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    Oxford Square Capital Corp. filed SEC Form 8-K: Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

    2/28/25 4:07:02 PM ET
    $OXSQ
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    false 0001259429 0001259429 2025-02-28 2025-02-28 0001259429 OXSQ:CommonStockParValue0.01PerShareMember 2025-02-28 2025-02-28 0001259429 OXSQ:Sec6.25NotesDue2026Member 2025-02-28 2025-02-28 0001259429 OXSQ:Sec5.50NotesDue2028Member 2025-02-28 2025-02-28 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

     

    Current Report Pursuant to Section 13 or 15(d) of

    the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported):

    February 28, 2025

     

    OXFORD SQUARE CAPITAL CORP.

    (Exact name of registrant as specified in its charter)

     

    Maryland   814-00638   20-0188736
    (State or other jurisdiction
    of incorporation)
      (Commission File Number)   (I.R.S. Employer
    Identification No.)

     

    8 Sound Shore Drive, Suite 255

    Greenwich, CT 06830

    (Address of principal executive offices and zip code)

     

    (203) 983-5275

    (Registrant’s telephone number, including area code)

     

    n/a

    (Former name or former address, if changed since last report)

     

    Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class   Trading Symbol(s)   Name of each exchange on which registered
    Common stock, par value $0.01 per share   OXSQ   NASDAQ Global Select Market LLC
    6.25% Notes due 2026   OXSQZ   NASDAQ Global Select Market LLC
    5.50% Notes due 2028   OXSQG   NASDAQ Global Select Market LLC

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     

     

     

    Item 2.02 Results of Operations and Financial Condition

     

    On February 28, 2025, Oxford Square Capital Corp. (the “Company”) issued a press release announcing its financial results for the quarter ended December 31, 2024. The text of the press release is included as Exhibit 99.1 to this Form 8-K.

     

    The information set forth under this Item 2.02, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The information set forth under this Item 2.02, including Exhibit 99.1, shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, unless it is specifically incorporated by reference therein.

     

    Item 7.01 Regulation FD Disclosure

     

    On February 28, 2025, the Company issued a press release, included herewith as Exhibit 99.1, announcing the declaration of distributions for the months ending April 30, 2025, May 31, 2025, and June 30, 2025. Additionally, on February 28, 2025, the Company made available on its website, www.oxfordsquarecapital.com, supplemental investor information with respect to the aforementioned earnings press release.

     

    The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The information provided herein shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

     

    Item 9.01 Financial Statements and Exhibits.

     

      (d) Exhibits.

     

    Exhibit No.   Description
    99.1   Press release dated February 28, 2025
    104   Cover Page Interactive Data File (embedded within the inline XBRL document).

     

     

     

    SIGNATURE

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

    Date: February 28, 2025 OXFORD SQUARE CAPITAL CORP.
       
      By: /s/ Saul B. Rosenthal
        Saul B. Rosenthal
        President

     

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