reAlpha Tech Corp. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits
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Item 8.01. Other Events.
As previously disclosed, on April 2, 2025, reAlpha Tech Corp. (the “Company”) entered into an At The Market Offering Agreement with H.C. Wainwright & Co., LLC (“Wainwright”), pursuant to which the Company may sell, from time to time, up to an aggregate sales price of $7,650,000 of shares (the “Placement Shares”) of its common stock, par value $0.001 per share, through Wainwright in transactions that are deemed to be “at the market” offerings, as defined in Rule 415 of the Securities Act of 1933, as amended (the “ATM Offering”). The Placement Shares will be issued and sold pursuant to the Company’s shelf registration statement on Form S-3 (File No. 333-283284) filed with the Securities and Exchange Commission (the “SEC”) on November 15, 2024, and declared effective on November 26, 2024 (the “Registration Statement”), the base prospectus dated November 26, 2024 included in the Registration Statement, and the prospectus supplement relating to the ATM Offering dated April 2, 2025 (the “Prospectus Supplement”).
The Prospectus Supplement includes certain risk factors and incorporates by reference the risk factors discussed in the Company’s Annual Report on Form 10-K for the year ended December 31, 2024, and any subsequently filed Quarterly Reports on Form 10-Q and other filings with the SEC that are incorporated by reference into the Prospectus Supplement. The Company is filing as Exhibit 99.1 to this Current Report on Form 8-K certain additional risk factors with respect to the Prospectus Supplement, which are incorporated by reference herein and therein, and which replaces and supersedes in its entirety the section under “Risk Factors – Risks Related to the Company and Our Business” included in the Prospectus Supplement.
The Company is also filing this Current Report on Form 8-K to include additional disclosure on the cover page of the Prospectus Supplement and in the “Plan of Distribution” section of the Prospectus Supplement.
The following paragraph is hereby added to the cover page of the Prospectus Supplement immediately following the paragraph that begins “Investing in our securities involves a high degree of risk.”:
This offering is not intended to be made in the Commonwealth of Massachusetts. As a result, natural persons or legal entities that are residents of the Commonwealth of Massachusetts should not purchase any of our securities in this offering. For additional information, see “Plan of Distribution––Selling Restrictions” herein.
The following paragraph is hereby added to the end of the “Plan of Distribution” section of the Prospectus Supplement:
Selling Restrictions
Notice to Residents of the Commonwealth of Massachusetts. No offer or sale of our securities may be made by the Company in the Commonwealth of Massachusetts. As a result, natural persons or legal entities that are residents of the Commonwealth of Massachusetts should not purchase any of our securities in this offering.
This Current Report on Form 8-K shall not constitute an offer to sell or a solicitation of an offer to buy any securities, nor shall there be any sale of these securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or other jurisdiction.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit Number |
Description | |
| 99.1 | Additional risk factors in connection with the ATM Offering. | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: June 18, 2025 | reAlpha Tech Corp. | |
| By: | /s/ Michael J. Logozzo | |
| Michael J. Logozzo | ||
| Chief Executive Officer | ||
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