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    Phio Pharmaceuticals Corp. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    11/3/25 8:01:06 AM ET
    $PHIO
    Biotechnology: Pharmaceutical Preparations
    Health Care
    Get the next $PHIO alert in real time by email
    phio20251023_8k.htm
    false 0001533040 0001533040 2025-11-03 2025-11-03
     


     
    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    WASHINGTON, D.C. 20549
     
    FORM 8-K
     
    CURRENT REPORT
    Pursuant to Section 13 or 15(d)
    of the Securities Exchange Act of 1934
     
    Date of report (Date of earliest event reported):  November 3, 2025
     
    PHIO PHARMACEUTICALS CORP.
    (Exact name of registrant as specified in its charter)
     
    Delaware
    001-36304
    45-3215903
    (State or other jurisdiction of incorporation)
    (Commission File Number)
    (I.R.S. Employer Identification No.)
     
    411 Swedeland Road, Suite 23-1080
     
    King of Prussia, PA
    19406
    (Address of principal executive offices)
    (Zip Code)
     
    Registrant’s telephone number, including area code: (610) 947-0251
     
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
     
    ☐
    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    ☐
    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    ☐
    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    ☐
    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
     
    Securities registered pursuant to Section 12(b) of the Act:
     
    Title of each class:
     
    Trading Symbol(s):
     
    Name of each exchange on which registered:
    Common Stock, par value $0.0001 per share
     
    PHIO
     
    The Nasdaq Capital Market
     
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
    Emerging growth company ☐
     
    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
     


     
     

     
     
    Item 8.01. Other Events.
     
    On November 3, 2025, Phio Pharmaceuticals Corp. ("Phio”) issued a press release announcing (i) 100% tumor clearance (Complete Response) in one patient, greater than 90% (Near Complete Response) in second patient and greater than 50% (Partial Response) in third patient at Day 36 with cutaneous squamous cell carcinoma and (ii) that the Safety Monitoring Committee has issued a favorable review of safety data at the maximum dose of INTASYL PH-762. These patients completed treatment in the fifth and final dose cohort of Phio’s ongoing Phase 1b dose escalation clinical trial (NCT 06014086).
     
    The full text of the press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.
     
    Item 9.01. Financial Statements and Exhibits.
     
    (d) Exhibits
     
    Exhibit No.
     
    Description
    99.1
     
    Press release issued by the Company on November 3, 2025.
    104
     
    Cover Page Interactive Data File (embedded within the Inline XBRL document).
     
    2

     
     
    SIGNATURES
     
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
     
    PHIO PHARMACEUTICALS CORP.
       
         
    Date: November 3, 2025
    By:
    /s/ Robert J. Bitterman
       
    Robert J. Bitterman
    President & Chief Executive Officer
     
     
    3
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