United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

AMENDMENT NO.1 TO FORM 8-K ON FORM 8-K/A

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (date of earliest event reported): March 25, 2022

Pineapple Energy Inc.

(Exact name of Registrant as Specified in its Charter)

Minnesota

(State Or Other Jurisdiction Of Incorporation)

001-31588		41-0957999
(Commission File Number)		(I.R.S. Employer Identification No.)

10900 Red Circle Drive

Minnetonka, MN

55343

(Address of Principal Executive Offices)

(Zip Code)

(952) 996-1674

Registrant’s Telephone Number, Including Area Code

	N/A
	(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class	Trading Symbol	Name of each exchange on which registered
Common Stock, par value, $.05 per share	PEGY	The Nasdaq Stock Market, LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

EXPLANATORY NOTE

This Amendment No. 1 to the Current Report on Form 8-K of Pineapple Energy Inc. (the “Company”) amends the Current Report on Form 8-K filed with the Securities and Exchange Commission (the “SEC”) on March 29, 2022 (the “Initial Form 8-K”) to file the information required by Item 9.01(a) of Form 8-K related to the completion of the previously announced merger transaction with Pineapple Energy LLC (“Pineapple Energy”) and the previously announced asset acquisitions of Hawaii Energy Connection, LLC and E-Gear, LLC (collectively, “HEC”). Except as stated herein, no other information contained in the Initial Form 8-K has been amended.

Item 9.01.

Financial Statements and Exhibits

(a) Financial Statements of Business Acquired

The audited financial statements of Pineapple Energy as of and for the year ended December 31, 2021 are included in Exhibit 99.1 and incorporated herein by reference.

The audited financial statements of HEC as of and for the year ended December 31, 2021 are included in Exhibit 99.2 and incorporated herein by reference.

(b) Pro Forma Financial Information

The Company intends to file the pro forma financial information required by Item 9.01(b) as part of another amendment to the Initial Form 8-K not later than 71 calendar days after the date the Initial Form 8-K was required to be filed.

(d) Exhibits.

	23.1	Consent of Baker Tilly US, LLP, Independent Registered Public Accounting Firm, with respect to the Audited Financial Statements of Pineapple Energy
	23.2	Consent of Baker Tilly US, LLP, Independent Registered Public Accounting Firm, with respect to the Audited Financial Statements of HEC
	99.1	Audited Financial Statements of Pineapple Energy for the Fiscal Year Ended December 31, 2021
	99.2	Audited Financial Statements of HEC for the Fiscal Year Ended December 31, 2021
	104	Cover Page Interactive Data File (formatted as Inline XBRL)

SIGNATUREs

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	PINEAPPLE ENERGY INC.


	By:	/s/ Mark D. Fandrich
		Mark D. Fandrich, Chief Financial Officer

Date: May 19, 2022

Pineapple Holdings Inc. filed SEC Form 8-K: Financial Statements and Exhibits (Amendment)