Red Cat Holdings Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
|
(Zip Code) |
Registrant’s
telephone number, including area code: (
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Securities registered pursuant to Section 12(b) of the Act: |
| Title of each class | Trading Symbol(s) |
Name of each exchange on which registered |
| The
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
On October 15, 2024, Red Cat Holdings, Inc. (the “Company”) held its 2024 Annual Meeting of Stockholders (the “Annual Meeting”). As of the close of business on August 21, 2024 (the “Record Date”), there were 75,183,983 shares of common stock (the “Common Stock”) outstanding, each share being entitled to one vote. Accordingly, as of the Record Date, there were 75,183,983 votes available to be cast. At the Annual Meeting, the holders of 45,519,984 shares of the Common Stock were represented in person or by proxy, constituting a quorum. The following are the voting results for the proposals considered and voted upon at the meeting, each of which was described in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on August 28, 2024.
Proposal 1 – Election of five directors to hold office until the Annual Meeting of Stockholders to be held in 2025 or until each such director’s respective successor is elected and qualified or until each such director’s earlier death, resignation or removal.
| Nominee | For | Withheld | Broker Non-Votes |
| Jeffrey M. Thompson | 26,494,724 | 257,533 | 18,767,727 |
| Joseph Freedman | 23,223,398 | 3,524,420 | 18,772,166 |
| Nicholas Liuzza Jr. | 23,661,780 | 3,086,038 | 18,772,166 |
| Christopher R. Moe | 23,646,292 | 3,101,526 | 18,772,166 |
| General (R) Paul E. Funk II | 24,982,872 | 1,764,946 | 18,772,166 |
Proposal 2 – Ratification of the appointment of dbbmckennon as the Company’s independent registered public accounting firm for the fiscal year ending April 30, 2025.
| For | Against | Abstentions | Broker Non-Votes |
| 44,539,549 | 125,454 | 854,981 | 0 |
Proposal 3 – Ratification and approval of the 2024 Omnibus Equity Incentive Plan.
| For | Against | Abstentions | Broker Non-Votes |
| 22,527,092 | 4,010,866 | 214,299 | 18,767,727 |
| Item 9.01. | Financial Statements and Exhibits. |
| Exhibit Number | Description |
| 104 | Cover Page Interactive Data File (embedded within the inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| RED CAT HOLDINGS, INC. | |||
|
|||
| Dated: October 21, 2024 | By: | /s/ Leah Lunger | |
| Name: Leah Lunger | |||
| Title: Chief Financial Officer | |||