Northern Technologies International Corporation filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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CURRENT REPORT
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| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
On January 16, 2026, Northern Technologies International Corporation (the “Company”) held an Annual Meeting of Stockholders (the “2026 Annual Meeting”). As of the close of business on November 18, 2025, the record date for the 2026 Annual Meeting, there were 9,480,688 shares of common stock outstanding and entitled to vote at the 2026 Annual Meeting. Each share of common stock was entitled to one vote. Stockholders holding an aggregate of 6,264,094 shares of common stock entitled to vote at the 2026 Annual Meeting, representing 66.07% of the outstanding shares of common stock as of the record date, and which constituted a quorum thereof, were present in person or represented by proxy at the 2026 Annual Meeting.
At the 2026 Annual Meeting, the Company’s stockholders considered four proposals, each of which is set forth below and described in more detail in the Company’s definitive proxy statement for the 2026 Annual Meeting filed with the Securities and Exchange Commission on December 1, 2025.
The final results of the stockholder vote at the 2026 Annual Meeting on each proposal brought before the Company’s stockholders were as follows:
| Proposal One - | The eight director nominees proposed by the Board of Directors were elected to serve as members of the Board of Directors until the next annual meeting of stockholders and until their respective successors have been duly elected and qualified by the following final voting results: |
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Votes For |
Votes Withheld |
Broker Non-Votes | ||||
| Nancy E. Calderon | 4,869,373 | 15,436 | 1,379,285 | |||
| Sarah E. Kemp | 4,871,320 | 13,489 | 1,379,285 | |||
| Sunggyu Lee, Ph.D. | 4,846,659 | 38,150 | 1,379,285 | |||
| G. Patrick Lynch | 4,871,210 | 13,599 | 1,379,285 | |||
| Ramani Narayan, Ph.D. | 4,872,936 | 11,873 | 1,379,285 | |||
| Richard J. Nigon | 4,870,619 | 14,190 | 1,379,285 | |||
| Cristina Pinho | 4,869,193 | 15,616 | 1,379,285 | |||
| Konstantin von Falkenhausen | 4,869,717 | 15,092 | 1,379,285 |
| Proposal Two - | The compensation of the Company’s named executive officers, as disclosed in the Company’s proxy statement, was approved, on an advisory basis, by the following final voting results: |
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Votes For |
Votes Against |
Votes Abstained |
Broker Non-Votes | |||
| 4,793,021 | 44,750 | 47,038 | 1,379,285 |
| Proposal Three - | A frequency of every one year for future advisory votes on executive compensation was approved, on an advisory basis, by the Company’s stockholders by the following final voting results: |
| One Year | Two Years | Three Years | Abstentions | Broker Non-Votes | ||||
| 4,389,578 | 57,309 | 381,112 | 56,810 | 1,379,285 |
| Proposal Four - | The ratification of the appointment of Baker Tilly US, LLP as the Company’s independent registered public accounting firm for the fiscal year ending August 31, 2026 was approved by the following final voting results: |
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Votes For |
Votes Against |
Abstentions |
Broker Non-Votes | |||
| 6,255,908 | 1,628 | 6,558 | 0 |
Consistent with the advisory vote on Proposal Three - Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation, the Company’s Board of Directors determined that the Company will continue to conduct an executive compensation advisory vote, or say-on-pay vote, every one year.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NORTHERN TECHNOLOGIES | ||
| INTERNATIONAL CORPORATION | ||
| By: | /s/ Matthew C. Wolsfeld | |
| Matthew C. Wolsfeld | ||
| Chief Financial Officer and Corporate Secretary | ||
Date: January 16, 2026