RBB Bancorp filed SEC Form 8-K: Leadership Update, Submission of Matters to a Vote of Security Holders, Other Events, Financial Statements and Exhibits
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(State or Other Jurisdiction
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(Commission
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(IRS Employer
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(Address of Principal Executive Offices)
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(Zip Code)
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of exchange on which registered
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elected William Bennett, Robert M. Franko, Dr. James W. Kao, Christina Kao, Joyce Wong Lee, Chuang-I (Christopher) Lin, Geraldine Pannu, Scott Polakoff, Frank Wong, and David R. Morris to the board of directors of the Company (the “Board”);
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approved, on a non-binding, advisory basis, the compensation of the Company's named executive officers;
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● | approved, on a non-binding basis, the frequency of shareholder advisory votes on the Company’s named executive offices should be held every year; and |
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ratified the appointment of Crowe LLP as the Company’s independent auditor for the fiscal year ending December 31, 2024.
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FOR
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WITHHELD
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BROKER NON-VOTES
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William Bennett
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9,959,621
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26,309
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1,974,322
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Robert M. Franko
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9,806,497
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179,433
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1,974,322
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Dr. James W. Kao
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9,925,987 |
59,943
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1,974,322
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Christina Kao
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9,793,913
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192,017
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1,974,322
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Joyce Wong Lee
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9,928,586
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57,344
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1,974,322
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Chuang-I (Christopher) Lin
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9,672,110
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313,820
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1,974,322
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Geraldine Pannu
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9,809,098
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176,832
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1,974,322
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Scott Polakoff
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9,806,497
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179,433
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1,974,322
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Frank Wong
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9,959,624
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26,306
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1,974,322
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David R. Morris
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9,928,588
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57,342
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1,974,322
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FOR
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AGAINST
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ABSTAIN
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BROKER NON-VOTES
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9,607,973
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374,833
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3,124
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1,974,322
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FOR 1 YEAR
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FOR 2 YEARS | FOR 3 YEARS |
ABSTAIN
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9,360,257
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8,178
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616,944 |
551
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FOR
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AGAINST
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ABSTAIN
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11,908,859
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50,343
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1,050
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(d)
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Exhibits.
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99.1
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document)
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RBB BANCORP
(Registrant)
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Date: May 16, 2024
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By:
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/s/ Lynn M. Hopkins
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Lynn M. Hopkins
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EVP and Chief Financial Officer |