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    Ocugen Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

    5/9/25 9:45:30 AM ET
    $OCGN
    Biotechnology: Biological Products (No Diagnostic Substances)
    Health Care
    Get the next $OCGN alert in real time by email
    ocgn-20250509
    false000137229900013722992025-05-092025-05-09


    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    ___________________________________________________________ 
    FORM 8-K
    ___________________________________________________________
     
    CURRENT REPORT
    Pursuant to Section 13 OR 15 (d)
    of The Securities Exchange Act of 1934
     
    Date of Report (Date of Earliest Event Reported): May 9, 2025
     
    ___________________________________________________________
     
    OCUGEN, INC.
    (Exact Name of Registrant as Specified in its Charter)
     
    ___________________________________________________________
     
    Delaware001-3675104-3522315
    (State or Other Jurisdiction of
    Incorporation)
    (Commission
    File Number)
    (I.R.S. Employer
    Identification Number)
     
    11 Great Valley Parkway
    Malvern, Pennsylvania 19355
    (484) 328-4701
    (Address, including zip code, and telephone number, including area code, of principal executive office)

    N/A
    (Former Name or Former Address, if Changed Since Last Report)

    Check the appropriate box below if the Form 8–K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
     
    ☐            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
    ☐            Soliciting material pursuant to Rule 14a–12 under the Exchange Act (17 CFR 240.14a–12)
     
    ☐            Pre–commencement communications pursuant to Rule 14d–2(b) under the Exchange Act (17 CFR 240.14d–2(b))
     
    ☐            Pre–commencement communications pursuant to Rule 13e–4(c) under the Exchange Act (17 CFR 240.13e–4(c))



    Securities registered pursuant to Section 12(b) of the Act:
    Title of each classTrading Symbol(s)Name of each exchange on which registered
    Common Stock, $0.01 par value per shareOCGN
    The Nasdaq Stock Market LLC
    (The Nasdaq Capital Market)

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
     
    Emerging growth company ☐
     
    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐




    Item 2.02 Results of Operations and Financial Condition.
    On May 09, 2025, Ocugen, Inc. (the "Company") issued a press release announcing certain financial results for the quarter ended March 31, 2025. The Company has scheduled a conference call and webcast for 8:30 a.m. Eastern Time on May 9, 2025, to discuss these financial results and business updates. The Company will use presentation materials in connection with the conference call and webcast, which presentation materials will be posted on the Company's website at www.ocugen.com. Copies of the press release and presentation materials are furnished herewith as Exhibit 99.1 and Exhibit 99.2, respectively, to this Current Report on Form 8-K (this "Report") and incorporated herein by reference.
    The information disclosed under Item 2.02 of this Report, including Exhibit 99.1 and Exhibit 99.2, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, and shall not be deemed to be incorporated by reference in any Company filing under the Securities Act of 1933, as amended (the "Securities Act"), or the Exchange Act, except as expressly set forth by specific reference in such filing.

    Item 9.01 Financial Statements and Exhibits.
    The following exhibits are being furnished herewith:
    (d) Exhibits
    Exhibit No.Document
    99.1
    Press Release of Ocugen, Inc. dated May 9, 2025.
    99.2
    Earnings Release Presentation issued May 9, 2025.
    104Cover Page Interactive Data File (embedded within the Inline XBRL document).
    1


    SIGNATURE
     
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
    Date: May 09, 2025
     
    OCUGEN, INC.
    By:/s/ Shankar Musunuri
    Name: Shankar Musunuri
    Title: Chairman, Chief Executive Officer, & Co-Founder
    3
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