Riverview Bancorp Inc filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Regulation FD Disclosure, Financial Statements and Exhibits
$RVSB
Savings Institutions
Finance
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 28, 2025
(Exact name of registrant as specified in its charter)
|
|
|
|
|
(State or other jurisdiction
of incorporation)
|
(Commission
File Number)
|
(I.R.S. Employer
Identification No.)
|
|
|
|
|
(Address of principal executive offices)
|
(Zip Code)
|
Registrant’s telephone number, including area code: (360 ) 693-6650
|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions.
|
|
|
|
|
|
|
|
|
|
Securities registered pursuant to Section12(b) of the Act:
|
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on
which registered
|
||
|
|
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. [ ]
Item 5.07 Submission of Matters to a Vote of Security Holders
|
(a)
|
The Annual Meeting of the Riverview Bancorp, Inc. (the “Company”) was held on August 28, 2025 (“Annual
Meeting”).
|
|
(b)
|
There were a total of 20,976,198 shares of the Company’s common stock
outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 15,076,904 shares of common stock were represented in person or by proxy, therefore a quorum was
present. The following proposal was submitted by the Board of Directors to a vote of stockholders:
|
Proposal
1. Election of Directors. The following individuals were elected as directors:
|
FOR
|
WITHHELD
|
BROKER
NON-
VOTES
|
||||||||
|
No. of
votes
|
Percentage
of
Shares
present
|
No. of
Votes
|
Percentage
of
shares
present
|
No. of
votes
|
||||||
|
Patricia W. Eby
|
14,226,073
|
94.36
|
850,831
|
5.64
|
-
|
|||||
|
Gerald L. Nies
|
14,343,643
|
95.14
|
733,261
|
4.86
|
-
|
|||||
|
Valerie Moreno
|
13,996,541
|
92.83
|
1,080,363
|
7.17
|
-
|
|||||
Based on the votes set forth above, Ms. Eby, Mr. Nies and Ms. Moreno were duly elected to serve as directors of the
Company for a three-year term expiring at the annual meeting of stockholders in 2028 and until their respective successors have been duly elected and qualified.
The terms of Directors Bradley J. Carlson, Bess R. Wills, Larry A. Hoff, Stacey A. Graham and B. Nicole Sherman
continued.
(c) None.
Proposal 2. An advisory (non-binding) vote to approve our executive compensation. This proposal received the following votes:
|
For
|
Percentage
of shares
present
|
Against
|
Percentage
of
shares
present
|
Abstain
|
Percentage
of
shares
present
|
Broker
Non-Votes
|
||||||
|
9,117,649
|
60.47
|
5,295,647
|
35.12
|
663,608
|
4.40
|
-
|
Based on the votes set forth above, the compensation of the Company’s named executive officers was approved by
stockholders.
Item 7.01 Regulation FD Disclosure.*
The Company prepared updated materials that were presented at the Annual Meeting of Stockholders. A copy of the updated materials are attached to this
Form 8-K as Exhibit 99.1
Item 9.01. Financial Statements and Exhibits.*
(d) Exhibits
99.1 Riverview Bancorp, Inc. Materials Presented at the Annual Meeting of Stockholders on August 28, 2025
104 Cover
Page Interactive Data File (embedded within the Inline XBRL document)
___________________
* The information
furnished under Item 7.01 and Item 9.01 of this Current Report on Form 8-K, including the exhibits, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liabilities under
that Section, nor shall it be deemed incorporated by reference in any registration statement or other filings of Riverview Bancorp, Inc. under the Securities Act of 1933, as amended, except as shall be set forth by specific reference in such
filing.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to
be signed on its behalf by the undersigned hereunto duly authorized.
|
|
RIVERVIEW BANCORP, INC.
|
|
|
|
|
|
|
|
Date: September 2, 2025
|
/S/ David Lam
|
|
|
David Lam
Executive Vice President and
Chief Financial Officer
(Principal Financial Officer)
|