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    Riverview Bancorp Inc filed SEC Form 8-K: Leadership Update, Financial Statements and Exhibits

    1/13/25 10:16:14 AM ET
    $RVSB
    Savings Institutions
    Finance
    Get the next $RVSB alert in real time by email
    false000104136800010413682025-01-092025-01-09

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    FORM 8-K

    CURRENT REPORT
    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


    Date of Report (Date of earliest event reported): January 9, 2025

    RIVERVIEW BANCORP, INC.
    (Exact name of registrant as specified in its charter)

     
    Washington
     
    000-22957
     
    91-1838969
     
    (State or other jurisdiction
    of incorporation)
     
    (Commission
    File Number)
     
    (I.R.S. Employer
    Identification No.)

     
    900 Washington Street, Suite 900, Vancouver, Washington
     
    98660
     
    (Address of principal executive offices)
     
    (Zip Code)

    Registrant’s telephone number, including area code:  (360)693-6650

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.
     
    ☐      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
    ☐       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
    ☐        Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:

      Title of each class 
     
    Trading Symbol(s) 
     
     Name of each exchange on which registered
    Common Stock, Par Value $0.01 per share
     
    RVSB 
     
    The NASDAQ Stock Market LLC
      
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]


    Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

    On January 9, 2025, Riverview Bancorp, Inc. (the “Company”) and its wholly-owned subsidiary, Riverview Bank (the “Bank”) announced that Charmaine Lightheart was promoted to Executive Vice President and Chief Retail and Digital Engagement Officer and will oversee retail banking and digital engagement at the Bank. Ms. Lightheart’s background, reference is made to the press release dated January 9, 2025, which is attached hereto as Exhibit 99.1 and incorporated herein by reference.

    There are no family relationships between Ms. Lightheart and any director or other executive officer of the Company or the Bank and Ms. Lightheart was not promoted pursuant to any arrangement or understanding with any person. Ms. Lightheart has not engaged in any transaction with the Company or the Bank that would be reportable as a related party transaction under the rules of the Securities Exchange Commission.

    Item 9.01  Financial Statements and Exhibits.

    (d)   Exhibits

    99.1     Press Release of Riverview Bancorp, Inc. dated January 9, 2025
    104 Cover Page Interactive Data File (embedded within the Inline XBRL document)




    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     
    RIVERVIEW BANCORP, INC.
     
     
       
    Date:  January 10, 2025 
    /s/ David Lam                                            
     
    David Lam
     
    Chief Financial Officer
    (Principal Financial Officer)



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