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    PIMCO California Municipal Income Fund filed SEC Form 8-K: Other Events

    9/26/23 6:01:02 PM ET
    $PCQ
    Investment Managers
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    8-K
    false 0001140411 0001140411 2023-09-26 2023-09-26

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, DC 20549

     

     

    FORM 8-K

     

     

    CURRENT REPORT

    PURSUANT TO SECTION 13 OR 15(D)

    OF THE SECURITIES EXCHANGE ACT OF 1934

    Date of report (Date of earliest event reported) September 26, 2023

     

     

    PIMCO California Municipal Income Fund

    (Exact Name of Registrant as Specified in Its Charter)

     

     

    Massachusetts

    (State or Other Jurisdiction

    of Incorporation)

     

    811-10379   13-4174445
    (Commission
    File Number)
      (IRS Employer
    Identification No.)

     

    1633 Broadway, New York, NY   10019
    (Address of Principal Executive Offices)   (Zip Code)

    (844) 337-4626

    (Registrant’s Telephone Number, Including Area Code)

    Not Applicable

    (Former Name or Former Address, if Changed Since Last Report)

     

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class

     

    Trading
    Symbol(s)

     

    Name of each exchange
    on which registered

    Common shares   PCQ   New York Stock Exchange

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     


    Item 8.01 Other Events.

    Effective October 27, 2023, the Fund’s investment guideline limiting the Fund’s investments in securities which are illiquid at the time of investment to 15% of the Fund’s net assets is removed.


    SIGNATURE

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

    PIMCO California Municipal Income Fund
    By:  

    /s/ Ryan G. Leshaw

    Name:   Ryan G. Leshaw
    Title:   Chief Legal Officer

    Date: September 26, 2023

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