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    PennantPark Investment Corporation filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits

    4/3/25 4:06:03 PM ET
    $PNNT
    Finance: Consumer Services
    Finance
    Get the next $PNNT alert in real time by email
    Form 8-K
    0001383414 False 0001383414 2025-04-03 2025-04-03 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

    _________________

    FORM 8-K

    _________________

    CURRENT REPORT

    Pursuant to Section 13 or 15(d)
    of the Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported):  April 3, 2025

    _______________________________

    PennantPark Investment Corporation

    (Exact name of registrant as specified in its charter)

    _______________________________

    Maryland814-0073620-8250744
    (State or Other Jurisdiction of Incorporation)(Commission File Number)(I.R.S. Employer Identification No.)

    1691 Michigan Avenue

    Miami Beach, Florida 33139

    (Address of Principal Executive Offices) (Zip Code)

    (786) 297-9500

    (Registrant's telephone number, including area code)

    Not Applicable

    (Former name or former address, if changed since last report)

    _______________________________

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

    ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:

    Title of each classTrading Symbol(s)Name of each exchange on which registered
    Common Stock, par value $0.001 per sharePNNTThe New York Stock Exchange

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     
     
    Item 7.01. Regulation FD Disclosure.

    On April 3, 2025, PennantPark Investment Corporation issued a press release announcing its scheduled earnings release for the second fiscal quarter ended March 31, 2025. A copy of the press release is furnished as Exhibit 99.1 to this report, pursuant to Item 7.01 and Regulation FD.

    The information in this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this Current Report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

    Forward-Looking Statements

    This Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts included in this Current Report on Form 8-K are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. PennantPark Investment Corporation undertakes no duty to update any forward-looking statement made herein. You should not place undue influence on such forward-looking statements as such statements speak only as of the date on which they are made.

    Item 9.01. Financial Statements and Exhibits.

    (a) Financial statements:

    None

    (b) Pro forma financial information:

    None

    (c) Shell company transactions:

    None

    (d) Exhibits

    99.1 Press Release of PennantPark Investment Corporation dated April 3, 2025
    104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
     
     

    SIGNATURE

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     PennantPark Investment Corporation
       
      
    Date: April 3, 2025By: /s/ Richard T. Allorto, Jr.        
      Richard T. Allorto, Jr.
      Chief Financial Officer & Treasurer
      
     
     

    EXHIBIT INDEX

     

    Exhibit No. Description
       
    99.1 Press Release of PennantPark Investment Corporation dated April 3, 2025
    104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

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