-190001273685nymt:A6875SeriesFFixedToFloatingRateCumulativeRedeemablePreferredStockParValue001PerShare2500LiquidationPreferenceMember2025-02-192025-02-190001273685nymt:A7000SeriesGCumulativeRedeemablePreferredStockParValue001PerShare2500LiquidationPreferenceMember2025-02-192025-02-190001273685nymt:NinePointOneTwoFivePercentSeniorNotesDueTwoThousandTwentyNineMember2025-02-192025-02-190001273685nymt:A9.125SeniorNotesDue2030Member2025-02-192025-02-19

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    FORM 8-K

    CURRENT REPORT
    Pursuant to Section 13 or 15(d)
    of the Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported): February 19, 2025

    NEW YORK MORTGAGE TRUST, INC.
    (Exact name of registrant as specified in its charter)
    Maryland001-3221647-0934168
    (State or other jurisdiction of incorporation)(Commission File Number)(IRS Employer Identification No.)

    90 Park Avenue
    New York, New York 10016
    (Address and zip code of
    principal executive offices)

    Registrant’s telephone number, including area code: (212) 792-0107

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

    ☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    ☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    ☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    ☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





    Securities registered pursuant to Section 12(b) of the Act:
    Title of Each ClassTrading Symbol(s)Name of Each Exchange on Which Registered
    Common Stock, par value $0.01 per share NYMTNASDAQStock Market
    8.000% Series D Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share, $25.00 Liquidation PreferenceNYMTNNASDAQ Stock Market
    7.875% Series E Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share, $25.00 Liquidation PreferenceNYMTMNASDAQ Stock Market
    6.875% Series F Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share, $25.00 Liquidation PreferenceNYMTLNASDAQStock Market
    7.000% Series G Cumulative Redeemable Preferred Stock, par value $0.01 per share, $25.00 Liquidation PreferenceNYMTZNASDAQStock Market
    9.125% Senior Notes due 2029
    NYMTI
    NASDAQStock Market
    9.125% Senior Notes due 2030NYMTGNASDAQStock Market


    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (§230.405 of this chapter) or Rule 12b-2 under the Exchange Act (§240.12b-2 of this chapter).

    Emerging Growth Company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

    Item 2.02.    Results of Operations and Financial Condition.

    On February 19, 2025, New York Mortgage Trust, Inc. (the “Company”) issued a press release announcing its financial results for the three months and year ended December 31, 2024. A copy of the press release is furnished herewith as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

    In addition, in conjunction with the press release announcing its financial results, the Company posted supplemental financial information on the “Events & Presentations” section of its website (www.nymtrust.com). Such supplemental financial information is furnished herewith as Exhibit 99.2 to this Current Report on Form 8-K and is incorporated herein by reference.

    The information included in this Current Report on Form 8-K (including Exhibit 99.1 and Exhibit 99.2 attached hereto), shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing made by the Company under the Exchange Act or Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

    Item 7.01. Regulation FD Disclosure.

    The disclosure contained in Item 2.02 is incorporated herein by reference.




    Item 9.01.    Financial Statements and Exhibits.

    (d) Exhibits.

    Exhibit No.Description
    99.1 †
    Press release dated as of February 19, 2025.
    99.2 †
    Fourth Quarter 2024 Supplemental Financial Information.
    104Cover Page Interactive Data File-the cover page XBRL tags are embedded within the Inline XBRL document.
    † Furnished herewith.




    SIGNATURE

    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

    NEW YORK MORTGAGE TRUST, INC.
    (Registrant)
    Date: February 19, 2025By:/s/ Kristine R. Nario-Eng
    Kristine R. Nario-Eng
    Chief Financial Officer


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