Retail Value Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of Registrant as Specified in Its Charter)
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Registrant’s Telephone Number, Including Area Code:
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Name of each exchange on which registered |
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N/A |
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N/A |
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N/A |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.07. Submission of Matters to a Vote of Security Holders.
On May 12, 2022, Retail Value Inc. (the “Company”) held its annual meeting of shareholders. The matters presented to shareholders for vote and the final voting results on such matters were as follows:
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1. |
Five directors, each to serve until the annual meeting of the shareholders held in the third year following their election and until a successor has been duly elected and qualified, were elected by the following vote: |
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For |
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Against |
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Abstain |
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Broker Non-Votes |
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Gary N. Boston |
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15,864,968 |
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134,755 |
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9,509 |
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1,409,784 |
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Henrie W. Koetter |
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12,134,477 |
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3,864,700 |
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10,055 |
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1,409,784 |
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David R. Lukes |
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15,876,858 |
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122,511 |
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9,862 |
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1,409,784 |
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Scott D. Roulston |
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15,756,544 |
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243,196 |
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9,492 |
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1,409,784 |
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Christa A. Vesy |
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15,083,632 |
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915,813 |
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9,787 |
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1,409,784 |
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2. |
Adoption of an amendment to the Company’s Amended and Restated Code of Regulations to increase Director terms to three years was approved by the following vote: |
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For |
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Against |
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Abstain |
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Broker Non-Votes |
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15,823,396 |
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176,108 |
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9,728 |
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1,409,784 |
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3. |
Adoption of an amendment to the Company’s Amended and Restated Code of Regulations to replace the existing majority voting power quorum was approved by the following vote: |
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For |
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Against |
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Abstain |
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Broker Non-Votes |
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15,853,997 |
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147,147 |
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8,088 |
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1,409,784 |
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4. |
The ratification of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the Company’s fiscal year ending December 31, 2022 was approved by the following vote: |
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For |
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Against |
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Abstain |
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17,307,682 |
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93,852 |
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17,482 |
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Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit
Number Description
104Cover page Interactive Data File (embedded with the Inline XBRL document)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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Retail Value Inc. |
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By: |
/s/ Aaron M. Kitlowski |
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Name: Aaron M. Kitlowski |
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Date: May 13, 2022 |
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Title: Executive Vice President and Secretary
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