Runway Growth Finance Corp. filed SEC Form 8-K: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics, Financial Statements and Exhibits
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Item 5.05. Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics.
On January 23, 2025, the Company’s board of directors approved an amended and restated Joint Code of Ethics (as amended, the “Code”). The changes include, among others, revisions to (i) enhance the pre-clearance requirement for reportable securities, (ii) add a three month hold period for such reportable securities, and (iii) prohibit political contributions.
The foregoing description of the revisions reflected in the Code is qualified in its entirety by reference to the full text of the Code, a copy of which is filed as Exhibit 14.1 to this Current Report on Form 8-K. A copy of the Code is also publicly available on the Company’s website at https://.runwaygrowth.com.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits:
| Exhibit Number |
Description | |
| 14.1 | Joint Code of Ethics | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: January 29, 2025 | RUNWAY GROWTH FINANCE CORP. | ||
| By: | /s/ Thomas B. Raterman | ||
| Thomas B. Raterman Chief Operating Officer, Chief Financial Officer, Treasurer and Secretary | |||