Riverview Bancorp Inc filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits
$RVSB
Savings Institutions
Finance
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 3, 2024
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction
of incorporation)
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(I.R.S. Employer
Identification No.)
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(Address of principal executive offices)
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Registrant’s telephone number, including area code: (360 ) 693-6650
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions.
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 7.01 Regulation FD Disclosure.*
Riverview Bancorp, Inc.’s Nicole Sherman, President and Chief Executive Officer, David Lam, Chief Financial Officer and Dan Cox, Chief
Operating Officer, will be providing an information update on a one-on-one basis at the Raymond James 2024 U.S Bank and Banking on Tech Conferences on September 5th, 2024.
Attached as Exhibit 99.1 is a copy of the investor materials that are being provided in connection with the meeting.
Item 9.01. Financial Statements and Exhibits.*
(d) Exhibits
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
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The information furnished under Item 7.01 and Item 9.01 of this Current Report on Form 8-K, including the exhibit, shall not be deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended, or otherwise subject to liabilities under that Section, nor shall it be deemed incorporated by reference in any registration statement or other filings of Riverview Bancorp, Inc. under the Securities Act of 1933, as amended, except as shall be set forth by specific reference in such filing.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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RIVERVIEW BANCORP, INC.
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Date: September 3, 2024
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/s/ David Lam
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David Lam
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Chief Financial Officer
(Principal Financial Officer)
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