PDF Solutions Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
$PDFS
Computer Software: Prepackaged Software
Technology
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): June 17, 2025
(Exact name of registrant as specified in its charter)
(Commission File Number)
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(State or Other Jurisdiction of Incorporation)
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(I.R.S. Employer Identification No.)
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(Address of principal executive offices, with zip code)
(408 ) 280-7900
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Exchange Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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The
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
TABLE OF CONTENTS
Item 5.07. Submission of Matters to a Vote of Security Holders.
On June 17, 2025, at the 2025 Annual Meeting of Stockholders, the stockholders of the Company elected each of the director nominees and approved proposals 2, 3, 4, and 5.
The final results for the votes regarding each proposal are set forth below. The proposals are described in detail in the Company’s Proxy Statement.
Proposal No. 1 Election of Class III Directors:
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NOMINEES FOR
CLASS II
DIRECTORS |
FOR
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AGAINST
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ABSTAIN
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BROKER
NON-VOTES
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Nancy Erba
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28,081,951 | 1,271,859 | 4,073 | 3,995,611 |
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Michael B. Gustafson
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28,053,621 | 1,282,956 | 21,306 | 3,995,611 |
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John Kibarian, Ph.D.
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27,980,796 | 1,373,014 | 4,073 | 3,995,611 |
Proposal No. 2 Ratification of the appointment of BPM LLP as the Independent Registered Public Accounting Firm for the Company for the year ending December 31, 2025:
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FOR
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AGAINST
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ABSTAIN
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| 32,953,889 | 20,009 | 379,596 |
Proposal No. 3 Approval of the Company’s Tenth Amended and Restated 2011 Stock Incentive Plan:
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FOR
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AGAINST
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ABSTAIN
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BROKER
NON-VOTES
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| 28,927,482 | 424,547 | 5,854 | 3,995,611 |
Proposal No. 4 Approval of the Company's Second Amended and Restated 2021 Employee Stock Purchase Plan
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FOR
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AGAINST
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ABSTAIN
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BROKER
NON-VOTES
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| 29,326,223 |
25,056
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6,604 | 3,995,611 |
Proposal No. 5 Approval, by non-binding advisory vote, of the 2024 compensation awarded to Named Executive Officers:
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FOR
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AGAINST
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ABSTAIN
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BROKER
NON-VOTES
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| 29,032,173 | 237,726 | 87,984 | 3,995,611 |
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
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10.1
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10.2
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document)
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† Management contract or compensatory plan arrangement.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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PDF SOLUTIONS, INC.
(Registrant) |
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By:
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/s/ Adnan Raza
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Adnan Raza
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EVP, Finance, and Chief Financial Officer
(principal financial and accounting officer) |
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Dated: June 23, 2025