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    PhenixFIN Corporation filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

    2/7/25 6:06:16 AM ET
    $PFX
    Finance: Consumer Services
    Finance
    Get the next $PFX alert in real time by email
    false 0001490349 0001490349 2025-02-07 2025-02-07 0001490349 PFX:CommonStockParValue0.001PerShareMember 2025-02-07 2025-02-07 0001490349 PFX:Sec5.25NotesDue2028Member 2025-02-07 2025-02-07 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

    Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): February 7, 2025

     

    PHENIXFIN CORPORATION

    (Exact name of registrant as specified in its charter)

     

    Delaware   814-00818   27-4576073

    (State or other jurisdiction of

    incorporation or organization)

      (Commission file number)  

    (I.R.S. employer

    identification no.)

     

    445 Park Avenue, 10th Floor, New York, NY   10022
    (Address of principal executive offices)   (Zip code)

     

    Registrant’s telephone number, including area code: (212) 859-0390

     

    Not Applicable

    (Former Name or Former Address, if Changed Since Last Report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class   Trading Symbol(s)   Name of exchange on which registered
    Common Stock, par value $0.001 per share   PFX   The NASDAQ Global Market
    5.25% Notes due 2028   PFXNZ   The NASDAQ Global Market

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     

     

     

    Item 2.02 Results of Operations and Financial Condition.
       
      On February 7, 2025, PhenixFIN Corporation issued a press release announcing its financial results for the quarter ended December 31, 2024. The press release is included as Exhibit 99.1 to this Form 8-K.

     

    Item 9.01 Financial Statements and Exhibits.

     

    (d) Exhibits

     

    Exhibit No.   Description
    99.1   Press Release dated February 7, 2025
    104   Cover page interactive data file (embedded within the Inline XBRL document)

     

    1

     

     

    SIGNATURE

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, PhenixFIN Corporation has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

    DATE:  February 7, 2025 PHENIXFIN CORPORATION
       
      /s/ David Lorber
      Name: David Lorber
      Title: Chief Executive Officer

     

     

    2

     

     

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