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    Red Violet Inc. filed SEC Form 8-K: Leadership Update, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

    6/10/25 4:30:27 PM ET
    $RDVT
    Computer Software: Prepackaged Software
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    Get the next $RDVT alert in real time by email
    8-K
    0001720116false00017201162025-06-102025-06-10

     

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, DC 20549

     

    FORM 8-K

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of the
    Securities Exchange Act of 1934

     

    Date of Report (date of earliest event reported): June 10, 2025

     

    RED VIOLET, INC.

    (Exact name of Registrant as specified in its charter)

     

    Delaware

    (State or other jurisdiction of incorporation or organization)

     

    001-38407

    (Commission

    File Number)

     

    82-2408531

    (I.R.S. Employer
    Identification Number)

     

    2650 North Military Trail, Suite 300, Boca Raton, FL 33431

    (Address of principal executive offices) (Zip Code)

    561-757-4000
    (Registrant’s telephone number, including area code)

    Not Applicable
    (Former name or former address, if changed since last report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ☐

     

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ☐

     

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    ☐

     

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    ☐

     

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

    Title of each class

    Trading Symbol (s)

    Name of each exchange on which registered

    Common Stock, $0.001 par value per share

    RDVT

    The NASDAQ Stock Market LLC

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     


     

    Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

    The information set forth under Item 5.07 is incorporated herein by reference.

    Item 5.07 Submission of Matters to a Vote of Security Holders.

    On June 10, 2025, Red Violet, Inc. (the “Company”) held its 2025 Annual Meeting of Stockholders (the "Annual Meeting"). At the Annual Meeting, the total number of shares represented in person or by proxy was 11,508,786 of the 13,950,797 shares of common stock outstanding and entitled to vote at the Annual Meeting as of the record date, April 14, 2025. The following matters were voted upon at the Annual Meeting:

    1.
    Election of Directors. The following named persons were elected as Directors of the Company to serve until the next Annual Meeting of Stockholders in 2026 or until their successors are elected and qualified. The votes cast were as follows:

     

    Director Nominee

    For

    Vote Withheld

    Broker Non-Vote

     

     

     

     

    Derek Dubner

    9,537,503

    62,444

    1,908,838

     

     

     

     

    William Livek

    9,348,261

    251,686

    1,908,838

     

     

     

     

    Steven Rubin

    6,696,627

    2,903,320

    1,908,838

     

     

     

     

    Lisa Stanton

    9,371,691

    228,256

    1,908,838

     

     

     

     

    Greg Strakosch

    9,566,146

    33,801

    1,908,838

     

    2.
    Ratification of Independent Public Accounting Firm for 2025. The stockholders voted to ratify the appointment of Grant Thornton, LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2025. The stockholder vote was as follows:

     

    Votes

    11,499,987

     

    FOR the resolution

     

     

     

     

    Votes

    6,900

     

    AGAINST the resolution

     

     

     

     

    Votes

    1,899

     

    ABSTAIN

     

    There were no broker non-votes for this proposal.

    3.
    Amended and Restated 2018 Stock Incentive Plan (the "Plan"). The stockholders voted to approve the Plan, to among other things, extend the term of the Plan and increase the number of shares available for issuance under the Plan. The stockholder vote was as follows:

     

    Votes

    6,565,392

     

    FOR the resolution

     

     

     

     

    Votes

    3,028,133

     

    AGAINST the resolution

     

     

     

     

    Votes

    6,422

     

    ABSTAIN

     

    There were 1,908,838 broker non-votes for this proposal.

    A summary of the Plan is included in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 28, 2025 “Proposal 3: Amended and Restated Plan Proposal,” which summary is incorporated herein by reference. A copy of the Plan is filed as Exhibit 10.1 hereto and incorporated herein by reference.

     


     

    4.
    Say on Pay. The stockholders voted to approve, on an advisory basis, the Company’s named executive officers’ compensation for 2024, as described in the proxy statement for the Annual Meeting in accordance with Regulation S-K, Item 402. The stockholder vote was as follows:

     

    Votes

    9,252,540

     

    FOR the resolution

     

     

     

     

    Votes

    340,004

     

    AGAINST the resolution

     

     

     

     

    Votes

    7,403

     

    ABSTAIN

     

    There were 1,908,838 broker non-votes for this proposal.

    Item 9.01 Financial Statements and Exhibits

     

    (d) Exhibits.

     

    10.1 Amended and Restated Red Violet, Inc. 2018 Stock Incentive Plan+

     

    104 Cover page Interactive Data File (embedded within the inline XBRL file).

     

    + Management contract or compensatory plan or arrangement.

     

     


     

    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

     

     

     

     

     

     

     

     

     

    Red Violet, Inc.

     

     

     

    Date: June 10, 2025

    By:

    /s/ Derek Dubner

     

     

    Derek Dubner

     

     

    Chief Executive Officer (Principal Executive Officer)

     

     


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