Officer Cohen Richard B disposed of 2,292,405 units of Class V-1 Common Stock, disposed of 163,355,074 units of Class V-3 Common Stock and gifted 750,000 units of Class V-3 Common Stock (SEC Form 4)

6/16/25 6:53:38 PM ET

$SYM

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SEC FORM 4 SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Cohen Richard B

(Last)

(First)

(Middle)

C/O SYMBOTIC INC., 200 RESEARCH DRIVE

(Street)

WILMINGTON

01887

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
06/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class V-1 Common Stock⁽¹⁾⁽²⁾	06/12/2025		J⁽³⁾⁽⁴⁾		2,292,405	D	⁽³⁾⁽⁴⁾	0	I	By the RBC 2021 4 Year GRAT⁽⁵⁾
Class V-3 Common Stock⁽¹⁾⁽²⁾	06/12/2025		J⁽³⁾⁽⁴⁾		163,355,074	D	⁽³⁾⁽⁴⁾	0	I	By RBC 2021 4 Year GRAT⁽⁵⁾
Class V-3 Common Stock⁽¹⁾⁽²⁾	06/12/2025		G⁽⁶⁾		750,000	D	⁽⁶⁾	1,681,133	I	By the Richard B. Cohen Revocable Trust⁽⁷⁾
Class V-1 Common Stock⁽¹⁾⁽²⁾								2,215,990	I	By RJJRP Holdings, Inc.⁽⁸⁾
Class V-3 Common Stock⁽¹⁾⁽²⁾								41,549,600	I	By RJJRP Holdings, Inc.⁽⁸⁾
Class V-1 Common Stock⁽¹⁾⁽²⁾								520,835	I	By Spouse⁽⁹⁾
Class V-3 Common Stock⁽¹⁾⁽²⁾								165,419,975	I	By Spouse⁽⁹⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Symbotic Holdings Units⁽¹⁾⁽²⁾	⁽¹⁾⁽²⁾	06/12/2025		J⁽³⁾⁽⁴⁾			165,647,479	⁽¹⁾⁽²⁾	⁽¹⁾⁽²⁾	Class A Common Stock	165,647,479	⁽¹⁾⁽²⁾	0	I	By the RBC 2021 4 Year GRAT⁽⁵⁾
Symbotic Holdings Units⁽¹⁾⁽²⁾	⁽¹⁾⁽²⁾	06/12/2025		G⁽⁶⁾			750,000	⁽¹⁾⁽²⁾	⁽¹⁾⁽²⁾	Class A Common Stock	750,000	⁽¹⁾⁽²⁾	1,681,133	I	By the Richard B. Cohen Revocable Trust⁽⁷⁾
Symbotic Holdings Units⁽¹⁾⁽²⁾	⁽¹⁾⁽²⁾							⁽¹⁾⁽²⁾	⁽¹⁾⁽²⁾	Class A Common Stock	43,765,590		43,765,590	I	By RJJRP Holdings, Inc.⁽⁸⁾
Symbotic Holdings Units⁽¹⁾⁽²⁾	⁽¹⁾⁽²⁾							⁽¹⁾⁽²⁾	⁽¹⁾⁽²⁾	Class A Common Stock	165,940,810		165,940,810	I	By Spouse⁽⁹⁾

Explanation of Responses:

1. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share. Shares of Class V-3 Common Stock of the Issuer have no economic rights and each share of Class V-3 Common Stock entitles its holder to 3 votes per share.

2. The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock or Class V-3 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock or Class V-3 Common Stock, as applicable.

3. According to the terms of The RBC 2021 4 Year GRAT's trust agreement, The RBC 2021 4 Year GRAT terminated on March 31, 2025 and the remainder of The RBC 2021 4 Year GRAT (after full and final payment of any annuity amounts owed to Richard B. Cohen) (the "GRAT Remainder"), was to be distributed to the RBC Millennium Trust. The trustees of the RBC Millennium Trust resolved to accept the GRAT Remainder and hold and administer the GRAT Remainder in a separate, GST non-exempt trust apart from the principal and income held by the Millennium Trust. On June 12, 2025, The RBC 2021 4 Year GRAT distributed the GRAT Remainder to The RBC Millennium GST Non-Exempt Trust (the "Distribution"). (Continued)

4. (Continued from Footnote 3) As a result of the Distribution, The RBC Millennium GST Non-Exempt Trust received in the aggregate the 165,647,479 common units in Symbotic Holdings LLC ("OpCo"), 163,355,074 shares of Symbotic Class V-3 Common Stock and 2,292,405 shares of Symbotic Class V-1 Common Stock previously held by The RBC 2021 4 Year GRAT.

5. Richard B. Cohen may be considered the beneficial owner of Class V-1 Common Stock, Class V-3 Common Stock and Symbotic Holdings Units held by the RBC 2021 4 Year GRAT, which is a trust for which Mr. Cohen is the trustee and to which Mr. Cohen is the sole beneficiary. Mr. Cohen disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

6. Represents a bona fide gift to a charitable donor-advised fund. Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

7. Richard B. Cohen may be considered the beneficial owner of shares of Class V-3 Common Stock and Symbotic Holdings Units held of record by the Richard B. Cohen Revocable Trust, of which Richard B. Cohen is trustee and the sole beneficiary.

8. Richard B. Cohen may be considered the beneficial owner of shares of Class V-1 Common Stock, shares of Class V-3 Common Stock and Symbotic Holdings Units held of record by RJJRP Holdings, Inc., of which Richard B. Cohen is a shareholder and the President and Chief Executive Officer.

9. Richard B. Cohen may be considered to have an additional indirect pecuniary interest in Symbotic Holdings Units (including the equivalent number of paired shares of Class V-1 or Class V-3 Common Stock) held by The RBC Millennium Trust and the Jill Cohen Mill Trust (together, the "Spousal Shares") in which Mr. Cohen's spouse acts as trustee and to which members of Mr. Cohen's immediate family have a pecuniary interest. Richard B. Cohen does not have voting or investment control over the Spousal Shares and disclaims beneficial ownership of the Spousal Shares except to the extent that Mr. Cohen may be considered to have an indirect pecuniary interest therein. This report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the Spousal Shares for purposes of Section 16 or for any other purpose.

Remarks:

Reporting Person is Board Chair, President and Chief Executive Officer

	/s/ Corey Dufresne, Attorney-in-Fact for Richard B. Cohen	06/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Date	Price Target	Rating	Analyst
2/6/2025		Outperform → Mkt Perform	Raymond James
1/16/2025	$35.00	Outperform	Oppenheimer
1/13/2025	$37.00	Buy	Citigroup
1/8/2025	$35.00	Neutral → Buy	DA Davidson
11/27/2024	$25.00	Buy → Hold	Craig Hallum
11/27/2024		Overweight → Sector Weight	KeyBanc Capital Markets
11/27/2024	$50.00 → $35.00	Buy → Neutral	DA Davidson
7/23/2024	$45.00	Hold	Vertical Research

Officer Cohen Richard B disposed of 2,292,405 units of Class V-1 Common Stock, disposed of 163,355,074 units of Class V-3 Common Stock and gifted 750,000 units of Class V-3 Common Stock (SEC Form 4)

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Recent Analyst Ratings for
$SYM

$SYM
Analyst Ratings

Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

Symbotic downgraded by Raymond James

Oppenheimer initiated coverage on Symbotic with a new price target

Citigroup resumed coverage on Symbotic with a new price target

Officer Cohen Richard B disposed of 2,292,405 units of Class V-1 Common Stock, disposed of 163,355,074 units of Class V-3 Common Stock and gifted 750,000 units of Class V-3 Common Stock (SEC Form 4)

Chat with this insight

Recent Analyst Ratings for $SYM

$SYM Analyst Ratings

Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

Symbotic downgraded by Raymond James

Oppenheimer initiated coverage on Symbotic with a new price target

Citigroup resumed coverage on Symbotic with a new price target

Recent Analyst Ratings for
$SYM

$SYM
Analyst Ratings