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    Northern Trust Corporation filed SEC Form 8-K: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

    4/23/25 4:17:52 PM ET
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    ntrs-20250422
    000007312412/31false00000731242025-04-222025-04-220000073124us-gaap:CommonStockMember2025-04-222025-04-220000073124ntrs:DepositarySharesMember2025-04-222025-04-22

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549 
     
    FORM
    8-K

    CURRENT REPORT
    Pursuant to Section 13 or 15(d) of the
    Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported) April 22, 2025

    NORTHERN TRUST CORPORATION

    (Exact name of registrant as specified in its charter)
    Delaware001-36609 36-2723087
    (State or other jurisdiction of incorporation)(Commission File Number) (IRS Employer Identification No.)
    50 South LaSalle Street 60603
    Chicago,Illinois(Zip Code)
    (Address of principal executive offices) 
    Registrant’s telephone number, including area code (312) 630-6000

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
    ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
    Securities registered pursuant to Section 12(b) of the Act:
    Title of each classTrading SymbolName of each exchange on which registered
    Common Stock, $1.66 2/3 Par ValueNTRSThe NASDAQ Stock Market LLC
    Depositary Shares, each representing 1/1,000th interest in a share of Series E Non-Cumulative Perpetual Preferred Stock
    NTRSOThe NASDAQ Stock Market LLC
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



    Item 5.03.    Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
    On April 22, 2025, the Board of Directors of Northern Trust Corporation (the “Corporation”) approved certain amendments to the Corporation’s By-laws (the “By-laws”) to reflect (i) the formation of a Technology and Operations Committee; (ii) the dissolution of the Capital Governance Committee; and (iii) the renaming of the Business Risk Committee to the Risk Committee.

    The foregoing summary of the amendments to the By-laws does not purport to be complete and is qualified in its entirety by reference to the complete text of the By-laws, as amended, which are attached hereto as Exhibit 3.1 and incorporated herein by reference.

    Item 5.07.    Submission of Matters to a Vote of Security Holders.
    (a)-(b) The 2025 annual meeting of stockholders (the “2025 Annual Meeting”) of the Corporation was held on April 22, 2025, in Chicago, Illinois for the purposes of: (i) electing 13 directors to serve on the Board of Directors until the 2026 annual meeting or their successors are elected and qualified; (ii) approving, by an advisory vote, 2024 named executive officer compensation; and (iii) ratifying the appointment of KPMG LLP as the Corporation’s independent registered public accounting firm for the 2025 fiscal year. Stockholders representing 179,564,369 shares, or 92.09% of the Corporation’s common stock as of the February 24, 2025 record date, voted in person or by proxy. Final voting results are as follows.

    Election of Directors
    All 13 nominees for director named in the proxy statement for the 2025 Annual Meeting were elected by the votes set forth in the table below.
    NomineeForAgainstAbstentionsBroker Non-Votes
    Susan Crown145,569,373 21,853,148 2,298,734 9,843,114 
    Chandra Dhandapani166,813,489 626,646 2,281,120 9,843,114 
    Dean M. Harrison166,297,093 1,185,204 2,238,958 9,843,114 
    Jay L. Henderson146,087,328 20,920,883 2,713,044 9,843,114 
    Marcy S. Klevorn166,787,752 669,440 2,264,063 9,843,114 
    Siddharth N. (Bobby) Mehta166,799,996 695,261 2,225,998 9,843,114 
    Robert E. Moritz166,631,745 854,474 2,235,036 9,843,114 
    Michael G. O’Grady159,772,593 7,278,216 2,670,446 9,843,114 
    Richard M. Petrino166,634,324 808,697 2,278,234 9,843,114 
    Martin P. Slark161,215,664 6,253,785 2,251,806 9,843,114 
    David H. B. Smith, Jr.163,006,675 4,501,142 2,213,438 9,843,114 
    Donald Thompson163,872,473 3,604,276 2,244,506 9,843,114 
    Charles A. Tribbett III146,170,135 20,759,994 2,791,126 9,843,114 

    Approval of 2024 Named Executive Officer Compensation
    The 2024 named executive officer compensation was approved, on an advisory basis, by the votes set forth in the table below.
    ForAgainstAbstentionsBroker Non-Votes
    160,197,683 6,880,154 2,643,418 9,843,114 

    Ratification of Appointment of KPMG LLP
    The appointment of KPMG LLP as the Corporation’s independent registered public accounting firm for the 2025 fiscal year was ratified by the votes set forth in the table below.
    ForAgainstAbstentionsBroker Non-Votes
    170,077,543 7,649,213 1,837,613 — 





    Item 9.01 Financial Statements and Exhibits

    (d) Exhibits
    Exhibit NumberDescription
    3.1
    By-laws of Northern Trust Corporation, as amended April 22, 2025
    104The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.



    SIGNATURES
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
     
    NORTHERN TRUST CORPORATION
    Date:April 23, 2025By:/s/ Susan C. Levy
    Susan C. Levy
    Executive Vice President, General Counsel and Corporate Secretary

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