Nocera Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
UNITED STATES
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On January 12, 2026, Nocera, Inc. (the “Company”) held its 2025 Annual Meeting of Stockholders (the “Annual Meeting”), which was conducted virtually.
As of the close of business on October 29, 2025, the record date as determined by the Company’s Board of Directors (the “Board”), there were 14,373,597 shares of the Company’s common stock, par value $0.001 per share, outstanding and entitled to vote, with each share entitled to one vote.
At the Annual Meeting, 12,552,055 shares of the Company’s common stock were represented in person or by proxy, representing approximately 87.33% of the outstanding shares entitled to vote. The presence of these shares constituted a quorum pursuant to the Nevada Revised Statutes and the Company’s Amended and Restated Bylaws.
The final voting results for each matter submitted to a vote of stockholders at the Annual Meeting were as follows:
| 1. | Election of Directors: |
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The following five (5) nominees were elected to serve as directors of the Company until the next annual meeting of stockholders or until their successors are duly elected and qualified: |
| Name | Votes For | Withheld | Abstain | Broker Non-Votes | ||||||||||||
| Andy Chin-An Jin | 12,551,955 | 0 | 100 | 0 | ||||||||||||
| Sean Fislon | 12,551,955 | 0 | 100 | 0 | ||||||||||||
| Hui-Ying Zhuang | 12,551,955 | 0 | 100 | 0 | ||||||||||||
| Yiwen Zhang | 12,551,955 | 0 | 100 | 0 | ||||||||||||
| Song-Yuan Teng | 12,551,955 | 0 | 100 | 0 | ||||||||||||
Because directors are elected by a plurality of the votes cast, votes “against” do not affect the outcome of the election. There were no broker non-votes with respect to the election of directors.
| 2. |
Ratification of Independent Registered Public Accounting Firm: |
Stockholders voted on a proposal to ratify the appointment of Enrome LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025.
| Votes For | Votes Against | Abstentions | ||||
| 12,551,955 | 100 | 0 | ||||
The proposal was approved.
| 3. |
Approval of Series B Convertible Preferred Stock Issuance (Nasdaq Listing Rule 5635(d)):
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Stockholders voted on a proposal, for purposes of complying with Nasdaq Listing Rule 5635(d), to approve the potential issuance of shares of the Company’s common stock upon conversion of the Company’s Series B Convertible Non-Voting Preferred Stock in excess of 19.99% of the Company’s issued and outstanding shares of common stock at a price that may be less than the Nasdaq Minimum Price, as defined in Nasdaq Listing Rule 5635(d).
| 2 |
| Votes For | Votes Against | Abstentions | ||||
| 12,551,755 | 300 | 0 |
The proposal was approved.
| 4. |
Approval of Reverse Stock Split Amendment:
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Stockholders voted on a proposal to approve an amendment to the Company’s Amended and Restated Articles of Incorporation to effect a reverse stock split of the Company’s issued and outstanding common stock at any time over the next year at a ratio in a range of not less than one-for-five (1:5) and not greater than one-for-one-hundred (1:100), with the final effective date and ratio to be determined by the Board in its discretion.
| Votes For | Votes Against | Abstentions | ||||
| 12,551,753 | 302 | 0 |
The proposal was approved.
| 5. |
Approval of Authorized Share Increase: |
Stockholders voted on a proposal to approve an amendment to the Company’s Amended and Restated Articles of Incorporation to increase the number of authorized shares of common stock from 200,000,000 to 2,000,000,000.
| Votes For | Votes Against | Abstentions | ||||
| 12,551,955 | 100 | 0 |
The proposal was approved.
| 6. |
Approval of Convertible Note Issuance (Nasdaq Listing Rule 5635(d)): |
Stockholders voted on a proposal, for purposes of complying with Nasdaq Listing Rule 5635(d), to approve the potential issuance of shares of the Company’s common stock upon conversion of the senior secured convertible notes issued and issuable pursuant to that certain Securities Purchase Agreement, dated as of October 31, 2025, in excess of 19.99% of the Company’s issued and outstanding shares of common stock at a price that may be less than the Nasdaq Minimum Price, as defined in Nasdaq Listing Rule 5635(d).
| Votes For | Votes Against | Abstentions | ||||
| 12,551,955 | 100 | 0 |
The proposal was approved.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NOCERA, INC. | |
| Date: January 14, 2026 | By: /s/ Andy Ching-An Jin |
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Name: Andy Ching-An Jin Title: Chief Executive Officer |
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