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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 13, 2024
Olaplex Holdings, Inc.
(Exact name of registrant as specified in its charter)
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Delaware | | 001-40860 | | 87-1242679 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
432 Park Avenue South, Third Floor, New York, NY 10016
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (310) 691-0776
Not applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class | | Trading Symbol | | Name of each exchange on which registered |
Common Stock, par value $0.001 per share | | OLPX | | Nasdaq Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On August 13, 2024, the Board of Directors of Olaplex Holdings, Inc. (the "Company") appointed Catherine Dunleavy, age 55, as Chief Operating Officer and Chief Financial Officer of the Company, effective immediately, completing the leadership transition that the Company previously announced in its Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on July 11, 2024 (the "July 11 Form 8-K"). Ms. Dunleavy succeeds Paul Kosturos, who served as interim Chief Financial Officer of the Company from May 6, 2024 until Ms. Dunleavy's appointment. On August 13, 2024, Ms. Dunleavy and the Company entered into an indemnification agreement in substantially similar form as Exhibit 10.2 to the Company's Annual Report on Form 10-K filed with the SEC on February 29, 2024.
On July 11, 2024, the Company entered into a letter agreement (the "Offer Letter") with Ms. Dunleavy with respect to her service as Chief Operating Officer and Chief Financial Officer of the Company. A description of the Offer Letter and Ms. Dunleavy's business experience was disclosed in the July 11 Form 8-K and is incorporated by reference herein.
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed by the undersigned hereunto duly authorized.
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Date: August 13, 2024 | Olaplex Holdings, Inc. |
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| By: | /s/ Amanda Baldwin |
| Name: | Amanda Baldwin |
| Title: | Chief Executive Officer |