President and CEO Mckenney Richard P covered exercise/tax liability with 44,950 shares, was granted 68,584 shares and sold $4,099,454 worth of shares (50,000 units at $81.99), decreasing direct ownership by 3% to 980,637 units (SEC Form 4)
$UNM
Accident &Health Insurance
Finance
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/01/2025 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 03/01/2025 | F | 19,657(1) | D | $82.29 | 987,346(2) | D | |||
| Common Stock | 03/01/2025 | F | 12,058(3) | D | $82.29 | 975,288(4) | D | |||
| Common Stock | 03/01/2025 | F | 13,235(5) | D | $82.29 | 962,053(6) | D | |||
| Common Stock | 03/01/2025 | A | 68,584(7) | A | $0 | 1,030,637(8) | D | |||
| Common Stock | 03/03/2025 | S | 8,011 | D | $80.7443(9) | 1,022,626(10) | D | |||
| Common Stock | 03/03/2025 | S | 15,568 | D | $81.7281(11) | 1,007,058(12) | D | |||
| Common Stock | 03/03/2025 | S | 26,421 | D | $82.5203(13) | 980,637(14) | D | |||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: |
| 1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 53,125 stock-settled RSUs (as defined in footnote (2) below). |
| 2. Includes 174,554 restricted stock units, 63,365 stock success units, and 749,427 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 3. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 32,587 stock-settled RSUs. |
| 4. Includes 141,967 stock-settled RSUs, 63,365 SSUs, and 769,956 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 5. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 35,769 stock-settled RSUs. |
| 6. Includes 106,198 stock-settled RSUs, 63,365 SSUs, and 792,490 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 7. All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2026. |
| 8. Includes 174,782 stock-settled RSUs, 63,365 SSUs, and 792,490 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 9. Reflects the weighted average price for multiple sale transactions ranging in price from $80.34 per share to $80.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (9), (11) and (13) to this Form 4. |
| 10. Includes 174,782 stock-settled RSUs, 63,365 SSUs, and 784,479 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 11. Reflects the weighted average price for multiple sale transactions ranging in price from $81.01 per share to $81.995 per share, inclusive. |
| 12. Includes 174,782 stock-settled RSUs, 63,365 SSUs, and 768,911 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| 13. Reflects the weighted average price for multiple sale transactions ranging in price from $82.00 per share to $82.955 per share, inclusive. |
| 14. Includes 174,782 stock-settled RSUs, 63,365 SSUs, and 742,490 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Remarks: |
| /s/ Jullienne, J. Paul, Attorney-in-Fact | 03/04/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||