RCM Technologies Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

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Date of report (Date of earliest event reported):  May 8, 2024

 

(Exact Name of Registrant as Specified in Charter)

 

 

 

Registrant’s telephone number, including area code: (856) 356-4500 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

Securities registered pursuant to Section 12(b) of the Act:

 

 

 

Item 8.01              Other Events.

 

As previously disclosed, on March 29, 2024, RCM Technologies, Inc. (the “Company”) entered into an At Market Issuance Sales Agreement with B. Riley Securities, Inc. (the “Agent”) pursuant to which the Company may sell, from time to time, at its option, up to $50,000,000 of shares (the “Shares”) of the Company’s common stock, par value $0.05 per share, through the Agent, as the Company’s sales agent. 

 

The Company has filed this Current Report on Form 8-K for the sole purpose of filing as Exhibit 5.1 hereto the opinion letter of Brownstein Hyatt Farber Schreck, LLP, in accordance with the requirements of Item 601(b)(5) of Regulation S-K.

 

This Current Report on Form 8-K shall not constitute an offer to sell or the solicitation of an offer to buy the Shares nor shall there be any sale of the Shares in any state in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any such state.

 

Item 9.01              Financial Statements and Exhibits.

 

(d)

 

 

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

Dated: May 8, 2024