PetVivo Holdings Inc. filed SEC Form 8-K: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
(Exact name of registrant as specified in its charter)
| (State
or other jurisdiction of incorporation) |
(Commission
File Number) |
(IRS
Employer Identification No.) |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered* | ||
| * | ||||
| * |
*On September 6, 2024, The Nasdaq Stock Market (“Nasdaq”) filed a Form 25 with the Securities and Exchange Commission to delist the Common Stock and Warrants of PetVivo Holdings, Inc. (the “Company”). The delisting will be effective 10 days after the Form 25 is filed. The Company’s Common Stock and Warrants will continue to trade on the OTCQB® Venture Market (“OTCQB Market”) under the symbols “PETV” and “PETVW,” respectively. The Company’s Common Stock and Warrants have been traded on the OTCQB Market since July 29, 2024.
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
As previously disclosed, The Nasdaq Stock Market, LLC (“Nasdaq”) suspended trading in the common stock (“Common Stock”) and warrants (“Warrants”) of PetVivo Holdings, Inc. (the “Company”) on April 9, 2024, due to noncompliance with Nasdaq Listing Rule 5550(b). On September 6, 2024, Nasdaq filed a Form 25 Notification of Delisting with the Securities and Exchange Commission, to complete the delisting. The delisting will become effective ten days after the Form 25 is filed.
After the delisting, the Company’s Common Stock and Warrants will continue to trade on the OTCQB® Venture Market (“OTCQB Market”) under the trading symbols “PETV” and “PETVW,” respectively. The Company’s Common Stock and Warrants have been trading on the OTCQB Market since July 29, 2024.
Item 9.01 Financial Statements and Exhibits.
| (d) | Exhibits. | |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized
| PETVIVO HOLDINGS, INC. | ||
| Date: September 6, 2024 | By: | /s/ John Lai |
| Name: | John Lai | |
| Title: | Chief Executive Officer | |