Regions Financial Corporation filed SEC Form 8-K: Leadership Update, Regulation FD Disclosure, Financial Statements and Exhibits
$RF
Major Banks
Finance
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): August 12, 2024
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).
Emerging growth company ☐
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On August 12, 2024, Ronald G. Smith, Senior Executive Vice President, Head of Corporate Banking Group of Regions Financial Corporation (the “Company”), notified the Company of his intent to retire from the Company on or around December 31, 2024.
The Company has appointed Brian R. Willman to serve as Senior Executive Vice President, Head of Corporate Banking Group of the Company, effective upon Mr. Smith’s retirement.
Item 7.01 Regulation FD Disclosure.
On August 13, 2024, the Company issued a press release announcing Mr. Smith’s planned retirement from the Company and Mr. Willman’s appointment as Senior Executive Vice President, Head of Corporate Banking Group of the Company. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.
In accordance with general instruction B.2. of Form 8-K, the information included in and incorporated by reference under this Item 7.01 is being furnished and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as may be expressly set forth by specific reference in any such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit Number | Description of Exhibit | |||||||
| 99.1 | ||||||||
| 104 | Cover Page Interactive Data (embedded within the Inline XBRL document). | |||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Regions Financial Corporation | |||||||||||
| Date: August 13, 2024 | By: | /s/ Tara A. Plimpton | |||||||||
| Name: | Tara A. Plimpton | ||||||||||
| Title: | Chief Legal Officer and Corporate Secretary | ||||||||||