FORM 11-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
(Mark One)
[X ] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2023
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from ____________ to ______________
Commission file number 001-13958
A. Full title of the Plan and the address of the Plan, if different from that of the issuer named below:
THE HARTFORD INVESTMENT AND SAVINGS PLAN
B. Name of issuer of the securities held pursuant to the Plan and the address of its principal executive office:
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
One Hartford Plaza, Hartford, Connecticut 06155
The Hartford Investment and Savings Plan
TABLE OF CONTENTS
December 31, 2023 and 2022
| Page No(s). | |||||
| Report of Independent Registered Public Accounting Firm | F-3 | ||||
| Financial Statements: | |||||
| Statements of Net Assets Available for Benefits as of December 31, 2023 and 2022 | F-4 | ||||
| Statement of Changes in Net Assets Available for Benefits for the Year Ended December 31, 2023 | F-5 | ||||
| Notes to Financial Statements as of December 31, 2023 and 2022 and for the year ended December 31, 2023 | F-6 - F-14 | ||||
| Supplemental Schedule: | |||||
| Form 5500, Schedule H, Part IV, Line 4i - Schedule of Assets (Held at End of Year) as of December 31, 2023 | F-15 - F-58 | ||||
| Signature | F-59 - F-60 | ||||
| Exhibit Index | |||||
| Exhibit Number Exhibit Name | |||||
All other schedules required by Section 2520.103-10 of the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974 have been omitted because they are not applicable.
F-2
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the Plan Participants and Plan Administrator of
The Hartford Investment and Savings Plan
Hartford, Connecticut
Opinion on the Financial Statements
We have audited the accompanying statements of net assets available for benefits of The Hartford Investment and Savings Plan (the “Plan”) as of December 31, 2023 and 2022, the related statement of changes in net assets available for benefits for the year ended December 31, 2023, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2023 and 2022, and the changes in net assets available for benefits for the year ended December 31, 2023, in conformity with accounting principles generally accepted in the United States of America.
Basis for Opinion
These financial statements are the responsibility of the Plan's management. Our responsibility is to express an opinion on the Plan's financial statements based on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Plan in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.
We conducted our audits in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audits included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audits provide a reasonable basis for our opinion.
Report on Supplemental Schedule
The supplemental schedule of assets (held at end of year) as of December 31, 2023, has been subjected to audit procedures performed in conjunction with the audit of the Plan’s financial statements. The supplemental schedule is the responsibility of the Plan’s management. Our audit procedures included determining whether the supplemental schedule reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental schedule. In forming our opinion on the supplemental schedule, we evaluated whether the supplemental schedule, including its form and content, is presented in compliance with the Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. In our opinion, such schedule is fairly stated, in all material respects, in relation to the financial statements as a whole.
/s/ Deloitte & Touche LLP
Hartford, Connecticut
June 20, 2024
We have served as the auditor of the Plan since 2001.
F-3
EIN# 06-0383750
Plan# 100
THE HARTFORD INVESTMENT AND SAVINGS PLAN
STATEMENTS OF NET ASSETS AVAILABLE FOR BENEFITS
AS OF DECEMBER 31, 2023 AND 2022
($ IN THOUSANDS)
| 2023 | 2022 | ||||||||||
| Assets | |||||||||||
| Investments: | |||||||||||
| Investments, at fair value (Note 4) | $ | 5,766,204 | $ | 4,816,739 | |||||||
| Investments, at contract value (Note 3) | 678,636 | 790,489 | |||||||||
| Total investments | 6,444,840 | 5,607,228 | |||||||||
| Receivables: | |||||||||||
| Notes receivable from Members | 72,840 | 69,790 | |||||||||
| Employer contribution receivable | 7,506 | — | |||||||||
| Dividends, interest and investment receivable | 3,752 | 3,164 | |||||||||
| Total receivables | 84,098 | 72,954 | |||||||||
| Total assets | 6,528,938 | 5,680,182 | |||||||||
| Liabilities | |||||||||||
| Investment management expenses payable | 1,164 | 1,096 | |||||||||
| Total liabilities | 1,164 | 1,096 | |||||||||
| Net assets available for benefits | $ | 6,527,774 | $ | 5,679,086 | |||||||
See Notes to Financial Statements.
F-4
EIN# 06-0383750
Plan# 100
THE HARTFORD INVESTMENT AND SAVINGS PLAN
STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS
FOR THE YEAR ENDED DECEMBER 31, 2023
($ IN THOUSANDS)
| 2023 | |||||
| Changes in net assets attributed to: | |||||
| Contributions: | |||||
| Member contributions | $ | 202,188 | |||
| Employer contributions | 155,960 | ||||
| Rollover contributions | 26,252 | ||||
| Total contributions | 384,400 | ||||
| Investment income: | |||||
| Net appreciation in fair value of investments | 933,002 | ||||
| Dividends | 19,499 | ||||
| Total investment income | 952,501 | ||||
| Interest income on notes receivable from Members | 4,248 | ||||
| Total contributions, investment income and interest income on notes receivable from Members | 1,341,149 | ||||
| Deductions from net assets attributed to: | |||||
| Benefits paid to Members | 488,379 | ||||
| Investment management fees | 3,820 | ||||
| Administrative expenses | 262 | ||||
| Total deductions | 492,461 | ||||
| Net increase in net assets | 848,688 | ||||
| Net assets available for benefits: | |||||
| Beginning of year | 5,679,086 | ||||
| End of year | $ | 6,527,774 | |||
See Notes to Financial Statements.
F-5
THE HARTFORD INVESTMENT AND SAVINGS PLAN
NOTES TO FINANCIAL STATEMENTS
AS OF DECEMBER 31, 2023 AND 2022
AND FOR THE YEAR ENDED DECEMBER 31, 2023
($ IN THOUSANDS)
Note 1. Description of the Plan
The following description of The Hartford Investment and Savings Plan (the “Plan” or “ISP”) is provided for general information purposes only. "Members," eligible participants of the Plan, should refer to the Plan document for more complete information.
The Hartford Financial Services Group, Inc. (“HFSG”, together with its subsidiaries, “The Hartford”, or the “Company”) is an insurance and financial services company. The Hartford, headquartered in Connecticut, is among the largest providers of property and casualty insurance and group life and disability products to individual and business customers in the United States of America. The Hartford is also a provider of mutual funds and exchange traded products to investors. The Plan Sponsor, Hartford Fire Insurance Company, is a wholly owned subsidiary of The Hartford.
Information with regard to eligibility, contributions, distributions, vesting, trustees, withdrawals, loans, fund redistribution and certain definitions are contained in the Plan document. A Summary Plan Description (“SPD”) setting forth the highlights of the Plan is available to Members on the Fidelity Net Benefits website. Fidelity Workplace Services LLC serves as the record keeper of the Plan.
Plan Changes
See Note 9 for a general description of amendments made to the Plan document during 2023 and 2022.
General
The Plan is a defined contribution plan covering substantially all full-time and part-time employees of the Company. The Pension Administration Committee of the Company controls and manages the operation and administration of the Plan, subject to certain exemptions that are specified in the Plan document. The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”).
The trust, as defined in the Plan document, is comprised of the aggregate funds held by the trustee, State Street Bank and Trust Company (the “Trustee”), under the trust agreement established for the purposes of the Plan. The Investment and Savings Plan Investment Committee (“ISPIC”) is responsible for the management of Plan assets except with respect to matters that are the responsibility of Newport Trust Company as fiduciary with respect to the common stock of HFSG (“Hartford Stock”) held in The Hartford Stock Fund. The ISPIC may from time to time add investment funds to or eliminate investment funds from the group of investment funds available under the Plan, provided, however, that the ISPIC has no authority with respect to the Hartford Stock in The Hartford Stock Fund.
Contributions
Members may elect to contribute a percentage of their eligible compensation (including overtime and certain annual bonuses and sales incentives) and may designate their contributions as before-tax, Roth 401(k), after-tax or a combination thereof. Generally, Members may contribute 1% to 50% of eligible compensation, except that Members who are highly compensated employees may have contribution limits of less than 50% due to the operation of certain tests required under the Internal Revenue Code of 1986, as amended (the “IRC”). If Members do not elect otherwise, they are automatically enrolled to make before-tax contributions equal to 6% of eligible compensation.
The Company's contributions include a non-elective contribution of 2% of eligible compensation (“Non-elective Company contributions”) and a dollar-for-dollar matching contribution of up to 6% of eligible compensation contributed by the Member each pay period (“Matching Company contributions”). Prior to January 1, 2013, in addition to matching company contributions, the Company made floor company contributions equal to 0.5% of highly compensated eligible employees’ base salary and 1.5% of all other eligible employees’ base salary.
F-6
Note 1. Description of the Plan (continued)
Member contributions in excess of 6% of the eligible compensation are supplemental savings that are not matched by the Company.
Effective January 1, 2023, the Plan was amended to change the maximum contribution for participants age 50 or older from 75% to 50% of salary and to add a year-end Matching Company contribution. See Note 9 for a general description of amendment.
Administrative Costs
The trust pays certain administrative expenses of the Plan out of the assets of the trust. Expenses not paid by the trust are borne by the Company.
Member Accounts
Individual accounts are maintained for each Member of the Plan. Each Member’s account is credited with that Member’s contributions and allocations of the associated Matching Company contributions, Non-Elective Company contributions and any investment earnings for the Member’s account, and is charged with withdrawals and an allocation of administrative expenses and investment losses for the Member’s account. Allocations are based on Member account balances, as defined in the Plan document. The benefit to which a Member is entitled is the benefit that can be provided from that Member’s vested account balance.
Vesting
Members are 100% vested at all times with respect to Member contributions and earnings thereon. Members first hired prior to January 1, 2016 are 100% vested in Matching Company and Non-Elective Company contributions made after January 1, 2013 after two years of service. Effective January 1, 2016, Members first hired on or after January 1, 2016 are 100% vested in Matching Company contributions and Non-Elective Company contributions after three years of service.
Members are vested 20% in Matching Company contributions made prior to January 1, 2013 for each completed year of service, until five years of service at which time the Members are 100% vested. Members are fully vested in floor company contributions made prior to January 1, 2013.
Notwithstanding the foregoing statement, a Member becomes fully vested in such Member’s Matching and Non-Elective Company contribution account upon retirement (for retirement eligible Members), disability, death, reaching age 65, or upon the complete discontinuance of Company contributions or termination of the Plan.
Investment Options
Members may direct the investment of their future contributions and/or existing account balances into various investment options offered by the Plan and may change investments and transfer amounts between funds daily. Member contributions, Matching Company contributions and Non-Elective Company contributions may be invested in any of the various investment options of the Plan in multiples of 1%, as elected or deemed elected by the Member (“Member directed investments”).
Certain investment options are parties-in-interest with The Hartford. See Note 8 for further discussion.
Notes Receivable from Members
Members may borrow from their accounts to a maximum equal to the lesser of $50 or 50% of their vested account balance, reduced by any pre-existing outstanding loan amounts during the last 12 months. Loan transactions are treated as transfers between the investment funds and the loan fund. Loan terms range from one to five years, or up to 15 years for the purchase of a primary residence. The loan is secured by the balance in the Member’s account. The interest rate on a loan in a calendar quarter is set on the last business day of the prior February, May, August or November based on the prime rate provided by Thomson Reuters on that date plus one percentage point and is fixed for the term of the loan. Principal and interest are paid ratably through payroll deductions.
F-7
Note 1. Description of the Plan (continued)
Payment of Benefits
On termination of service due to retirement, death, disability, or certain other reasons, Members or their designated beneficiaries may elect to receive either a lump sum amount equal to the value of their vested account balance, or, in the case of
Members meeting certain requirements, periodic payments of a fixed amount, a fixed percent, or a fixed timeframe, or over their life expectancy. If a Member was receiving periodic payments, upon the Member's death, the designated beneficiary has the option of receiving the remaining value either in a lump sum or over a period not to exceed ten years for a non-spouse beneficiary (or over the spouse's lifetime).
Distributions may be paid in cash or, with respect to The Hartford Stock Fund, in stock distributions. Members or their designated beneficiaries may also elect to defer distributions subject to certain conditions.
Forfeitures
When a Member terminates employment before he or she has vested in his or her Matching Company and Non-Elective Company contributions, the non-vested portion of the Member’s account as defined by the Plan, represents a forfeiture. The Plan document permits the use of forfeitures to either reduce future Company contributions or pay Plan administrative expenses for the Plan year. However, if a participant is re-employed and fulfills certain requirements, as defined in the Plan document, the account will be reinstated. At December 31, 2023 and 2022, forfeited non-vested account balances totaled $43 and $6, respectively, that had not been applied yet to future contributions or expenses.
These forfeitures are applied to reduce future Matching Company contributions. During the year ended December 31, 2023, Matching Company contributions were reduced by $4,240 from forfeitures.
Note 2. Accounting Policies
Basis of Accounting
The accompanying financial statements have been prepared in accordance with accounting principles generally accepted in the United States of America (“U.S. GAAP”) and the Department of Labor’s Rules and Regulations for Reporting and Disclosure under ERISA.
Use of Estimates
The preparation of financial statements in conformity with U.S. GAAP requires management of the Plan to make estimates and assumptions that affect the reported amounts of assets and liabilities and changes therein, and disclosure of contingent assets and liabilities as of the date of the financial statements and the reported amounts of additions and deductions during the reporting period. Actual results could differ from those estimates.
Risks and Uncertainties
The Plan provides various investment options to its Members. Investments, in general, are exposed to various risks, such as interest rate, credit and overall market volatility. Market risks include global events which could impact the value of investments, such as a pandemic or international conflict. Due to the level of risk associated with certain investments, it is possible that changes in the values of investments, which are reflected in the Statement of Changes in Net Assets Available for Benefits, may occur in the near term and such changes could materially affect the amounts reported in the financial statements.
F-8
Note 2. Accounting Policies (continued)
Investment Valuation and Income Recognition
The Plan’s investments are stated at fair value, except for fully benefit-responsive guaranteed investment contracts (“GICs”), which are reported at contract value. Fair value of a financial instrument is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. Contract value is the amount Members would receive if they were to initiate permitted transactions under the terms of the Plan (see Note 3). See Note 4 for discussion on fair value measurements.
Purchases and sales of securities are recorded on a trade-date basis. Interest income is recorded on the accrual basis. Dividends are recorded on the ex-dividend date. Net appreciation/depreciation includes the Plan’s gains and losses on investments bought and sold as well as held during the year.
Investment expenses charged to the Plan for investments in mutual funds and collective investment trusts are charged directly against the assets of the fund and are not separately reflected. Consequently, investment expenses are reflected as a reduction of
investment gain (loss) for such investments. For investments other than mutual funds and collective investment trusts, investment expenses are recognized as expenses of the Plan as incurred.
Payment of Benefits
Benefits paid to Members are recorded when distributed.
Contributions
Member, Matching and Non-Elective Company contributions are recorded in the period during which the Company makes payroll deductions from Members’ compensation.
Excess Contribution Payable
The Plan is required to return contributions received during the Plan year in excess of the IRC limits. There were no such excess contributions in 2023 or 2022.
Notes Receivable from Members
Notes receivable from Members are measured at their unpaid principal balance plus any accrued but unpaid interest. Delinquent notes receivable from Member loans are recorded as deemed distributions based on the terms of the Plan document.
Administrative Expenses
Generally, recordkeeping and trustee/custodian fees of the Plan are paid by the Plan Sponsor. Certain administrative expenses of the Plan are paid by the Plan. Certain transaction fees may be assessed against a Member's account if the Member elects to engage in specific types of transactions with respect to their account.
Investment Management Fees
Investment management fees and trading fees directly related to the Plan investments are paid by the Plan. These expenses are netted against the Plan's investments net asset value for investments in mutual funds and collective investment trusts.
Note 3. Fully Benefit-Responsive Investment Contracts with Financial Institutions
The Plan’s stable value fund ("the Fund") available to Members as an investment option is a separately managed account, managed solely for the Plan, with a stable value fund investment strategy. Members who transferred money out of the Fund prior to January 1, 2021 could not move that money into the Hartford Total Return Bond HLS Fund or the Vanguard Federal Money Market Fund for 90 days. Members who transfer money out of the Fund on or after January 1, 2021 cannot move that money into the Vanguard Federal Money Market Fund for 90 days. The investment contracts within the stable value fund meet the fully benefit-responsive investment contract criteria and, therefore, are reported at contract value. Contract value is the
F-9
Note 3. Fully Benefit-Responsive Investment Contracts with Financial Institutions (continued)
relevant measure for fully benefit-responsive investment contracts because this is the amount received by Members if they were to initiate permitted transactions under the terms of the Plan. Contract value represents contributions made under the contract,
plus earnings based on crediting rates, less Member withdrawals and less administrative expenses. The following represents the disaggregation of contract value between types of investment contracts held by the Plan:
| Contract Issuer | Contract Number | Major Credit Ratings | As of 12/31/2023 Investments at Contract Value | As of 12/31/2022 Investments at Contract Value | ||||||||||
| Synthetic GIC Contracts: | ||||||||||||||
| Transamerica Premier Life | MDA01097TR | AA- / Aa2 | $ | 189,311 | $ | 221,852 | ||||||||
| American General Life | 1646368 | AA / Aa2 | 91,641 | 107,981 | ||||||||||
| American General Life | 1635582 | AA+ / Aa2 | 71,677 | 76,509 | ||||||||||
| RGA | RGA00058 | AA / Aa2 | 81,193 | 96,043 | ||||||||||
| Prudential | GA62433 | AA / Aal | 157,488 | 185,619 | ||||||||||
| Traditional GIC Contract: | ||||||||||||||
| New York Life | GA29021 | AA+ / Aaa | 87,326 | 102,485 | ||||||||||
| Total | $ | 678,636 | $ | 790,489 | ||||||||||
The key difference between a synthetic guaranteed investment contract ("GIC") and a traditional GIC is that the Plan owns the underlying assets of the synthetic GIC. A synthetic GIC includes a wrapper contract, which is an agreement with the wrap issuer, such as a bank or insurance company, to make payments to the Plan in certain circumstances. The wrapper contract typically includes certain conditions and limitations on the underlying assets owned by the Plan. Synthetic and traditional GICs are designed to accrue interest based on crediting rates established by the contract issuers.
The synthetic GICs held by the Plan include wrapper contracts that provide a guarantee that the crediting rate with respect to the applicable underlying assets will not fall below 0%. Cash flow volatility (for example, timing of benefit payments) as well as asset underperformance can be passed through to the Plan through adjustments to future contract crediting rates. Formulas are provided in the contract that adjusts renewal crediting rates to recognize the difference between the fair value and the book value of the underlying assets. Crediting rates are reviewed quarterly for resetting.
The Plan also holds a traditional GIC. The contract issuer is contractually obligated to repay the principal and interest at a specific interest rate that is guaranteed to the Plan. The crediting rate is based on a formula established by the contract issuer but may not be less than 0%. The crediting rate is reviewed on a quarterly basis for resetting. The contract can be terminated at any time at market value.
The Plan’s ability to receive amounts due in accordance with the traditional and the synthetic GIC is dependent on the third-party issuer’s ability to meet its financial obligations. The issuer’s ability to meet its contractual obligations may be affected by future economic and regulatory developments.
Certain events might limit the ability of the Plan to transact at contract value with the contract issuer. Examples of such events include the following:
1.The Plan’s failure to qualify under Section 401(a) of the Internal Revenue Code or the failure of the trust to be tax-exempt under Section 501(a) of the Internal Revenue Code
2.Premature termination of the traditional GIC contract or the synthetic GIC contracts
3.Plan termination or merger
4.Changes to the Plan’s prohibition on competing investment options
5.Bankruptcy of the Plan Sponsor or other Plan Sponsor events (for example, divestitures or spinoffs of a subsidiary) that significantly affect the Plan’s normal operations.
F-10
Note 3. Fully Benefit-Responsive Investment Contracts with Financial Institutions (continued)
The Plan Sponsor does not believe that any such events are probable of occurring that might limit the ability of the Plan to transact at contract value with the contract issuer or that would limit the ability of the Plan to transact at contract value with the Members.
In addition, certain events allow the issuer to terminate the GIC contracts with the Plan and settle at an amount different from contract value. Examples of such events include the following:
1.An uncured violation of the Plan’s investment guidelines
2.A breach of a material obligation under the contract by the Plan Sponsor
3.A material misrepresentation by the Plan Sponsor
4.A material amendment to the agreements without the consent of the issuer.
Note 4. Fair Value Measurements
The Plan estimates of fair value are based on ASC 820, Fair Value Measurements and Disclosures, which provides a framework for measuring fair value. That framework provides a fair value hierarchy that prioritizes the inputs to valuation techniques used to measure fair value and requires that observable inputs be used in valuations when available.
The disclosure of fair value estimates in the fair value accounting guidance hierarchy is based on whether the significant inputs into the valuation are observable. In determining the level of the hierarchy in which the estimate is disclosed, the highest priority is given to unadjusted quoted prices in active markets and the lowest priority to unobservable inputs that reflect the Plan’s significant market assumptions. The level in the fair value hierarchy within which the fair value measurement is reported is based on the level of the input that is least observable to the measurement in its entirety. The three levels of the hierarchy are as follows:
•Level 1 - Fair values based primarily on unadjusted quoted prices for identical assets, or liabilities, in active markets that the Plan has the ability to access at the measurement date.
•Level 2 - Fair values primarily based on observable inputs, other than quoted prices included in Level 1, or based on prices for similar assets and liabilities.
•Level 3 - Fair values derived when one or more of the significant inputs are unobservable (including assumptions about risk). With little or no observable market, the determination of fair values uses considerable judgment and represents the Plan’s best estimate of an amount that could be realized in a market exchange for the asset or liability. Also included are securities that are traded within illiquid markets and/or priced by independent brokers.
Asset Valuation Techniques - Valuation techniques maximize the use of relevant observable inputs and minimize the use of unobservable inputs. The following is a description of the valuation methodologies used for assets measured at fair value. There were no changes in the methodologies used during 2023 or 2022.
Short-term Investments - Valued at quoted prices.
Mutual Funds - Valued at the daily closing price as reported by the fund. Mutual funds held by the Plan are open-ended mutual funds that are registered with the Securities and Exchange Commission. These funds are required to publish their daily NAV and to transact at that price. The mutual funds held by the Plan are deemed to be actively traded.
Equity Securities - Valued at the closing price reported on the active market on which the individual securities are traded.
Collective Investment Trusts - Valued at the NAV of units of a collective trust. The NAV, as provided by the Trustee, is used as a practical expedient to estimate fair value. The NAV is based on the fair value of the underlying investments held by the fund less its liabilities. This practical expedient is not used when it is determined to be probable that the fund will sell the investment for an amount different than the reported NAV. Member transactions (purchases and sales) may occur daily. Were the Plan to initiate a full redemption of the collective trusts, the investment advisor reserves the right to temporarily delay withdrawal from the trusts in order to ensure that securities liquidations will be carried out in an orderly business manner. As of December 31, 2023 and 2022 there were no unfunded commitments or redemption restrictions on collective investment trusts.
F-11
Note 4. Fair Value Measurements (continued)
The following tables set forth by level within the fair value hierarchy a summary of the Plan’s investments measured at fair value on a recurring basis at December 31, 2023 and 2022.
| Investment Assets at Fair Value December 31, 2023 | |||||||||||||||||||||||
| Active Markets for Identical Assets (Level 1) | Other Observable Inputs (Level 2) | Significant Unobservable Inputs (Level 3) | Total | ||||||||||||||||||||
| Invested Assets | |||||||||||||||||||||||
| Short Term Investments | $ | 5,861 | $ | — | $ | — | $ | 5,861 | |||||||||||||||
| Mutual Funds | 857,500 | — | — | 857,500 | |||||||||||||||||||
| Equity Securities | 643,151 | — | — | 643,151 | |||||||||||||||||||
| Total Investments at fair value | $ | 1,506,512 | $ | — | $ | — | $ | 1,506,512 | |||||||||||||||
| Investments at net asset value: | |||||||||||||||||||||||
| Collective investment trusts | 4,259,692 | ||||||||||||||||||||||
| Total investments | $ | 5,766,204 | |||||||||||||||||||||
| Investment Assets at Fair Value December 31, 2022 | |||||||||||||||||||||||
| Active Markets for Identical Assets (Level 1) | Other Observable Inputs (Level 2) | Significant Unobservable Inputs (Level 3) | Total | ||||||||||||||||||||
| Invested Assets | |||||||||||||||||||||||
| Short Term Investments | $ | 6,277 | $ | — | $ | — | $ | 6,277 | |||||||||||||||
| Mutual Funds | 706,324 | — | — | 706,324 | |||||||||||||||||||
| Equity Securities | 605,943 | — | — | 605,943 | |||||||||||||||||||
| Total Investments at fair value | $ | 1,318,544 | $ | — | $ | — | $ | 1,318,544 | |||||||||||||||
| Investments at net asset value: | |||||||||||||||||||||||
| Collective investment trusts | 3,498,195 | ||||||||||||||||||||||
| Total investments | $ | 4,816,739 | |||||||||||||||||||||
The Plan Sponsor's Investment and Savings Plan Investment Committee, which oversees the Plan’s menu of investments, works with an unaffiliated investment consultant to monitor the performance of Plan investments, periodically reviews the Plan’s menu of investments and, when appropriate, makes changes.
The valuation methods described in Note 2 may produce a fair value calculation that may not be indicative of net realizable value or reflective of future fair values. Furthermore, although the Plan believes its valuation methods are appropriate and consistent with other market participants, the use of different methodologies or assumptions to determine the fair value of certain financial instruments could result in a different fair value measurement at the reporting date.
F-12
Note 5. Federal Income Tax Status
The Internal Revenue Service (“IRS”) has determined and informed the Company by letter dated June 13, 2017 that the Plan and related Trust are designed in accordance with the applicable regulations of the IRC. While the Plan has been amended since receiving the determination letter, the Company and Plan management believe that the Plan is currently designed and operated in compliance with the applicable requirements of the IRC and the Plan and related Trust continue to be tax-exempt. No provision for income taxes has been included in the Plan’s financial statements.
Note 6. Plan Termination
Although the Company has not expressed any intent to do so, the Company has the right under the Plan to suspend, reduce, or partially or completely discontinue its contributions at any time and to terminate the Plan, the Trust agreement and the Trust hereunder, subject to the provisions of ERISA. In the event of termination or partial termination of the Plan or complete discontinuance of contributions, affected Members automatically become fully vested in their accounts.
Note 7. Reconciliation of Financial Statements to Form 5500
The following is a reconciliation of net assets available for benefits between the accompanying financial statements and the amounts reflected in Form 5500 as of December 31, 2023 and 2022:
| 2023 | 2022 | |||||||
| Net assets available for benefits per accompanying financial statements | $ | 6,527,774 | $ | 5,679,086 | ||||
| Adjustment from contract value to fair value for fully benefit-responsive investment contracts | (50,426) | (65,179) | ||||||
| Net assets per Form 5500 | $ | 6,477,348 | $ | 5,613,907 | ||||
The following is a reconciliation of total investment income/loss, contributions and interest income on notes receivable on the accompanying financial statements and the amount reflected in Form 5500 for the year ended December 31, 2023:
| Total contributions, investment income and interest income on notes receivable from Members per accompanying financial statements | $ | 1,341,148 | |||
| Adjustment from contract value to fair value for fully benefit-responsive investment contracts at beginning of the year | 65,179 | ||||
| Adjustment from contract value to fair value for fully benefit-responsive investment contracts at end of the year | (50,426) | ||||
| Total income per Form 5500 | $ | 1,355,901 | |||
The following is a reconciliation of benefits paid to Members between the accompanying financial statements and the amount reflected in Form 5500 for the year ended December 31, 2023:
| Benefits paid to Members per accompanying financial statements | $ | 488,379 | |||
| Deduct amounts allocated to deemed loan distributions | (139) | ||||
| Benefits paid to Members per Form 5500 | $ | 488,240 | |||
F-13
Note 8. Exempt Party-in-Interest Transactions
Certain Plan investments include shares of mutual funds that are advised and distributed by a subsidiary and shares of Hartford Stock. At December 31, 2023 and 2022, the fair value of affiliated mutual funds held by the Plan was $717,063 and $592,195, respectively. At December 31, 2023 and 2022, the Plan held 2,928,005 shares and 3,087,941 shares of Hartford Stock with a cost basis of $102,343 and $106,017, respectively. The shares of Hartford Stock had a fair value of $235,353 and $234,159 at December 31, 2023 and 2022, respectively. During the years ended December 31, 2023 and 2022, purchases of shares by the Plan totaled $3,680 and $2,544, respectively, and sales of shares by the Plan totaled $15,576 and $9,897, respectively. During the year ended December 31, 2023, the Plan recorded dividend income from Hartford Stock and The Hartford’s mutual funds of $5,193.
The Plan also issues loans to Members, which are secured by the vested balances in the Members' accounts.
Note 9. Plan Amendments and Other Changes
Effective May 16, 2022, the Plan replaced the Hartford MidCap HLS Fund with the J.P. Morgan MidCap Growth Fund.
Effective July 1, 2022, the Plan removed the Vanguard Target Retirement 2015 Trust Select Fund and added the Vanguard Target Retirement 2070 Trust Select Fund.
Effective January 1, 2023, the Plan was amended to:
•Change the maximum contribution for participants age 50 or older from 75% to 50% of salary; and
•Add a year-end Matching Company contribution equal to the difference between the Matching Company contributions actually received by the participant for the Plan Year and the maximum Matching Company contribution that could have been received by the participant for the Plan Year if the Matching Company contribution was made at the end of the Plan Year instead of at the end of each payroll period. As a result of this amendment, the Company contributed $7.5 million to the Plan in March 2024. Such has been recorded as an employer contribution receivable in the financial statements as of December 31, 2023.
Note 10. Subsequent Events
Effective January 1, 2024, the Plan was amended to:
•No longer require 90 days of service before participants are eligible to receive Matching Company contributions and Non-Elective Company contributions; and
•Change the vesting schedule so that a participant who has service with the Company on or after January 1, 2024, will be 100% vested in company contributions after two years of service; prior to the amendment, certain participants did not become 100% vested in company contributions until after three years of service.
Management has evaluated events subsequent to December 31, 2023, through the date the financial statements were issued, noting there are no other subsequent events requiring adjustment or disclosure in the financial statements.
******
F-14
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Chartwell Equity Securities | ||||||||||||||||||||
| AAR CORP | ** | $ | 912 | |||||||||||||||||
| BLACK HILLS CORP | ** | 534 | ||||||||||||||||||
| BOOT BARN HOLDINGS INC | ** | 946 | ||||||||||||||||||
| CACTUS INC A | ** | 1,398 | ||||||||||||||||||
| CHAMPIONX CORP | ** | 1,472 | ||||||||||||||||||
| CINEMARK HOLDINGS INC | ** | 646 | ||||||||||||||||||
| COLUMBIA BANKING SYSTEM INC | ** | 1,429 | ||||||||||||||||||
| COLUMBUS MCKINNON CORP/NY | ** | 1,440 | ||||||||||||||||||
| COMMVAULT SYSTEMS INC | ** | 1,089 | ||||||||||||||||||
| CTS CORP | ** | 1,415 | ||||||||||||||||||
| CVB FINANCIAL CORP | ** | 1,344 | ||||||||||||||||||
| DENNY S CORP | ** | 953 | ||||||||||||||||||
| DIODES INC | ** | 789 | ||||||||||||||||||
| DYCOM INDUSTRIES INC | ** | 1,280 | ||||||||||||||||||
| EAGLE MATERIALS INC | ** | 1,976 | ||||||||||||||||||
| EDGEWELL PERSONAL CARE CO | ** | 747 | ||||||||||||||||||
| ELEMENT SOLUTIONS INC | ** | 1,159 | ||||||||||||||||||
| ENOVIS CORP | ** | 1,173 | ||||||||||||||||||
| ENPRO INC | ** | 1,521 | ||||||||||||||||||
| FIRST FINANCIAL BANCORP | ** | 1,051 | ||||||||||||||||||
| FIRST INDUSTRIAL REALTY TR | ** | 747 | ||||||||||||||||||
| FNB CORP | ** | 1,503 | ||||||||||||||||||
| FOUR CORNERS PROPERTY TRUST | ** | 887 | ||||||||||||||||||
| GOVERNMENT STIF 12 | ** | 1,103 | ||||||||||||||||||
| HEALTHCARE REALTY TRUST INC | ** | 1,302 | ||||||||||||||||||
| HELEN OF TROY LTD | ** | 1,127 | ||||||||||||||||||
| HUB GROUP INC CL A | ** | 1,335 | ||||||||||||||||||
| ICHOR HOLDINGS LTD | ** | 917 | ||||||||||||||||||
| INDEPENDENT BANK GROUP INC | ** | 836 | ||||||||||||||||||
| INTEGER HOLDINGS CORP | ** | 2,194 | ||||||||||||||||||
| JACK IN THE BOX INC | ** | 1,391 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-15
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Chartwell Equity Securities | ||||||||||||||||||||
| KEMPER CORP | ** | $ | 1,504 | |||||||||||||||||
| KITE REALTY GROUP TRUST | ** | 1,348 | ||||||||||||||||||
| KORN FERRY | ** | 1,150 | ||||||||||||||||||
| LESLIE S INC | ** | 401 | ||||||||||||||||||
| MASONITE INTERNATIONAL CORP | ** | 965 | ||||||||||||||||||
| MATADOR RESOURCES CO | ** | 1,100 | ||||||||||||||||||
| MINERALS TECHNOLOGIES INC | ** | 1,606 | ||||||||||||||||||
| MOOG INC CLASS A | ** | 1,197 | ||||||||||||||||||
| MUELLER WATER PRODUCTS INC A | ** | 1,280 | ||||||||||||||||||
| NOMAD FOODS LTD | ** | 1,075 | ||||||||||||||||||
| NORTHWESTERN CORP | ** | 1,248 | ||||||||||||||||||
| NVENT ELECTRIC PLC | ** | 1,326 | ||||||||||||||||||
| OLD NATIONAL BANCORP | ** | 1,597 | ||||||||||||||||||
| OXFORD INDUSTRIES INC | ** | 801 | ||||||||||||||||||
| PACIFIC PREMIER BANCORP INC | ** | 1,401 | ||||||||||||||||||
| PATRICK INDUSTRIES INC | ** | 1,226 | ||||||||||||||||||
| PATTERSON COS INC | ** | 1,034 | ||||||||||||||||||
| PEBBLEBROOK HOTEL TRUST | ** | 684 | ||||||||||||||||||
| PJT PARTNERS INC A | ** | 1,913 | ||||||||||||||||||
| PLEXUS CORP | ** | 1,563 | ||||||||||||||||||
| PNM RESOURCES INC | ** | 1,147 | ||||||||||||||||||
| PRA GROUP INC | ** | 1,350 | ||||||||||||||||||
| PRIMO WATER CORP | ** | 767 | ||||||||||||||||||
| PROGRESS SOFTWARE CORP | ** | 1,103 | ||||||||||||||||||
| RENASANT CORP | ** | 1,460 | ||||||||||||||||||
| RUSH ENTERPRISES INC CL A | ** | 1,312 | ||||||||||||||||||
| RYMAN HOSPITALITY PROPERTIES | ** | 1,221 | ||||||||||||||||||
| SANDY SPRING BANCORP INC | ** | 739 | ||||||||||||||||||
| SELECTIVE INSURANCE GROUP | ** | 1,645 | ||||||||||||||||||
| SIX FLAGS ENTERTAINMENT CORP | ** | 1,446 | ||||||||||||||||||
| SOUTHWESTERN ENERGY CO | ** | 1,166 | ||||||||||||||||||
| STAG INDUSTRIAL INC | ** | 1,219 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-16
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Chartwell Equity Securities | ||||||||||||||||||||
| TOWNE BANK | ** | $ | 1,437 | |||||||||||||||||
| TRI POINTE HOMES INC | ** | 1,530 | ||||||||||||||||||
| TRIMAS CORP | ** | 819 | ||||||||||||||||||
| UNIFIRST CORP/MA | ** | 1,228 | ||||||||||||||||||
| UNITED BANKSHARES INC | ** | 1,567 | ||||||||||||||||||
| UNITED COMMUNITY BANKS/GA | ** | 858 | ||||||||||||||||||
| VISTEON CORP | ** | 868 | ||||||||||||||||||
| Chartwell Equity Securities Total | $ | 83,917 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-17
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Clearing Account | ||||||||||||||||||||
| STATE STREET BANK AND TRUST | ** | $ | 69 | |||||||||||||||||
| Clearing Account Total | $ | 69 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-18
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Collective Investment Trusts | ||||||||||||||||||||
| SSGA | SSGA REAL ASSET FUND | ** | $ | 22,012 | ||||||||||||||||
| SPRUCEGROVE | INTERNATIONAL STOCK FUND | ** | 95,490 | |||||||||||||||||
| STATE STREET | SSGA S&P 500 INDEX NON LENDING | ** | 1,044,851 | |||||||||||||||||
| STATE STREET | STATE STREET | ** | 141,938 | |||||||||||||||||
| STATE STREET | STATE STREET | ** | 223,563 | |||||||||||||||||
| VANGUARD GROUP | TARGET RETIREMENT 2050 | ** | 235,419 | |||||||||||||||||
| VANGUARD GROUP | TARGET RETIREMENT 2045 | ** | 389,350 | |||||||||||||||||
| VANGUARD GROUP | TARGET RETIREMENT 2040 | ** | 222,169 | |||||||||||||||||
| VANGUARD GROUP | TARGET RETIREMENT 2035 | ** | 479,810 | |||||||||||||||||
| VANGUARD GROUP | TARGET RETIREMENT 2030 | ** | 244,147 | |||||||||||||||||
| VANGUARD GROUP | TARGET RETIREMENT 2025 | ** | 310,612 | |||||||||||||||||
| VANGUARD GROUP | TARGET RETIREMENT 2020 | ** | 76,880 | |||||||||||||||||
| VANGUARD GROUP | TARGET RETIREMENT 2070 | ** | 1,377 | |||||||||||||||||
| VANGUARD GROUP | TARGET RETIREMENT INCOME FUND | ** | 98,201 | |||||||||||||||||
| VANGUARD GROUP | TARGET RETIREMENT 2055 | ** | 160,728 | |||||||||||||||||
| VANGUARD GROUP | TARGET RETIREMENT 2060 | ** | 85,508 | |||||||||||||||||
| THE VANGUARD GROUP | TARGET RETIREMENT 2065 | ** | 17,453 | |||||||||||||||||
| Collective Investment Trusts Total | $ | 3,849,508 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-19
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Loomis Sayles Growth Fund | ||||||||||||||||||||
| LOOMIS SAYLES TR CO LLC | ** | $ | 386,661 | |||||||||||||||||
| Loomis Sayles Growth Fund Total | $ | 386,661 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-20
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Lee Munder Equity Securities | ||||||||||||||||||||
| ADVANCE AUTO PARTS INC | ** | $ | 433 | |||||||||||||||||
| AERCAP HOLDINGS NV | ** | 2,272 | ||||||||||||||||||
| AKAMAI TECHNOLOGIES INC | ** | 2,285 | ||||||||||||||||||
| ALEXANDRIA REAL ESTATE EQUIT | ** | 1,803 | ||||||||||||||||||
| ALLSTATE CORP | ** | 2,831 | ||||||||||||||||||
| AMERICAN INTERNATIONAL GROUP | ** | 2,670 | ||||||||||||||||||
| AMERIPRISE FINANCIAL INC | ** | 2,370 | ||||||||||||||||||
| AXALTA COATING SYSTEMS LTD | ** | 2,477 | ||||||||||||||||||
| BERRY GLOBAL GROUP INC | ** | 1,540 | ||||||||||||||||||
| BORGWARNER INC | ** | 936 | ||||||||||||||||||
| CARTER S INC | ** | 850 | ||||||||||||||||||
| CASEY S GENERAL STORES INC | ** | 1,156 | ||||||||||||||||||
| CENCORA INC | ** | 2,571 | ||||||||||||||||||
| CENTERPOINT ENERGY INC | ** | 2,139 | ||||||||||||||||||
| CHAMPIONX CORP | ** | 1,652 | ||||||||||||||||||
| CHIMERA INVESTMENT CORP | ** | 711 | ||||||||||||||||||
| CLEAN HARBORS INC | ** | 2,947 | ||||||||||||||||||
| COLUMBIA SPORTSWEAR CO | ** | 1,482 | ||||||||||||||||||
| CONSTELLATION BRANDS INC A | ** | 1,546 | ||||||||||||||||||
| COTERRA ENERGY INC | ** | 1,626 | ||||||||||||||||||
| DARLING INGREDIENTS INC | ** | 2,055 | ||||||||||||||||||
| DIGITAL REALTY TRUST INC | ** | 1,909 | ||||||||||||||||||
| DISCOVER FINANCIAL SERVICES | ** | 978 | ||||||||||||||||||
| DOLLAR TREE INC | ** | 1,541 | ||||||||||||||||||
| DOVER CORP | ** | 2,198 | ||||||||||||||||||
| DTE ENERGY COMPANY | ** | 1,944 | ||||||||||||||||||
| ENCOMPASS HEALTH CORP | ** | 2,140 | ||||||||||||||||||
| ENTERGY CORP | ** | 1,724 | ||||||||||||||||||
| ENVISTA HOLDINGS CORP | ** | 904 | ||||||||||||||||||
| ESSEX PROPERTY TRUST INC | ** | 1,346 | ||||||||||||||||||
| EVERGY INC | ** | 1,176 | ||||||||||||||||||
| F5 INC | ** | 2,049 | ||||||||||||||||||
| FIRST HORIZON CORP | ** | 1,845 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-21
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Lee Munder Equity Securities | ||||||||||||||||||||
| FMC CORP | ** | $ | 1,023 | |||||||||||||||||
| GENPACT LTD | ** | 1,379 | ||||||||||||||||||
| GLOBAL PAYMENTS INC | ** | 2,476 | ||||||||||||||||||
| GOVERNMENT STIF 12 | ** | 2,464 | ||||||||||||||||||
| HASBRO INC | ** | 1,360 | ||||||||||||||||||
| HEXCEL CORP | ** | 1,858 | ||||||||||||||||||
| HOST HOTELS + RESORTS INC | ** | 845 | ||||||||||||||||||
| INGREDION INC | ** | 1,668 | ||||||||||||||||||
| INTL FLAVORS + FRAGRANCES | ** | 982 | ||||||||||||||||||
| KEYSIGHT TECHNOLOGIES IN | ** | 2,116 | ||||||||||||||||||
| L3HARRIS TECHNOLOGIES INC | ** | 1,243 | ||||||||||||||||||
| LABORATORY CRP OF AMER HLDGS | ** | 2,303 | ||||||||||||||||||
| LAMB WESTON HOLDINGS INC | ** | 1,969 | ||||||||||||||||||
| LEIDOS HOLDINGS INC | ** | 2,362 | ||||||||||||||||||
| LIVENT CORP | ** | 1,282 | ||||||||||||||||||
| LKQ CORP | ** | 2,437 | ||||||||||||||||||
| NISOURCE INC | ** | 1,814 | ||||||||||||||||||
| PARKER HANNIFIN CORP | ** | 1,805 | ||||||||||||||||||
| PERMIAN RESOURCES CORP | ** | 1,492 | ||||||||||||||||||
| PINNACLE FINANCIAL PARTNERS | ** | 1,322 | ||||||||||||||||||
| PIONEER NATURAL RESOURCES CO | ** | 1,369 | ||||||||||||||||||
| PROGRESSIVE CORP | ** | 2,018 | ||||||||||||||||||
| PTC INC | ** | 1,986 | ||||||||||||||||||
| QORVO INC | ** | 1,577 | ||||||||||||||||||
| REGAL REXNORD CORP | ** | 3,014 | ||||||||||||||||||
| REINSURANCE GROUP OF AMERICA | ** | 2,750 | ||||||||||||||||||
| SCOTTS MIRACLE GRO CO | ** | 515 | ||||||||||||||||||
| SNAP ON INC | ** | 2,391 | ||||||||||||||||||
| TREEHOUSE FOODS INC | ** | 1,649 | ||||||||||||||||||
| TYSON FOODS INC CL A | ** | 2,002 | ||||||||||||||||||
| VALERO ENERGY CORP | ** | 773 | ||||||||||||||||||
| VALVOLINE INC | ** | 1,589 | ||||||||||||||||||
| WABTEC CORP | ** | 1,711 | ||||||||||||||||||
| WEBSTER FINANCIAL CORP | ** | $ | 1,305 | |||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-22
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Lee Munder Equity Securities | ||||||||||||||||||||
| WEC ENERGY GROUP INC | ** | 1,810 | ||||||||||||||||||
| WESCO INTERNATIONAL INC | ** | 1,833 | ||||||||||||||||||
| WILLIS TOWERS WATSON PLC | ** | 1,255 | ||||||||||||||||||
| ZIMMER BIOMET HOLDINGS INC | ** | 1,762 | ||||||||||||||||||
| Lee Munder Equity Securities Total | $ | 123,615 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-23
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| T. Rowe Price | ||||||||||||||||||||
| 10X GENOMICS INC CLASS A | ** | $ | 295 | |||||||||||||||||
| A10 NETWORKS INC | ** | 113 | ||||||||||||||||||
| AAON INC | ** | 314 | ||||||||||||||||||
| ABERCROMBIE + FITCH CO CL A | ** | 203 | ||||||||||||||||||
| ACADEMY SPORTS + OUTDOORS IN | ** | 218 | ||||||||||||||||||
| ACADIA PHARMACEUTICALS INC | ** | 325 | ||||||||||||||||||
| ACI WORLDWIDE INC | ** | 148 | ||||||||||||||||||
| ADDUS HOMECARE CORP | ** | 282 | ||||||||||||||||||
| ADVANCED ENERGY INDUSTRIES | ** | 318 | ||||||||||||||||||
| AFFIRM HOLDINGS INC | ** | 620 | ||||||||||||||||||
| AGILYSYS INC | ** | 252 | ||||||||||||||||||
| AGIOS PHARMACEUTICALS INC | ** | 73 | ||||||||||||||||||
| AKERO THERAPEUTICS INC | ** | 98 | ||||||||||||||||||
| ALBANY INTL CORP CL A | ** | 50 | ||||||||||||||||||
| ALECTOR INC | ** | 15 | ||||||||||||||||||
| ALKERMES PLC | ** | 216 | ||||||||||||||||||
| ALLOGENE THERAPEUTICS INC | ** | 13 | ||||||||||||||||||
| ALPHA METALLURGICAL RESOURCE | ** | 355 | ||||||||||||||||||
| AMICUS THERAPEUTICS INC | ** | 144 | ||||||||||||||||||
| AMN HEALTHCARE SERVICES INC | ** | 292 | ||||||||||||||||||
| AMPHASTAR PHARMACEUTICALS IN | ** | 290 | ||||||||||||||||||
| API GROUP CORP | ** | 391 | ||||||||||||||||||
| APPFOLIO INC A | ** | 266 | ||||||||||||||||||
| ARCELLX INC | ** | 94 | ||||||||||||||||||
| ARRAY TECHNOLOGIES INC | ** | 138 | ||||||||||||||||||
| ARVINAS INC | ** | 112 | ||||||||||||||||||
| ASBURY AUTOMOTIVE GROUP | ** | 266 | ||||||||||||||||||
| ASGN INC | ** | 132 | ||||||||||||||||||
| ASPEN TECHNOLOGY INC | ** | 114 | ||||||||||||||||||
| ATI INC | ** | 468 | ||||||||||||||||||
| ATKORE INC | ** | 512 | ||||||||||||||||||
| ATRICURE INC | ** | 101 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-24
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| T. Rowe Price | ||||||||||||||||||||
| AVIDITY BIOSCIENCES INC | ** | $ | 40 | |||||||||||||||||
| AXALTA COATING SYSTEMS LTD | ** | 368 | ||||||||||||||||||
| AXCELIS TECHNOLOGIES INC | ** | 467 | ||||||||||||||||||
| AZEK CO INC/THE | ** | 241 | ||||||||||||||||||
| BALCHEM CORP | ** | 156 | ||||||||||||||||||
| BANCORP INC/THE | ** | 345 | ||||||||||||||||||
| BELLRING BRANDS INC | ** | 516 | ||||||||||||||||||
| BIOHAVEN LTD | ** | 369 | ||||||||||||||||||
| BIOMEA FUSION INC | ** | 15 | ||||||||||||||||||
| BJ S WHOLESALE CLUB HOLDINGS | ** | 65 | ||||||||||||||||||
| BLACKBAUD INC | ** | 253 | ||||||||||||||||||
| BLOOMIN BRANDS INC | ** | 219 | ||||||||||||||||||
| BLUE OWL CAPITAL INC | ** | 257 | ||||||||||||||||||
| BLUEPRINT MEDICINES CORP | ** | 494 | ||||||||||||||||||
| BOISE CASCADE CO | ** | 39 | ||||||||||||||||||
| BOOZ ALLEN HAMILTON HOLDINGS | ** | 559 | ||||||||||||||||||
| BOX INC CLASS A | ** | 291 | ||||||||||||||||||
| BOYD GAMING CORP | ** | 479 | ||||||||||||||||||
| BRIDGEBIO PHARMA INC | ** | 198 | ||||||||||||||||||
| BRIGHT HORIZONS FAMILY SOLUT | ** | 172 | ||||||||||||||||||
| BROADRIDGE FINANCIAL SOLUTIO | ** | 243 | ||||||||||||||||||
| BRUKER CORP | ** | 163 | ||||||||||||||||||
| BRUNSWICK CORP | ** | 210 | ||||||||||||||||||
| BUILDERS FIRSTSOURCE INC | ** | 442 | ||||||||||||||||||
| CACI INTERNATIONAL INC CL A | ** | 534 | ||||||||||||||||||
| CADRE HOLDINGS INC | ** | 92 | ||||||||||||||||||
| CARVANA CO | ** | 233 | ||||||||||||||||||
| CASELLA WASTE SYSTEMS INC A | ** | 613 | ||||||||||||||||||
| CASEY S GENERAL STORES INC | ** | 228 | ||||||||||||||||||
| CATALENT INC | ** | 175 | ||||||||||||||||||
| CATALYST PHARMACEUTICALS INC | ** | 159 | ||||||||||||||||||
| CAVA GROUP INC | ** | 48 | ||||||||||||||||||
| CAVCO INDUSTRIES INC | ** | 287 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-25
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| T. Rowe Price | ||||||||||||||||||||
| CBIZ INC | ** | $ | 416 | |||||||||||||||||
| CELSIUS HOLDINGS INC | ** | 142 | ||||||||||||||||||
| CENTRUS ENERGY CORP CLASS A | ** | 127 | ||||||||||||||||||
| CEREVEL THERAPEUTICS HOLDING | ** | 217 | ||||||||||||||||||
| CHAMPIONX CORP | ** | 219 | ||||||||||||||||||
| CHARLES RIVER LABORATORIES | ** | 295 | ||||||||||||||||||
| CHEMED CORP | ** | 112 | ||||||||||||||||||
| CHOICE HOTELS INTL INC | ** | 304 | ||||||||||||||||||
| CHURCHILL DOWNS INC | ** | 621 | ||||||||||||||||||
| CIRRUS LOGIC INC | ** | 216 | ||||||||||||||||||
| CLEAN HARBORS INC | ** | 421 | ||||||||||||||||||
| COCA COLA CONSOLIDATED INC | ** | 518 | ||||||||||||||||||
| COGENT COMMUNICATIONS HOLDIN | ** | 215 | ||||||||||||||||||
| COMFORT SYSTEMS USA INC | ** | 722 | ||||||||||||||||||
| CONMED CORP | ** | 253 | ||||||||||||||||||
| CORE + MAIN INC CLASS A | ** | 352 | ||||||||||||||||||
| CORVEL CORP | ** | 427 | ||||||||||||||||||
| COTY INC CL A | ** | 201 | ||||||||||||||||||
| CRINETICS PHARMACEUTICALS IN | ** | 74 | ||||||||||||||||||
| CRISPR THERAPEUTICS AG | ** | 269 | ||||||||||||||||||
| CROCS INC | ** | 204 | ||||||||||||||||||
| CSW INDUSTRIALS INC | ** | 330 | ||||||||||||||||||
| CURTISS WRIGHT CORP | ** | 755 | ||||||||||||||||||
| CYMABAY THERAPEUTICS INC | ** | 111 | ||||||||||||||||||
| CYTOKINETICS INC | ** | 416 | ||||||||||||||||||
| DAY ONE BIOPHARMACEUTICALS I | ** | 35 | ||||||||||||||||||
| DECKERS OUTDOOR CORP | ** | 390 | ||||||||||||||||||
| DENALI THERAPEUTICS INC | ** | 59 | ||||||||||||||||||
| DESCARTES SYSTEMS GRP/THE | ** | 581 | ||||||||||||||||||
| DICK S SPORTING GOODS INC | ** | 301 | ||||||||||||||||||
| DIODES INC | ** | 360 | ||||||||||||||||||
| DOMINO S PIZZA INC | ** | 381 | ||||||||||||||||||
| DOUBLEVERIFY HOLDINGS INC | ** | 372 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-26
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| T. Rowe Price | ||||||||||||||||||||
| DUOLINGO | ** | $ | 272 | |||||||||||||||||
| EAGLE MATERIALS INC | ** | 551 | ||||||||||||||||||
| ELEMENT SOLUTIONS INC | ** | 198 | ||||||||||||||||||
| ELF BEAUTY INC | ** | 522 | ||||||||||||||||||
| EMBECTA CORP | ** | 17 | ||||||||||||||||||
| EMCOR GROUP INC | ** | 167 | ||||||||||||||||||
| ENDEAVOR GROUP HOLD CLASS A | ** | 354 | ||||||||||||||||||
| ENSIGN GROUP INC/THE | ** | 770 | ||||||||||||||||||
| ENTEGRIS INC | ** | 151 | ||||||||||||||||||
| EQUITY LIFESTYLE PROPERTIES | ** | 166 | ||||||||||||||||||
| EURONET WORLDWIDE INC | ** | 244 | ||||||||||||||||||
| EVERI HOLDINGS INC | ** | 47 | ||||||||||||||||||
| EVERTEC INC | ** | 198 | ||||||||||||||||||
| EVOLENT HEALTH INC A | ** | 155 | ||||||||||||||||||
| EXELIXIS INC | ** | 422 | ||||||||||||||||||
| EXLSERVICE HOLDINGS INC | ** | 524 | ||||||||||||||||||
| EXPONENT INC | ** | 74 | ||||||||||||||||||
| EXPRO GROUP HOLDINGS NV | ** | 76 | ||||||||||||||||||
| EXTREME NETWORKS INC | ** | 87 | ||||||||||||||||||
| FABRINET | ** | 815 | ||||||||||||||||||
| FACTSET RESEARCH SYSTEMS INC | ** | 324 | ||||||||||||||||||
| FAIR ISAAC CORP | ** | 372 | ||||||||||||||||||
| FEDERAL SIGNAL CORP | ** | 443 | ||||||||||||||||||
| FIRST INDUSTRIAL REALTY TR | ** | 243 | ||||||||||||||||||
| FORMFACTOR INC | ** | 163 | ||||||||||||||||||
| FORTINET INC | ** | 208 | ||||||||||||||||||
| FTI CONSULTING INC | ** | 399 | ||||||||||||||||||
| GARTNER INC | ** | 227 | ||||||||||||||||||
| GIBRALTAR INDUSTRIES INC | ** | 91 | ||||||||||||||||||
| GLOBUS MEDICAL INC A | ** | 363 | ||||||||||||||||||
| GOVERNMENT STIF 12 | ** | 378 | ||||||||||||||||||
| GRAND CANYON EDUCATION INC | ** | 400 | ||||||||||||||||||
| GRAPHIC PACKAGING HOLDING CO | ** | $ | 201 | |||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-27
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| T. Rowe Price | ||||||||||||||||||||
| GREEN BRICK PARTNERS INC | ** | 192 | ||||||||||||||||||
| GUARDANT HEALTH INC | ** | 154 | ||||||||||||||||||
| GXO LOGISTICS INC | ** | 413 | ||||||||||||||||||
| HAEMONETICS CORP/MASS | ** | 252 | ||||||||||||||||||
| HALOZYME THERAPEUTICS INC | ** | 405 | ||||||||||||||||||
| HAMILTON LANE INC CLASS A | ** | 295 | ||||||||||||||||||
| HERC HOLDINGS INC | ** | 160 | ||||||||||||||||||
| HILTON GRAND VACATIONS INC | ** | 157 | ||||||||||||||||||
| IDEAYA BIOSCIENCES INC | ** | 77 | ||||||||||||||||||
| IGM BIOSCIENCES INC | ** | 11 | ||||||||||||||||||
| IMMUNOGEN INC | ** | 238 | ||||||||||||||||||
| IMMUNOVANT INC | ** | 91 | ||||||||||||||||||
| INARI MEDICAL INC | ** | 184 | ||||||||||||||||||
| INFORMATICA INC CLASS A | ** | 241 | ||||||||||||||||||
| INSMED INC | ** | 388 | ||||||||||||||||||
| INSPERITY INC | ** | 339 | ||||||||||||||||||
| INSPIRE MEDICAL SYSTEMS INC | ** | 285 | ||||||||||||||||||
| INTELLIA THERAPEUTICS INC | ** | 112 | ||||||||||||||||||
| INTER PARFUMS INC | ** | 376 | ||||||||||||||||||
| INTRA CELLULAR THERAPIES INC | ** | 387 | ||||||||||||||||||
| IONIS PHARMACEUTICALS INC | ** | 349 | ||||||||||||||||||
| IOVANCE BIOTHERAPEUTICS INC | ** | 72 | ||||||||||||||||||
| IRHYTHM TECHNOLOGIES INC | ** | 191 | ||||||||||||||||||
| IRIDIUM COMMUNICATIONS INC | ** | 403 | ||||||||||||||||||
| IVANHOE ELECTRIC INC / US | ** | 69 | ||||||||||||||||||
| JOHN BEAN TECHNOLOGIES CORP | ** | 265 | ||||||||||||||||||
| KADANT INC | ** | 514 | ||||||||||||||||||
| KARUNA THERAPEUTICS INC | ** | 588 | ||||||||||||||||||
| KINSALE CAPITAL GROUP INC | ** | 194 | ||||||||||||||||||
| KOSMOS ENERGY LTD | ** | 165 | ||||||||||||||||||
| KRYSTAL BIOTECH INC | ** | 112 | ||||||||||||||||||
| KULICKE + SOFFA INDUSTRIES | ** | 257 | ||||||||||||||||||
| KYMERA THERAPEUTICS INC | ** | $ | 98 | |||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-28
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| T. Rowe Price | ||||||||||||||||||||
| LANDSTAR SYSTEM INC | ** | 343 | ||||||||||||||||||
| LANTHEUS HOLDINGS INC | ** | 393 | ||||||||||||||||||
| LATTICE SEMICONDUCTOR CORP | ** | 339 | ||||||||||||||||||
| LCI INDUSTRIES | ** | 48 | ||||||||||||||||||
| LEONARDO DRS INC | ** | 301 | ||||||||||||||||||
| LIGHT + WONDER INC | ** | 222 | ||||||||||||||||||
| LINCOLN ELECTRIC HOLDINGS | ** | 413 | ||||||||||||||||||
| LITTELFUSE INC | ** | 189 | ||||||||||||||||||
| LOUISIANA PACIFIC CORP | ** | 365 | ||||||||||||||||||
| LPL FINANCIAL HOLDINGS INC | ** | 166 | ||||||||||||||||||
| MADRIGAL PHARMACEUTICALS INC | ** | 97 | ||||||||||||||||||
| MANHATTAN ASSOCIATES INC | ** | 375 | ||||||||||||||||||
| MARATHON DIGITAL HOLDINGS IN | ** | 148 | ||||||||||||||||||
| MARKETAXESS HOLDINGS INC | ** | 266 | ||||||||||||||||||
| MATADOR RESOURCES CO | ** | 405 | ||||||||||||||||||
| MATTEL INC | ** | 333 | ||||||||||||||||||
| MAXLINEAR INC | ** | 137 | ||||||||||||||||||
| MCGRATH RENTCORP | ** | 116 | ||||||||||||||||||
| MEDPACE HOLDINGS INC | ** | 585 | ||||||||||||||||||
| MERIT MEDICAL SYSTEMS INC | ** | 475 | ||||||||||||||||||
| MICROSTRATEGY INC CL A | ** | 303 | ||||||||||||||||||
| MKS INSTRUMENTS INC | ** | 126 | ||||||||||||||||||
| MOLINA HEALTHCARE INC | ** | 610 | ||||||||||||||||||
| MONOLITHIC POWER SYSTEMS INC | ** | 277 | ||||||||||||||||||
| MONTE ROSA THERAPEUTICS INC | ** | 3 | ||||||||||||||||||
| MOOG INC CLASS A | ** | 76 | ||||||||||||||||||
| MOONLAKE IMMUNOTHERAPEUTICS | ** | 48 | ||||||||||||||||||
| MORPHIC HOLDING INC | ** | 60 | ||||||||||||||||||
| MSA SAFETY INC | ** | 290 | ||||||||||||||||||
| MURPHY USA INC | ** | 658 | ||||||||||||||||||
| NATERA INC | ** | 250 | ||||||||||||||||||
| NCR ATLEOS CORP | ** | $ | 52 | |||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-29
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| T. Rowe Price | ||||||||||||||||||||
| NCR CORPORATION | ** | 90 | ||||||||||||||||||
| NEOGENOMICS INC | ** | 80 | ||||||||||||||||||
| NEUROCRINE BIOSCIENCES INC | ** | 241 | ||||||||||||||||||
| NEXSTAR MEDIA GROUP INC | ** | 483 | ||||||||||||||||||
| NOBLE CORP PLC | ** | 289 | ||||||||||||||||||
| NOVANTA INC | ** | 600 | ||||||||||||||||||
| NURIX THERAPEUTICS INC | ** | 13 | ||||||||||||||||||
| NUTANIX INC A | ** | 627 | ||||||||||||||||||
| NUVALENT INC A | ** | 105 | ||||||||||||||||||
| NV5 GLOBAL INC | ** | 106 | ||||||||||||||||||
| OLIN CORP | ** | 326 | ||||||||||||||||||
| OMNICELL INC | ** | 89 | ||||||||||||||||||
| ONTO INNOVATION INC | ** | 662 | ||||||||||||||||||
| OPTION CARE HEALTH INC | ** | 454 | ||||||||||||||||||
| ORMAT TECHNOLOGIES INC | ** | 234 | ||||||||||||||||||
| PACIRA BIOSCIENCES INC | ** | 95 | ||||||||||||||||||
| PALOMAR HOLDINGS INC | ** | 62 | ||||||||||||||||||
| PATRICK INDUSTRIES INC | ** | 170 | ||||||||||||||||||
| PAYLOCITY HOLDING CORP | ** | 139 | ||||||||||||||||||
| PAYONEER GLOBAL INC | ** | 164 | ||||||||||||||||||
| PBF ENERGY INC CLASS A | ** | 35 | ||||||||||||||||||
| PENSKE AUTOMOTIVE GROUP INC | ** | 244 | ||||||||||||||||||
| PENUMBRA INC | ** | 247 | ||||||||||||||||||
| PERFICIENT INC | ** | 206 | ||||||||||||||||||
| PERFORMANCE FOOD GROUP CO | ** | 349 | ||||||||||||||||||
| PHOTRONICS INC | ** | 35 | ||||||||||||||||||
| PLIANT THERAPEUTICS INC | ** | 36 | ||||||||||||||||||
| POOL CORP | ** | 368 | ||||||||||||||||||
| POST HOLDINGS INC | ** | 364 | ||||||||||||||||||
| POWER INTEGRATIONS INC | ** | 265 | ||||||||||||||||||
| POWERSCHOOL HOLDINGS INC A | ** | 218 | ||||||||||||||||||
| PRESTIGE CONSUMER HEALTHCARE | ** | 176 | ||||||||||||||||||
| PRIMERICA INC | ** | $ | 450 | |||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-30
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| T. Rowe Price | ||||||||||||||||||||
| PROCEPT BIOROBOTICS CORP | ** | 177 | ||||||||||||||||||
| PROTHENA CORP PLC | ** | 162 | ||||||||||||||||||
| PTC INC | ** | 407 | ||||||||||||||||||
| PTC THERAPEUTICS INC | ** | 135 | ||||||||||||||||||
| PURE STORAGE INC CLASS A | ** | 31 | ||||||||||||||||||
| QUAKER CHEMICAL CORPORATION | ** | 134 | ||||||||||||||||||
| QUALYS INC | ** | 590 | ||||||||||||||||||
| RAMBUS INC | ** | 494 | ||||||||||||||||||
| RANGE RESOURCES CORP | ** | 92 | ||||||||||||||||||
| RAPID7 INC | ** | 205 | ||||||||||||||||||
| RBC BEARINGS INC | ** | 529 | ||||||||||||||||||
| RED ROCK RESORTS INC CLASS A | ** | 153 | ||||||||||||||||||
| RELAY THERAPEUTICS INC | ** | 73 | ||||||||||||||||||
| RENTOKIL INITIAL PLC SP ADR | ** | 208 | ||||||||||||||||||
| REPLIGEN CORP | ** | 370 | ||||||||||||||||||
| REPLIMUNE GROUP INC | ** | 42 | ||||||||||||||||||
| REVOLUTION MEDICINES INC | ** | 60 | ||||||||||||||||||
| REXFORD INDUSTRIAL REALTY IN | ** | 150 | ||||||||||||||||||
| RHYTHM PHARMACEUTICALS INC | ** | 92 | ||||||||||||||||||
| RIOT PLATFORMS INC | ** | 70 | ||||||||||||||||||
| RLI CORP | ** | 240 | ||||||||||||||||||
| ROCKET PHARMACEUTICALS INC | ** | 92 | ||||||||||||||||||
| RXO INC | ** | 6 | ||||||||||||||||||
| RYAN SPECIALTY HOLDINGS INC | ** | 309 | ||||||||||||||||||
| SAIA INC | ** | 598 | ||||||||||||||||||
| SAPIENS INTERNATIONAL CORP | ** | 205 | ||||||||||||||||||
| SCHOLAR ROCK HOLDING CORP | ** | 71 | ||||||||||||||||||
| SELECTIVE INSURANCE GROUP | ** | 309 | ||||||||||||||||||
| SERVISFIRST BANCSHARES INC | ** | 194 | ||||||||||||||||||
| SHIFT4 PAYMENTS INC CLASS A | ** | 397 | ||||||||||||||||||
| SHOCKWAVE MEDICAL INC | ** | 149 | ||||||||||||||||||
| SIMPLY GOOD FOODS CO/THE | ** | 208 | ||||||||||||||||||
| SIMPSON MANUFACTURING CO INC | ** | $ | 571 | |||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-31
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| T. Rowe Price | ||||||||||||||||||||
| SITEONE LANDSCAPE SUPPLY INC | ** | 359 | ||||||||||||||||||
| SKYLINE CHAMPION CORP | ** | 286 | ||||||||||||||||||
| SM ENERGY CO | ** | 159 | ||||||||||||||||||
| SMARTSHEET INC CLASS A | ** | 355 | ||||||||||||||||||
| SOUTHWESTERN ENERGY CO | ** | 273 | ||||||||||||||||||
| SPRINGWORKS THERAPEUTICS INC | ** | 40 | ||||||||||||||||||
| SPS COMMERCE INC | ** | 678 | ||||||||||||||||||
| SPX TECHNOLOGIES INC | ** | 449 | ||||||||||||||||||
| STERIS PLC | ** | 346 | ||||||||||||||||||
| STONEX GROUP INC | ** | 255 | ||||||||||||||||||
| SUPER MICRO COMPUTER INC | ** | 69 | ||||||||||||||||||
| SUPERNUS PHARMACEUTICALS INC | ** | 95 | ||||||||||||||||||
| SYMBOTIC INC | ** | 149 | ||||||||||||||||||
| TECHNIPFMC PLC | ** | 183 | ||||||||||||||||||
| TELEDYNE TECHNOLOGIES INC | ** | 268 | ||||||||||||||||||
| TEMPUR SEALY INTERNATIONAL I | ** | 495 | ||||||||||||||||||
| TENABLE HOLDINGS INC | ** | 315 | ||||||||||||||||||
| TENET HEALTHCARE CORP | ** | 438 | ||||||||||||||||||
| TERADATA CORP | ** | 181 | ||||||||||||||||||
| TERRENO REALTY CORP | ** | 110 | ||||||||||||||||||
| TEXAS ROADHOUSE INC | ** | 633 | ||||||||||||||||||
| THRYV HOLDINGS INC | ** | 71 | ||||||||||||||||||
| TIDEWATER INC | ** | 267 | ||||||||||||||||||
| TKO GROUP HOLDINGS INC | ** | 241 | ||||||||||||||||||
| TOPBUILD CORP | ** | 881 | ||||||||||||||||||
| TORO CO | ** | 134 | ||||||||||||||||||
| TRANSMEDICS GROUP INC | ** | 166 | ||||||||||||||||||
| TRANSOCEAN LTD | ** | 115 | ||||||||||||||||||
| TRAVEL LEISURE CO | ** | 90 | ||||||||||||||||||
| TYLER TECHNOLOGIES INC | ** | 339 | ||||||||||||||||||
| UFP INDUSTRIES INC | ** | 679 | ||||||||||||||||||
| ULTRAGENYX PHARMACEUTICAL IN | ** | 171 | ||||||||||||||||||
| UNITED PARKS + RESORTS INC | ** | $ | 88 | |||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-32
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| T. Rowe Price | ||||||||||||||||||||
| VALVOLINE INC | ** | 135 | ||||||||||||||||||
| VAXCYTE INC | ** | 176 | ||||||||||||||||||
| VERRA MOBILITY CORP | ** | 242 | ||||||||||||||||||
| VERTIV HOLDINGS CO A | ** | 391 | ||||||||||||||||||
| VISTEON CORP | ** | 237 | ||||||||||||||||||
| VONTIER CORP | ** | 361 | ||||||||||||||||||
| WATSCO INC | ** | 266 | ||||||||||||||||||
| WATTS WATER TECHNOLOGIES A | ** | 553 | ||||||||||||||||||
| WEATHERFORD INTERNATIONAL PL | ** | 780 | ||||||||||||||||||
| WENDY S CO/THE | ** | 224 | ||||||||||||||||||
| WEST PHARMACEUTICAL SERVICES | ** | 359 | ||||||||||||||||||
| WILLSCOT MOBILE MINI HOLDING | ** | 300 | ||||||||||||||||||
| WINGSTOP INC | ** | 593 | ||||||||||||||||||
| WOODWARD INC | ** | 458 | ||||||||||||||||||
| WORKIVA INC | ** | 242 | ||||||||||||||||||
| XENCOR INC | ** | 105 | ||||||||||||||||||
| XPO INC | ** | 503 | ||||||||||||||||||
| ZEBRA TECHNOLOGIES CORP CL A | ** | 78 | ||||||||||||||||||
| ZENTALIS PHARMACEUTICALS INC | ** | 22 | ||||||||||||||||||
| T. Rowe Price Total | $ | 83,687 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-33
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Loan Fund | ||||||||||||||||||||
| * | NOTES RECEIVABLE FROM MEMBERS | Notes receivable from Members, maturing in 2024 through 2033 bearing interest at rates from 4.25% - 9.50% | N/A | $ | 72,840 | |||||||||||||||
| Loan Fund Total | $ | 72,840 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-34
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Master Expense Account | ||||||||||||||||||||
| * | HARTFORD MASTER EXPENSE FUND | ** | $ | 9 | ||||||||||||||||
| Master Expense Account Total | $ | 9 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-35
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Mutual Funds | ||||||||||||||||||||
| * | HARTFORD HLS DIVIDEND & GROWTH FD CL IA | ** | $ | 376,053 | ||||||||||||||||
| * | HARTFORD HLS MUT FDS BOND HLS FD CL IA | ** | 245,971 | |||||||||||||||||
| * | HARTFORD HLS MUT FDS INTL OPPORTUNITIES HLS FD CL I | ** | 95,038 | |||||||||||||||||
| VANGUARD FEDERAL MONEY MARKET | ** | 140,438 | ||||||||||||||||||
| Mutual Funds Total | $ | 857,500 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-36
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Mutual Funds - JP Morgan International Fiance Limited | ||||||||||||||||||||
| 10X GENOMICS INC CLASS A | ** | $ | 445 | |||||||||||||||||
| ACADIA HEALTHCARE CO INC | ** | 961 | ||||||||||||||||||
| AECOM | ** | 958 | ||||||||||||||||||
| AGILENT TECHNOLOGIES INC | ** | 2,327 | ||||||||||||||||||
| AIR LEASE CORP | ** | 819 | ||||||||||||||||||
| ALIGN TECHNOLOGY INC | ** | 1,168 | ||||||||||||||||||
| ALLEGRO MICROSYSTEMS INC | ** | 205 | ||||||||||||||||||
| ALNYLAM PHARMACEUTICALS INC | ** | 1,145 | ||||||||||||||||||
| AMETEK INC | ** | 1,327 | ||||||||||||||||||
| AMICUS THERAPEUTICS INC | ** | 512 | ||||||||||||||||||
| AMPHENOL CORP CL A | ** | 1,568 | ||||||||||||||||||
| APELLIS PHARMACEUTICALS INC | ** | 495 | ||||||||||||||||||
| ARES MANAGEMENT CORP A | ** | 1,611 | ||||||||||||||||||
| ARISTA NETWORKS INC | ** | 723 | ||||||||||||||||||
| ARTHUR J GALLAGHER + CO | ** | 953 | ||||||||||||||||||
| AUTOZONE INC | ** | 672 | ||||||||||||||||||
| BOOZ ALLEN HAMILTON HOLDINGS | ** | 1,653 | ||||||||||||||||||
| BRIGHT HORIZONS FAMILY SOLUT | ** | 933 | ||||||||||||||||||
| BURLINGTON STORES INC | ** | 672 | ||||||||||||||||||
| CADENCE DESIGN SYS INC | ** | 390 | ||||||||||||||||||
| CENTENE CORP | ** | 1,140 | ||||||||||||||||||
| CHENIERE ENERGY INC | ** | 2,605 | ||||||||||||||||||
| CHIPOTLE MEXICAN GRILL INC | ** | 828 | ||||||||||||||||||
| CINTAS CORP | ** | 1,448 | ||||||||||||||||||
| CONFLUENT INC CLASS A | ** | 895 | ||||||||||||||||||
| CONSTELLATION BRANDS INC A | ** | 630 | ||||||||||||||||||
| COOPER COS INC/THE | ** | 826 | ||||||||||||||||||
| COPART INC | ** | 2,411 | ||||||||||||||||||
| CROWDSTRIKE HOLDINGS INC A | ** | 2,992 | ||||||||||||||||||
| DATADOG INC CLASS A | ** | 923 | ||||||||||||||||||
| DEXCOM INC | ** | 2,208 | ||||||||||||||||||
| DOCUSIGN INC | ** | 727 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-37
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Mutual Funds - JP Morgan International Fiance Limited | ||||||||||||||||||||
| DOMINO S PIZZA INC | ** | $ | 1,640 | |||||||||||||||||
| DOORDASH INC A | ** | 1,818 | ||||||||||||||||||
| ELASTIC NV | ** | 566 | ||||||||||||||||||
| ELF BEAUTY INC | ** | 747 | ||||||||||||||||||
| ENTEGRIS INC | ** | 1,205 | ||||||||||||||||||
| EOG RESOURCES INC | ** | 993 | ||||||||||||||||||
| EXACT SCIENCES CORP | ** | 1,243 | ||||||||||||||||||
| EXELIXIS INC | ** | 903 | ||||||||||||||||||
| FACTSET RESEARCH SYSTEMS INC | ** | 1,388 | ||||||||||||||||||
| FLOOR + DECOR HOLDINGS INC A | ** | 1,063 | ||||||||||||||||||
| FREEPORT MCMORAN INC | ** | 440 | ||||||||||||||||||
| GARMIN LTD | ** | 780 | ||||||||||||||||||
| GARTNER INC | ** | 1,677 | ||||||||||||||||||
| GLOBAL PAYMENTS INC | ** | 506 | ||||||||||||||||||
| GLOBANT SA | ** | 1,219 | ||||||||||||||||||
| GOVERNMENT STIF 12 | ** | 1,456 | ||||||||||||||||||
| HEICO CORP CLASS A | ** | 1,537 | ||||||||||||||||||
| HELEN OF TROY LTD | ** | 422 | ||||||||||||||||||
| HILTON WORLDWIDE HOLDINGS IN | ** | 1,528 | ||||||||||||||||||
| HUBBELL INC | ** | 856 | ||||||||||||||||||
| HUBSPOT INC | ** | 1,688 | ||||||||||||||||||
| HUNT (JB) TRANSPRT SVCS INC | ** | 1,083 | ||||||||||||||||||
| IDEXX LABORATORIES INC | ** | 1,524 | ||||||||||||||||||
| INGERSOLL RAND INC | ** | 1,244 | ||||||||||||||||||
| INSPIRE MEDICAL SYSTEMS INC | ** | 620 | ||||||||||||||||||
| INTERACTIVE BROKERS GRO CL A | ** | 610 | ||||||||||||||||||
| IQVIA HOLDINGS INC | ** | 1,769 | ||||||||||||||||||
| ITT INC | ** | 1,541 | ||||||||||||||||||
| JABIL INC | ** | 1,281 | ||||||||||||||||||
| KEYSIGHT TECHNOLOGIES IN | ** | 745 | ||||||||||||||||||
| KKR + CO INC | ** | 1,600 | ||||||||||||||||||
| LAM RESEARCH CORP | ** | 1,111 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-38
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Mutual Funds - JP Morgan International Fiance Limited | ||||||||||||||||||||
| LAS VEGAS SANDS CORP | ** | $ | 601 | |||||||||||||||||
| LPL FINANCIAL HOLDINGS INC | ** | 971 | ||||||||||||||||||
| LULULEMON ATHLETICA INC | ** | 1,104 | ||||||||||||||||||
| MARVELL TECHNOLOGY INC | ** | 814 | ||||||||||||||||||
| MCKESSON CORP | ** | 1,146 | ||||||||||||||||||
| METTLER TOLEDO INTERNATIONAL | ** | 1,072 | ||||||||||||||||||
| MONGODB INC | ** | 1,911 | ||||||||||||||||||
| MONOLITHIC POWER SYSTEMS INC | ** | 1,598 | ||||||||||||||||||
| MOODY S CORP | ** | 1,037 | ||||||||||||||||||
| MSA SAFETY INC | ** | 752 | ||||||||||||||||||
| MSCI INC | ** | 1,496 | ||||||||||||||||||
| NATERA INC | ** | 1,202 | ||||||||||||||||||
| NEUROCRINE BIOSCIENCES INC | ** | 1,032 | ||||||||||||||||||
| OLD DOMINION FREIGHT LINE | ** | 1,784 | ||||||||||||||||||
| ON SEMICONDUCTOR | ** | 710 | ||||||||||||||||||
| PALO ALTO NETWORKS INC | ** | 1,286 | ||||||||||||||||||
| POOL CORP | ** | 1,219 | ||||||||||||||||||
| PROCORE TECHNOLOGIES INC | ** | 1,004 | ||||||||||||||||||
| QUANTA SERVICES INC | ** | 1,792 | ||||||||||||||||||
| RAMBUS INC | ** | 876 | ||||||||||||||||||
| RAYMOND JAMES FINANCIAL INC | ** | 886 | ||||||||||||||||||
| REMITLY GLOBAL INC | ** | 732 | ||||||||||||||||||
| RESMED INC | ** | 502 | ||||||||||||||||||
| ROCKET COS INC CLASS A | ** | 619 | ||||||||||||||||||
| ROSS STORES INC | ** | 3,004 | ||||||||||||||||||
| ROYAL CARIBBEAN CRUISES LTD | ** | 709 | ||||||||||||||||||
| ROYALTY PHARMA PLC CL A | ** | 617 | ||||||||||||||||||
| SHOCKWAVE MEDICAL INC | ** | 807 | ||||||||||||||||||
| SIMPSON MANUFACTURING CO INC | ** | 715 | ||||||||||||||||||
| SNOWFLAKE INC CLASS A | ** | 872 | ||||||||||||||||||
| SYNOPSYS INC | ** | 851 | ||||||||||||||||||
| TAKE TWO INTERACTIVE SOFTWRE | ** | 1,509 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-39
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Mutual Funds - JP Morgan International Fiance Limited | ||||||||||||||||||||
| TECHNIPFMC PLC | ** | $ | 1,074 | |||||||||||||||||
| TELEDYNE TECHNOLOGIES INC | ** | 829 | ||||||||||||||||||
| THOR INDUSTRIES INC | ** | 631 | ||||||||||||||||||
| TRACTOR SUPPLY COMPANY | ** | 1,080 | ||||||||||||||||||
| TRADE DESK INC/THE CLASS A | ** | 2,037 | ||||||||||||||||||
| TRADEWEB MARKETS INC CLASS A | ** | 1,069 | ||||||||||||||||||
| TRANE TECHNOLOGIES PLC | ** | 2,463 | ||||||||||||||||||
| UBER TECHNOLOGIES INC | ** | 1,192 | ||||||||||||||||||
| US DOLLAR | ** | 7 | ||||||||||||||||||
| VERISK ANALYTICS INC | ** | 679 | ||||||||||||||||||
| WEST PHARMACEUTICAL SERVICES | ** | 1,411 | ||||||||||||||||||
| WORKDAY INC CLASS A | ** | 1,147 | ||||||||||||||||||
| ZOOM VIDEO COMMUNICATIONS A | ** | 628 | ||||||||||||||||||
| Mutual Funds - JP Morgan International Fiance Limited Total | $ | 123,450 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-40
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Separate Account GIC | ||||||||||||||||||||
| NEW YORK LIFE | ** | $ | 81,158 | |||||||||||||||||
| Separate Account GIC Total | $ | 81,158 | ||||||||||||||||||
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-41
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Shared Holdings (aa) - HIMCO Bond Fund | ||||||||||||||||||||
| ABBVIE INC | 4.250 | % | 11/14/2028 | ** | $ | 498 | ||||||||||||||
| AMAZON.COM INC | 2.100 | % | 5/12/2031 | ** | 690 | |||||||||||||||
| AMERICAN EXPRESS CO | 2.550 | % | 3/4/2027 | ** | 609 | |||||||||||||||
| AMERICAN EXPRESS CREDIT ACCOUN | 4.800 | % | 5/15/2030 | ** | 1,012 | |||||||||||||||
| AMERICAN HONDA FINANCE | 2.000 | % | 3/24/2028 | ** | 680 | |||||||||||||||
| AMPHENOL CORP | 2.200 | % | 9/15/2031 | ** | 590 | |||||||||||||||
| APPLE INC | 2.200 | % | 9/11/2029 | ** | 905 | |||||||||||||||
| APPLE INC | 1.400 | % | 8/5/2028 | ** | 443 | |||||||||||||||
| ARTHUR J GALLAGHER + CO | 2.400 | % | 11/9/2031 | ** | 619 | |||||||||||||||
| ASTRAZENECA FINANCE LLC | 1.750 | % | 5/28/2028 | ** | 958 | |||||||||||||||
| AT+T INC | 4.350 | % | 3/1/2029 | ** | 1,111 | |||||||||||||||
| BALTIMORE GAS + ELECTRIC | 2.250 | % | 6/15/2031 | ** | 640 | |||||||||||||||
| BANK OF AMERICA CORP | 3.248 | % | 10/21/2027 | ** | 0 | |||||||||||||||
| BANK OF AMERICA CORP | 2.087 | % | 6/14/2029 | ** | 1,323 | |||||||||||||||
| BANK OF NOVA SCOTIA | 2.450 | % | 2/2/2032 | ** | 837 | |||||||||||||||
| BAYER US FINANCE II LLC | 4.375 | % | 12/15/2028 | ** | 713 | |||||||||||||||
| BLACKROCK INC | 1.900 | % | 1/28/2031 | ** | 507 | |||||||||||||||
| BNP PARIBAS | 2.159 | % | 9/15/2029 | ** | 435 | |||||||||||||||
| BOSTON SCIENTIFIC CORP | 2.650 | % | 6/1/2030 | ** | 671 | |||||||||||||||
| BP CAP MARKETS AMERICA | 2.721 | % | 1/12/2032 | ** | 655 | |||||||||||||||
| CAPITAL ONE FINANCIAL CO | 3.273 | % | 3/1/2030 | ** | 894 | |||||||||||||||
| CFCRE COMMERCIAL MORTGAGE TRUS | 3.585 | % | 12/10/2054 | ** | 624 | |||||||||||||||
| CHARLES SCHWAB CORP | 2.000 | % | 3/20/2028 | ** | 1,113 | |||||||||||||||
| CHASE ISSUANCE TRUST | 3.970 | % | 9/15/2027 | ** | 1,078 | |||||||||||||||
| CIGNA GROUP/THE | 4.375 | % | 10/15/2028 | ** | 620 | |||||||||||||||
| CITIGROUP INC | 0.981 | % | 5/1/2025 | ** | 983 | |||||||||||||||
| COMCAST CORP | 3.950 | % | 10/15/2025 | ** | 0 | |||||||||||||||
| COMCAST CORP | 4.150 | % | 10/15/2028 | ** | 617 | |||||||||||||||
| COMM MORTGAGE TRUST | 3.762 | % | 2/10/2049 | ** | $ | 961 | ||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-42
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Shared Holdings (aa) - HIMCO Bond Fund | ||||||||||||||||||||
| COMMONWEALTH EDISON CO | 2.950 | % | 8/15/2027 | ** | 947 | |||||||||||||||
| CONOCOPHILLIPS COMPANY | 2.400 | % | 3/7/2025 | ** | 64 | |||||||||||||||
| CSAIL COMMERCIAL MORTGAGE TRUS | 3.808 | % | 11/15/2048 | ** | 967 | |||||||||||||||
| CVS HEALTH CORP | 1.750 | % | 8/21/2030 | ** | 827 | |||||||||||||||
| DANSKE BANK A/S | 1.549 | % | 9/10/2027 | ** | 536 | |||||||||||||||
| DEUTSCHE BANK NY | 1.686 | % | 3/19/2026 | ** | 465 | |||||||||||||||
| DIAGEO CAPITAL PLC | 2.375 | % | 10/24/2029 | ** | 675 | |||||||||||||||
| DOMINION ENERGY SOUTH | 2.300 | % | 12/1/2031 | ** | 334 | |||||||||||||||
| DUKE ENERGY CAROLINAS | 2.850 | % | 3/15/2032 | ** | 655 | |||||||||||||||
| ENTERGY MISSISSIPPI LLC | 2.550 | % | 12/1/2033 | ** | 600 | |||||||||||||||
| ENTERGY TEXAS INC | 1.500 | % | 9/1/2026 | ** | 594 | |||||||||||||||
| EVERSOURCE ENERGY | 2.900 | % | 3/1/2027 | ** | 533 | |||||||||||||||
| EXXON MOBIL CORPORATION | 2.440 | % | 8/16/2029 | ** | 911 | |||||||||||||||
| FANNIE MAE | 0.560 | % | 10/22/2025 | ** | 1,864 | |||||||||||||||
| FANNIEMAE ACES | 3.346 | % | 3/25/2024 | ** | 200 | |||||||||||||||
| FED HM LN PC POOL A11544 | 5.500 | % | 6/1/2033 | ** | 1 | |||||||||||||||
| FED HM LN PC POOL A26586 | 6.000 | % | 9/1/2034 | ** | 3 | |||||||||||||||
| FED HM LN PC POOL A77952 | 5.000 | % | 5/1/2038 | ** | 4 | |||||||||||||||
| FED HM LN PC POOL C03506 | 6.000 | % | 5/1/2040 | ** | 31 | |||||||||||||||
| FED HM LN PC POOL G01629 | 6.000 | % | 10/1/2033 | ** | 3 | |||||||||||||||
| FED HM LN PC POOL G14174 | 5.000 | % | 3/1/2025 | ** | 0 | |||||||||||||||
| FED HM LN PC POOL G18469 | 2.000 | % | 6/1/2028 | ** | 54 | |||||||||||||||
| FED HM LN PC POOL J38826 | 3.500 | % | 5/1/2033 | ** | 159 | |||||||||||||||
| FED HM LN PC POOL Q55851 | 5.000 | % | 5/1/2048 | ** | 227 | |||||||||||||||
| FED HM LN PC POOL Q58634 | 4.000 | % | 9/1/2048 | ** | 835 | |||||||||||||||
| FED HM LN PC POOL QA9565 | 3.500 | % | 5/1/2050 | ** | 171 | |||||||||||||||
| FED HM LN PC POOL QB3388 | 2.500 | % | 9/1/2050 | ** | 1,785 | |||||||||||||||
| FED HM LN PC POOL QB5150 | 2.000 | % | 10/1/2050 | ** | 808 | |||||||||||||||
| FED HM LN PC POOL QD2424 | 2.000 | % | 12/1/2051 | ** | $ | 935 | ||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-43
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Shared Holdings (aa) - HIMCO Bond Fund | ||||||||||||||||||||
| FED HM LN PC POOL QD4129 | 2.000 | % | 1/1/2052 | ** | 381 | |||||||||||||||
| FED HM LN PC POOL QD7594 | 2.500 | % | 2/1/2052 | ** | 338 | |||||||||||||||
| FED HM LN PC POOL QD8682 | 3.000 | % | 3/1/2052 | ** | 911 | |||||||||||||||
| FED HM LN PC POOL RA5552 | 3.000 | % | 7/1/2051 | ** | 1,699 | |||||||||||||||
| FED HM LN PC POOL RA5607 | 2.500 | % | 7/1/2051 | ** | 179 | |||||||||||||||
| FED HM LN PC POOL RA5615 | 2.000 | % | 8/1/2051 | ** | 390 | |||||||||||||||
| FED HM LN PC POOL RA6019 | 2.500 | % | 10/1/2051 | ** | 206 | |||||||||||||||
| FED HM LN PC POOL RA6436 | 2.500 | % | 12/1/2051 | ** | 479 | |||||||||||||||
| FED HM LN PC POOL RA6493 | 2.500 | % | 12/1/2051 | ** | 470 | |||||||||||||||
| FED HM LN PC POOL RA6808 | 3.000 | % | 2/1/2052 | ** | 450 | |||||||||||||||
| FED HM LN PC POOL RA7617 | 5.000 | % | 7/1/2052 | ** | 1,143 | |||||||||||||||
| FED HM LN PC POOL RA9858 | 6.000 | % | 9/1/2053 | ** | 860 | |||||||||||||||
| FED HM LN PC POOL SB8002 | 3.000 | % | 8/1/2034 | ** | 203 | |||||||||||||||
| FED HM LN PC POOL SD1059 | 3.500 | % | 6/1/2052 | ** | 264 | |||||||||||||||
| FED HM LN PC POOL SD8029 | 2.500 | % | 12/1/2049 | ** | 287 | |||||||||||||||
| FED HM LN PC POOL SD8142 | 3.000 | % | 4/1/2051 | ** | 393 | |||||||||||||||
| FED HM LN PC POOL V82532 | 3.000 | % | 8/1/2046 | ** | 1,336 | |||||||||||||||
| FED HM LN PC POOL ZL1830 | 4.000 | % | 8/1/2041 | ** | 42 | |||||||||||||||
| FEDEX CORP | 2.400 | % | 5/15/2031 | ** | 647 | |||||||||||||||
| FIDELITY NATL INFO SERV | 1.650 | % | 3/1/2028 | ** | 892 | |||||||||||||||
| FIFTH THIRD BANCORP | 4.337 | % | 4/25/2033 | ** | 839 | |||||||||||||||
| FLORIDA POWER + LIGHT CO | 2.450 | % | 2/3/2032 | ** | 803 | |||||||||||||||
| FNMA POOL 357821 | 6.000 | % | 5/1/2035 | ** | 40 | |||||||||||||||
| FNMA POOL 555417 | 6.000 | % | 5/1/2033 | ** | 12 | |||||||||||||||
| FNMA POOL 555591 | 5.500 | % | 7/1/2033 | ** | 13 | |||||||||||||||
| FNMA POOL 725704 | 6.000 | % | 8/1/2034 | ** | 9 | |||||||||||||||
| FNMA POOL 730716 | 6.000 | % | 8/1/2033 | ** | 7 | |||||||||||||||
| FNMA POOL 734059 | 5.500 | % | 8/1/2033 | ** | 3 | |||||||||||||||
| FNMA POOL 745932 | 6.500 | % | 11/1/2036 | ** | 18 | |||||||||||||||
| FNMA POOL 756154 | 6.000 | % | 11/1/2033 | ** | $ | 13 | ||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-44
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Shared Holdings (aa) - HIMCO Bond Fund | ||||||||||||||||||||
| FNMA POOL 792191 | 5.500 | % | 9/1/2034 | ** | 18 | |||||||||||||||
| FNMA POOL 888022 | 5.000 | % | 2/1/2036 | ** | 29 | |||||||||||||||
| FNMA POOL 888341 | 5.000 | % | 2/1/2037 | ** | 20 | |||||||||||||||
| FNMA POOL 890528 | 5.500 | % | 6/1/2039 | ** | 28 | |||||||||||||||
| FNMA POOL 944026 | 6.500 | % | 8/1/2037 | ** | 54 | |||||||||||||||
| FNMA POOL AA4266 | 4.500 | % | 5/1/2024 | ** | 0 | |||||||||||||||
| FNMA POOL AB0536 | 6.000 | % | 2/1/2037 | ** | 17 | |||||||||||||||
| FNMA POOL AB6571 | 2.000 | % | 10/1/2027 | ** | 80 | |||||||||||||||
| FNMA POOL AB9484 | 2.500 | % | 5/1/2028 | ** | 116 | |||||||||||||||
| FNMA POOL AJ5733 | 3.500 | % | 12/1/2041 | ** | 654 | |||||||||||||||
| FNMA POOL AP0632 | 2.500 | % | 7/1/2027 | ** | 79 | |||||||||||||||
| FNMA POOL AR9436 | 4.000 | % | 8/1/2043 | ** | 5 | |||||||||||||||
| FNMA POOL AS0004 | 2.500 | % | 7/1/2028 | ** | 46 | |||||||||||||||
| FNMA POOL AS8764 | 2.500 | % | 2/1/2032 | ** | 377 | |||||||||||||||
| FNMA POOL AS9763 | 5.000 | % | 6/1/2047 | ** | 23 | |||||||||||||||
| FNMA POOL AW1007 | 4.000 | % | 5/1/2044 | ** | 344 | |||||||||||||||
| FNMA POOL AZ2166 | 4.000 | % | 7/1/2045 | ** | 456 | |||||||||||||||
| FNMA POOL BC1212 | 3.000 | % | 7/1/2046 | ** | 1,427 | |||||||||||||||
| FNMA POOL BC6121 | 4.000 | % | 6/1/2046 | ** | 145 | |||||||||||||||
| FNMA POOL BC9364 | 3.500 | % | 6/1/2046 | ** | 752 | |||||||||||||||
| FNMA POOL BD3312 | 3.000 | % | 10/1/2046 | ** | 158 | |||||||||||||||
| FNMA POOL BD5429 | 2.500 | % | 12/1/2046 | ** | 446 | |||||||||||||||
| FNMA POOL BJ0687 | 5.000 | % | 4/1/2048 | ** | 73 | |||||||||||||||
| FNMA POOL BJ0852 | 4.500 | % | 11/1/2047 | ** | 306 | |||||||||||||||
| FNMA POOL BJ1991 | 4.000 | % | 11/1/2047 | ** | 300 | |||||||||||||||
| FNMA POOL BJ7592 | 4.500 | % | 1/1/2049 | ** | 784 | |||||||||||||||
| FNMA POOL BJ8271 | 4.500 | % | 2/1/2048 | ** | 323 | |||||||||||||||
| FNMA POOL BK1027 | 3.500 | % | 3/1/2048 | ** | 213 | |||||||||||||||
| FNMA POOL BM3795 | 2.000 | % | 1/1/2031 | ** | 61 | |||||||||||||||
| FNMA POOL BN6143 | 4.000 | % | 2/1/2049 | ** | $ | 66 | ||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-45
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Shared Holdings (aa) - HIMCO Bond Fund | ||||||||||||||||||||
| FNMA POOL BO3694 | 4.000 | % | 1/1/2050 | ** | 327 | |||||||||||||||
| FNMA POOL BO6308 | 3.500 | % | 9/1/2049 | ** | 242 | |||||||||||||||
| FNMA POOL BO6935 | 3.500 | % | 10/1/2049 | ** | 1,433 | |||||||||||||||
| FNMA POOL BQ7764 | 1.500 | % | 3/1/2051 | ** | 1,717 | |||||||||||||||
| FNMA POOL BQ7766 | 2.000 | % | 3/1/2051 | ** | 1,707 | |||||||||||||||
| FNMA POOL CA7236 | 2.500 | % | 9/1/2050 | ** | 397 | |||||||||||||||
| FNMA POOL CA9220 | 2.000 | % | 2/1/2051 | ** | 1,288 | |||||||||||||||
| FNMA POOL CB1131 | 2.500 | % | 7/1/2051 | ** | 192 | |||||||||||||||
| FNMA POOL CB3909 | 4.000 | % | 6/1/2052 | ** | 481 | |||||||||||||||
| FNMA POOL CB3916 | 4.500 | % | 6/1/2052 | ** | 1,202 | |||||||||||||||
| FNMA POOL CB4289 | 4.500 | % | 8/1/2052 | ** | 1,013 | |||||||||||||||
| FNMA POOL CB6072 | 5.500 | % | 4/1/2053 | ** | 1,214 | |||||||||||||||
| FNMA POOL FM1251 | 3.000 | % | 4/1/2045 | ** | 442 | |||||||||||||||
| FNMA POOL FM9067 | 2.500 | % | 10/1/2051 | ** | 525 | |||||||||||||||
| FNMA POOL FS0331 | 3.000 | % | 1/1/2052 | ** | 595 | |||||||||||||||
| FNMA POOL FS0581 | 2.500 | % | 2/1/2052 | ** | 462 | |||||||||||||||
| FNMA POOL FS0605 | 2.500 | % | 2/1/2052 | ** | 1,305 | |||||||||||||||
| FNMA POOL FS0822 | 2.000 | % | 3/1/2052 | ** | 471 | |||||||||||||||
| FNMA POOL FS0934 | 2.500 | % | 3/1/2052 | ** | 823 | |||||||||||||||
| FNMA POOL FS1332 | 3.500 | % | 3/1/2052 | ** | 915 | |||||||||||||||
| FNMA POOL FS1455 | 3.500 | % | 4/1/2052 | ** | 963 | |||||||||||||||
| FNMA POOL FS5119 | 6.000 | % | 7/1/2053 | ** | 239 | |||||||||||||||
| FNMA POOL MA1504 | 2.000 | % | 7/1/2028 | ** | 108 | |||||||||||||||
| FNMA POOL MA1543 | 3.500 | % | 8/1/2033 | ** | 346 | |||||||||||||||
| FNMA POOL MA2276 | 2.500 | % | 4/1/2045 | ** | 138 | |||||||||||||||
| FNMA POOL MA3959 | 3.500 | % | 3/1/2040 | ** | 442 | |||||||||||||||
| FNMA POOL MA4580 | 3.500 | % | 4/1/2052 | ** | 910 | |||||||||||||||
| FREDDIE MAC | 0.570 | % | 10/8/2025 | ** | 1,867 | |||||||||||||||
| FREDDIE MAC | 0.360 | % | 5/15/2024 | ** | 1,962 | |||||||||||||||
| FREDDIE MAC SLST | 3.500 | % | 6/25/2028 | ** | $ | 937 | ||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-46
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Shared Holdings (aa) - HIMCO Bond Fund | ||||||||||||||||||||
| FREDDIE MAC SLST | 3.500 | % | 5/25/2029 | ** | 385 | |||||||||||||||
| GENERAL ELECTRIC CO | 3.450 | % | 5/1/2027 | ** | 476 | |||||||||||||||
| GM FINANCIAL SECURITIZED TERM | 0.580 | % | 1/16/2026 | ** | 294 | |||||||||||||||
| GM FINANCIAL SECURITIZED TERM | 0.500 | % | 2/17/2026 | ** | 243 | |||||||||||||||
| GNMA II POOL 003624 | 5.500 | % | 10/20/2034 | ** | 13 | |||||||||||||||
| GNMA II POOL 004599 | 5.000 | % | 12/20/2039 | ** | 41 | |||||||||||||||
| GNMA II POOL 784678 | 4.000 | % | 1/20/2048 | ** | 265 | |||||||||||||||
| GNMA II POOL AB9275 | 3.000 | % | 12/20/2042 | ** | 337 | |||||||||||||||
| GNMA II POOL AC2552 | 3.500 | % | 1/20/2043 | ** | 363 | |||||||||||||||
| GNMA II POOL BH0425 | 4.500 | % | 6/20/2048 | ** | 129 | |||||||||||||||
| GNMA II POOL MA2754 | 3.500 | % | 4/20/2045 | ** | 242 | |||||||||||||||
| GNMA II POOL MA2892 | 3.500 | % | 6/20/2045 | ** | 111 | |||||||||||||||
| GNMA II POOL MA5190 | 3.000 | % | 5/20/2048 | ** | 314 | |||||||||||||||
| GNMA II POOL MA5191 | 3.500 | % | 5/20/2048 | ** | 46 | |||||||||||||||
| GNMA II POOL MA5192 | 4.000 | % | 5/20/2048 | ** | 47 | |||||||||||||||
| GNMA II POOL MA5193 | 4.500 | % | 5/20/2048 | ** | 36 | |||||||||||||||
| GNMA II POOL MA8268 | 4.500 | % | 9/20/2052 | ** | 178 | |||||||||||||||
| GNMA II POOL MA8725 | 5.000 | % | 3/20/2053 | ** | 434 | |||||||||||||||
| GNMA II POOL MA8948 | 5.500 | % | 6/20/2053 | ** | 461 | |||||||||||||||
| GNMA II POOL MA9018 | 6.000 | % | 7/20/2053 | ** | 452 | |||||||||||||||
| GNMA POOL 434787 | 8.000 | % | 5/15/2030 | ** | 7 | |||||||||||||||
| GNMA POOL 485856 | 6.500 | % | 10/15/2031 | ** | 2 | |||||||||||||||
| GNMA POOL 510403 | 5.000 | % | 1/15/2035 | ** | 4 | |||||||||||||||
| GNMA POOL 510844 | 8.000 | % | 12/15/2029 | ** | 1 | |||||||||||||||
| GNMA POOL 533946 | 6.500 | % | 4/15/2032 | ** | 2 | |||||||||||||||
| GNMA POOL 550887 | 5.000 | % | 8/15/2035 | ** | 4 | |||||||||||||||
| GNMA POOL 551077 | 6.500 | % | 11/15/2031 | ** | 3 | |||||||||||||||
| GNMA POOL 551120 | 6.500 | % | 8/15/2031 | ** | 7 | |||||||||||||||
| GNMA POOL 569327 | 6.500 | % | 4/15/2032 | ** | 36 | |||||||||||||||
| GNMA POOL 580880 | 6.500 | % | 11/15/2031 | ** | $ | 8 | ||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-47
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Shared Holdings (aa) - HIMCO Bond Fund | ||||||||||||||||||||
| GNMA POOL 622278 | 5.000 | % | 4/15/2035 | ** | 3 | |||||||||||||||
| GNMA POOL 631242 | 5.500 | % | 6/15/2035 | ** | 18 | |||||||||||||||
| GNMA POOL 641601 | 5.000 | % | 3/15/2035 | ** | 6 | |||||||||||||||
| GNMA POOL 646865 | 5.000 | % | 8/15/2035 | ** | 5 | |||||||||||||||
| GNMA POOL 726316 | 5.000 | % | 9/15/2039 | ** | 45 | |||||||||||||||
| GNMA POOL AM8608 | 4.000 | % | 6/15/2045 | ** | 122 | |||||||||||||||
| GOLDMAN SACHS GROUP INC | 2.383 | % | 7/21/2032 | ** | 453 | |||||||||||||||
| GOVERNMENT NATIONAL MORTGAGE A | 5.000 | % | 8/20/2039 | ** | 15 | |||||||||||||||
| GOVERNMENT NATIONAL MORTGAGE A | 2.300 | % | 7/16/2057 | ** | 198 | |||||||||||||||
| GOVERNMENT NATIONAL MORTGAGE A | 2.500 | % | 9/16/2056 | ** | 235 | |||||||||||||||
| GOVERNMENT STIF 12 | 5.333 | % | 12/31/2030 | ** | 2,828 | |||||||||||||||
| HOME DEPOT INC | 2.950 | % | 6/15/2029 | ** | 706 | |||||||||||||||
| HONDA AUTO RECEIVABLES OWNER T | 0.460 | % | 4/19/2027 | ** | 379 | |||||||||||||||
| HSBC HOLDINGS PLC | 3.950 | % | 5/18/2024 | ** | 0 | |||||||||||||||
| HUDSON YARDS | 3.228 | % | 7/10/2039 | ** | 886 | |||||||||||||||
| HUNTINGTON BANCSHARES | 2.550 | % | 2/4/2030 | ** | 643 | |||||||||||||||
| ING GROEP NV | 1.726 | % | 4/1/2027 | ** | 833 | |||||||||||||||
| INGERSOLL RAND GL HLD CO | 3.750 | % | 8/21/2028 | ** | 730 | |||||||||||||||
| JP MORGAN MORTGAGE TRUST | 2.972 | % | 10/25/2046 | ** | 108 | |||||||||||||||
| JPMBB COMMERCIAL MORTGAGE SECU | 3.801 | % | 8/15/2048 | ** | 802 | |||||||||||||||
| JPMORGAN CHASE + CO | 1.578 | % | 4/22/2027 | ** | 923 | |||||||||||||||
| KLA CORP | 4.100 | % | 3/15/2029 | ** | 747 | |||||||||||||||
| LINCOLN NATIONAL CORP | 3.800 | % | 3/1/2028 | ** | 721 | |||||||||||||||
| LLOYDS BANKING GROUP PLC | 3.750 | % | 1/11/2027 | ** | 480 | |||||||||||||||
| LOWE S COS INC | 3.650 | % | 4/5/2029 | ** | 905 | |||||||||||||||
| LOWE S COS INC | 1.700 | % | 10/15/2030 | ** | 374 | |||||||||||||||
| MACQUARIE GROUP LTD | 1.340 | % | 1/12/2027 | ** | $ | 689 | ||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-48
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Shared Holdings (aa) - HIMCO Bond Fund | ||||||||||||||||||||
| META PLATFORMS INC | 3.850 | % | 8/15/2032 | ** | 714 | |||||||||||||||
| MONDELEZ INTERNATIONAL | 2.750 | % | 4/13/2030 | ** | 312 | |||||||||||||||
| MONONGAHELA POWER CO | 3.550 | % | 5/15/2027 | ** | 718 | |||||||||||||||
| MORGAN STANLEY | 1.512 | % | 7/20/2027 | ** | 914 | |||||||||||||||
| MORGAN STANLEY CAPITAL I TRUST | 3.809 | % | 12/15/2048 | ** | 481 | |||||||||||||||
| NATWEST GROUP PLC | 1.642 | % | 6/14/2027 | ** | 685 | |||||||||||||||
| NEW YORK LIFE GLOBAL FDG | 1.200 | % | 8/7/2030 | ** | 803 | |||||||||||||||
| NSTAR ELECTRIC CO | 1.950 | % | 8/15/2031 | ** | 409 | |||||||||||||||
| NVIDIA CORP | 1.550 | % | 6/15/2028 | ** | 672 | |||||||||||||||
| PACIFIC LIFE GF II | 1.450 | % | 1/20/2028 | ** | 873 | |||||||||||||||
| PENSKE TRUCK LEASING/PTL | 4.200 | % | 4/1/2027 | ** | 242 | |||||||||||||||
| PNC FINANCIAL SERVICES | 2.550 | % | 1/22/2030 | ** | 438 | |||||||||||||||
| QUALCOMM INC | 1.650 | % | 5/20/2032 | ** | 891 | |||||||||||||||
| RTX CORP | 4.125 | % | 11/16/2028 | ** | 1,368 | |||||||||||||||
| SANTANDER HOLDINGS USA | 4.400 | % | 7/13/2027 | ** | 486 | |||||||||||||||
| SANTANDER UK GROUP HLDGS | 1.089 | % | 3/15/2025 | ** | 989 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 3.200 | % | 3/1/2039 | ** | 678 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 2.310 | % | 8/1/2044 | ** | 283 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 2.140 | % | 9/1/2044 | ** | 504 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 2.220 | % | 10/1/2044 | ** | 334 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 2.480 | % | 11/1/2044 | ** | 469 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 2.380 | % | 12/1/2044 | ** | 444 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 1.280 | % | 1/1/2046 | ** | 494 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 4.010 | % | 6/1/2047 | ** | 625 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 2.210 | % | 2/1/2033 | ** | 137 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 3.110 | % | 4/1/2034 | ** | 194 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 2.870 | % | 7/1/2034 | ** | 145 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 2.880 | % | 8/1/2034 | ** | 122 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 2.720 | % | 3/1/2035 | ** | 104 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 2.770 | % | 5/1/2035 | ** | $ | 148 | ||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-49
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Shared Holdings (aa) - HIMCO Bond Fund | ||||||||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 2.880 | % | 7/1/2035 | ** | 328 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 2.820 | % | 8/1/2035 | ** | 196 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 2.820 | % | 9/1/2035 | ** | 189 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 2.700 | % | 11/1/2035 | ** | 309 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 2.270 | % | 2/1/2036 | ** | 311 | |||||||||||||||
| SMALL BUSINESS ADMINISTRATION | 3.770 | % | 10/1/2038 | ** | 522 | |||||||||||||||
| SOUTHERN POWER CO | 0.900 | % | 1/15/2026 | ** | 760 | |||||||||||||||
| STATE STREET CORP | 2.400 | % | 1/24/2030 | ** | 447 | |||||||||||||||
| SUMITOMO MITSUI FINL GRP | 1.902 | % | 9/17/2028 | ** | 964 | |||||||||||||||
| TAKEDA PHARMACEUTICAL | 2.050 | % | 3/31/2030 | ** | 678 | |||||||||||||||
| TOLEDO EDISON COMPANY | 2.650 | % | 5/1/2028 | ** | 751 | |||||||||||||||
| TORONTO DOMINION BANK | 3.200 | % | 3/10/2032 | ** | 1,065 | |||||||||||||||
| TOYOTA AUTO RECEIVABLES OWNER | 1.680 | % | 5/15/2025 | ** | 246 | |||||||||||||||
| TOYOTA MOTOR CREDIT CORP | 3.200 | % | 1/11/2027 | ** | 669 | |||||||||||||||
| TRUIST FINANCIAL CORP | 1.267 | % | 3/2/2027 | ** | 687 | |||||||||||||||
| UBS GROUP AG | 4.282 | % | 1/9/2028 | ** | 993 | |||||||||||||||
| UBS GROUP AG | 2.095 | % | 2/11/2032 | ** | 799 | |||||||||||||||
| UNION PACIFIC CORP | 2.375 | % | 5/20/2031 | ** | 348 | |||||||||||||||
| UNITEDHEALTH GROUP INC | 2.300 | % | 5/15/2031 | ** | 197 | |||||||||||||||
| UNIV OF CALIFORNIA CA REVENUES | 3.063 | % | 7/1/2025 | ** | 488 | |||||||||||||||
| US BANCORP | 3.150 | % | 4/27/2027 | ** | 952 | |||||||||||||||
| US DOLLAR | — | % | 0 | ** | 496 | |||||||||||||||
| US TREASURY N/B | 1.625 | % | 2/15/2026 | ** | 7,653 | |||||||||||||||
| US TREASURY N/B | 0.250 | % | 10/31/2025 | ** | 4,646 | |||||||||||||||
| US TREASURY N/B | 0.375 | % | 12/31/2025 | ** | 12,066 | |||||||||||||||
| US TREASURY N/B | 0.125 | % | 2/15/2024 | ** | 2,981 | |||||||||||||||
| US TREASURY N/B | 0.375 | % | 7/15/2024 | ** | 9,265 | |||||||||||||||
| US TREASURY N/B | 2.750 | % | 8/15/2032 | ** | 2,477 | |||||||||||||||
| US TREASURY N/B | 3.625 | % | 5/31/2028 | ** | 2,971 | |||||||||||||||
| VERIZON COMMUNICATIONS | 4.329 | % | 9/21/2028 | ** | 714 | |||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-50
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Shared Holdings (aa) - HIMCO Bond Fund | ||||||||||||||||||||
| VERIZON COMMUNICATIONS | 2.100 | % | 3/22/2028 | ** | 679 | |||||||||||||||
| VIRGINIA ELEC + POWER CO | 3.500 | % | 3/15/2027 | ** | 484 | |||||||||||||||
| WARNERMEDIA HOLDINGS INC | 4.054 | % | 3/15/2029 | ** | 316 | |||||||||||||||
| WELLS FARGO + COMPANY | 2.406 | % | 10/30/2025 | ** | 973 | |||||||||||||||
| WELLS FARGO + COMPANY | 3.350 | % | 3/2/2033 | ** | 701 | |||||||||||||||
| WESTLAKE CORP | 3.375 | % | 6/15/2030 | ** | 589 | |||||||||||||||
| WESTPAC BANKING CORP | 2.150 | % | 6/3/2031 | ** | 678 | |||||||||||||||
| WORLD OMNI AUTO RECEIVABLES TR | 0.610 | % | 10/15/2026 | ** | 965 | |||||||||||||||
| WRKCO INC | 3.900 | % | 6/1/2028 | ** | 955 | |||||||||||||||
| Shared Holdings (aa) - HIMCO Bond Fund Total | $ | 177,343 | ||||||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-51
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Shared Holdings (bb) - Insight North America LLC | ||||||||||||||||||||
| BLACKROCK | BlackRock 1-3 Year Government Bond Index Fund | ** | $ | 37,335 | ||||||||||||||||
| BLACKROCK | BlackRock 1-3 Year Credit Bond Index Fund | ** | 35,315 | |||||||||||||||||
| BLACKROCK | BlackRock Asset-Backed Securities Index Fund | ** | 25,672 | |||||||||||||||||
| BLACKROCK | BlackRock Commercial Mortgage-Backed Securities Index | ** | 10,042 | |||||||||||||||||
| BLACKROCK | BlackRock Intermediate Term Credit Bond Index Fund | ** | 20,073 | |||||||||||||||||
| BLACKROCK | BlackRock Mortgage-Backed Securities Index Fund | ** | 29,234 | |||||||||||||||||
| BLACKROCK | BlackRock Int Government Bond Index | ** | 0 | |||||||||||||||||
| BLACKROCK | BlackRock Long term Govt Bond Index Fund | ** | 31 | |||||||||||||||||
| PRUDENTIAL | ** | 142,631 | ||||||||||||||||||
| AEP TEXAS CENTRAL TRANSITION F | 2.056 | % | 2/1/2027 | ** | 350 | |||||||||||||||
| AMERICAN EXPRESS CREDIT ACCOUN | 3.390 | % | 5/15/2027 | ** | 1,127 | |||||||||||||||
| AMERICAN EXPRESS CREDIT ACCOUN | 2.210 | % | 3/15/2027 | ** | 2,658 | |||||||||||||||
| APPALACHIAN CONSUMER RATE RELI | 3.772 | % | 8/1/2031 | ** | 1,836 | |||||||||||||||
| BANK | 5.658 | % | 2/15/2056 | ** | 683 | |||||||||||||||
| BARCLAYS COMMERCIAL MORTGAGE S | 5.495 | % | 12/15/2055 | ** | 1,438 | |||||||||||||||
| BENCHMARK MORTGAGE TRUST | 3.614 | % | 3/15/2062 | ** | 1,679 | |||||||||||||||
| BMO MORTGAGE TRUST | 5.504 | % | 9/15/2054 | ** | 923 | |||||||||||||||
| BMW VEHICLE LEASE TRUST | 5.990 | % | 9/25/2026 | ** | 323 | |||||||||||||||
| CAPITAL ONE MULTI ASSET EXECUT | 1.040 | % | 11/15/2026 | ** | 391 | |||||||||||||||
| CD COMMERCIAL MORTGAGE TRUST | 3.248 | % | 11/10/2049 | ** | 1,161 | |||||||||||||||
| CNH EQUIPMENT TRUST | 4.810 | % | 8/15/2028 | ** | 988 | |||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-52
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Shared Holdings (bb) - Insight North America LLC | ||||||||||||||||||||
| DEUTSCHE BANK COMMERCIAL MORTG | 3.071 | % | 6/10/2050 | ** | $ | 1,464 | ||||||||||||||
| DISCOVER CARD EXECUTION NOTE T | 0.580 | % | 9/15/2026 | ** | 1,645 | |||||||||||||||
| DISCOVER CARD EXECUTION NOTE T | 3.560 | % | 7/15/2027 | ** | 1,260 | |||||||||||||||
| FANNIE MAE | 2.250 | % | 1/25/2043 | ** | 443 | |||||||||||||||
| FANNIE MAE | 3.000 | % | 6/25/2039 | ** | 3,827 | |||||||||||||||
| FANNIE MAE | 2.500 | % | 4/25/2042 | ** | 1,249 | |||||||||||||||
| FANNIE MAE | 2.000 | % | 5/25/2030 | ** | 622 | |||||||||||||||
| FANNIE MAE | 2.500 | % | 7/25/2037 | ** | 1,357 | |||||||||||||||
| FANNIE MAE | 2.500 | % | 12/25/2037 | ** | 1,726 | |||||||||||||||
| FANNIE MAE | 3.000 | % | 5/25/2044 | ** | 1,083 | |||||||||||||||
| FANNIE MAE | 4.000 | % | 5/25/2031 | ** | 1,561 | |||||||||||||||
| FORD CREDIT AUTO OWNER TRUST | 4.650 | % | 2/15/2028 | ** | 294 | |||||||||||||||
| FREDDIE MAC | 4.000 | % | 8/15/2025 | ** | 130 | |||||||||||||||
| FREDDIE MAC | 2.500 | % | 4/15/2037 | ** | 1,517 | |||||||||||||||
| FREDDIE MAC | 3.000 | % | 2/15/2034 | ** | 1,519 | |||||||||||||||
| FREDDIE MAC | 3.000 | % | 2/15/2044 | ** | 774 | |||||||||||||||
| FREDDIE MAC | 2.500 | % | 12/25/2037 | ** | 1,907 | |||||||||||||||
| FREDDIE MAC | 2.000 | % | 4/25/2041 | ** | 1,382 | |||||||||||||||
| FREDDIE MAC | 2.500 | % | 2/25/2038 | ** | 897 | |||||||||||||||
| FREDDIE MAC | 2.500 | % | 2/25/2040 | ** | 1,287 | |||||||||||||||
| FREDDIE MAC | 5.000 | % | 5/25/2035 | ** | 1,647 | |||||||||||||||
| GM FINANCIAL AUTOMOBILE LEASIN | 5.380 | % | 11/20/2026 | ** | 123 | |||||||||||||||
| GOVERNMENT NATIONAL MORTGAGE A | 3.500 | % | 8/16/2039 | ** | 387 | |||||||||||||||
| GOVERNMENT NATIONAL MORTGAGE A | 2.000 | % | 3/20/2042 | ** | 41 | |||||||||||||||
| GOVERNMENT NATIONAL MORTGAGE A | 3.000 | % | 9/20/2043 | ** | 376 | |||||||||||||||
| GOVERNMENT NATIONAL MORTGAGE A | 3.500 | % | 3/20/2049 | ** | 417 | |||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-53
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Shared Holdings (bb) - Insight North America LLC | ||||||||||||||||||||
| GOVERNMENT NATIONAL MORTGAGE A | 2.500 | % | 11/20/2048 | ** | $ | 1,046 | ||||||||||||||
| GOVERNMENT NATIONAL MORTGAGE A | 2.500 | % | 6/20/2036 | ** | 1,738 | |||||||||||||||
| GOVERNMENT NATIONAL MORTGAGE A | 2.500 | % | 10/20/2035 | ** | 1,206 | |||||||||||||||
| GOVERNMENT NATIONAL MORTGAGE A | 3.000 | % | 8/20/2042 | ** | 1,816 | |||||||||||||||
| GOVERNMENT NATIONAL MORTGAGE A | 4.000 | % | 6/20/2040 | ** | 1,398 | |||||||||||||||
| GOVERNMENT STIF 12 | 5.333 | % | 12/31/2030 | ** | 551 | |||||||||||||||
| HYUNDAI AUTO RECEIVABLES TRUST | 2.220 | % | 10/15/2026 | ** | 1,172 | |||||||||||||||
| HYUNDAI AUTO RECEIVABLES TRUST | 0.380 | % | 9/15/2025 | ** | 627 | |||||||||||||||
| JOHN DEERE OWNER TRUST | 2.320 | % | 9/16/2026 | ** | 1,053 | |||||||||||||||
| JOHN DEERE OWNER TRUST | 0.360 | % | 9/15/2025 | ** | 372 | |||||||||||||||
| JOHN DEERE OWNER TRUST | 0.520 | % | 3/16/2026 | ** | 1,273 | |||||||||||||||
| JOHN DEERE OWNER TRUST | 5.010 | % | 11/15/2027 | ** | 926 | |||||||||||||||
| NISSAN AUTO LEASE TRUST | 3.810 | % | 5/15/2025 | ** | 799 | |||||||||||||||
| PUBLIC SERVICE NEW HAMPSHIRE F | 3.094 | % | 2/1/2026 | ** | 113 | |||||||||||||||
| TOYOTA AUTO RECEIVABLES OWNER | 4.710 | % | 2/15/2028 | ** | 492 | |||||||||||||||
| US TREASURY N/B | 0.125 | % | 2/15/2024 | ** | 97 | |||||||||||||||
| US TREASURY N/B | 0.375 | % | 9/15/2024 | ** | 7,313 | |||||||||||||||
| US TREASURY N/B | 0.750 | % | 11/15/2024 | ** | 313 | |||||||||||||||
| US TREASURY N/B | 1.500 | % | 2/15/2025 | ** | 2,904 | |||||||||||||||
| WORLD OMNI AUTO RECEIVABLES TR | 0.810 | % | 10/15/2026 | ** | 1,385 | |||||||||||||||
| WORLD OMNI AUTO RECEIVABLES TR | 5.790 | % | 2/15/2029 | ** | 290 | |||||||||||||||
| Shared Holdings (bb) - Insight North America LLC Total | $ | 369,709 | ||||||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-54
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| State Street Government Short Term Investment Fund- Common Collective Trust | ||||||||||||||||||||
| GOVERNMENT STIF 12 | ** | $ | 23,523 | |||||||||||||||||
| State Street Government Short Term Investment Fund- Common Collective Trust Total | $ | 23,523 | ||||||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-55
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| The Hartford Stock Fund | ||||||||||||||||||||
| GOVERNMENT STIF 12 | ** | $ | 374 | |||||||||||||||||
| * | THE HARTFORD STOCK FUND, COMMON STOCK | ** | 233,891 | |||||||||||||||||
| The Hartford Stock Fund Total | $ | 234,265 | ||||||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-56
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| (a) | (b) Identity of issue, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par or maturity value | (d) Cost | (e) Current Value | ||||||||||||||||
| Wrapper Contracts | ||||||||||||||||||||
| TRANSAMERICA PREMIER LIFE | ** | $ | — | |||||||||||||||||
| AMERICAN GENERAL LIFE INS CO | ** | — | ||||||||||||||||||
| AMERICAN GENERAL LIFE INS CO | ** | — | ||||||||||||||||||
| RGA | ** | — | ||||||||||||||||||
| PRUDENTIAL | ** | — | ||||||||||||||||||
| Wrapper Contracts Total | $ | — | ||||||||||||||||||
(aa) Shared holdings are other underlying securities making up the total value of the Guaranteed Investment Contracts under the HIMCO Bond fund: Transamerica Premier Life #MDA01097TR.
(bb) Shared holdings are other underlying securities making up the total value of the four Guaranteed Investment Contracts under Insight North America LLC Bond fund: American General Life #1646368, American General Life #1635582, RGA #RGA00058 and Prudential #GA62433
* Indicates party-in-interest.
** Cost information is not required for Member directed investments, and therefore is not included.
F-57
| EIN# 06-0383750 | ||||||||||||||
| Plan# 100 | ||||||||||||||
| THE HARTFORD INVESTMENT AND SAVINGS PLAN SUPPLEMENTAL SCHEDULE | ||||||||||||||
| FORM 5500, SCHEDULE H, PART IV, LINE 4i – SCHEDULE OF ASSETS (HELD AT END OF YEAR) | ||||||||||||||
| AS OF DECEMBER 31, 2023 | ||||||||||||||
| ($ IN THOUSANDS) | ||||||||||||||
| Subtotal All Funds | Total Current Value | |||||||||||||||||||
| Chartwell Equity Securities | $ | 83,917 | ||||||||||||||||||
| Clearing Account | 69 | |||||||||||||||||||
| Collective Investment Trusts | 3,849,508 | |||||||||||||||||||
| Loomis Sayles Growth Fund | 386,661 | |||||||||||||||||||
| Lee Munder Equity Securities | 123,615 | |||||||||||||||||||
| T. Rowe Price | 83,687 | |||||||||||||||||||
| Loan Fund | 72,840 | |||||||||||||||||||
| Master Expense Account | 9 | |||||||||||||||||||
| Mutual Funds | 857,500 | |||||||||||||||||||
| JP Morgan International Fiance Limited | 123,450 | |||||||||||||||||||
| Separate Account GIC | 81,158 | |||||||||||||||||||
| Shared Holdings (aa) - HIMCO Bond Fund | 177,343 | |||||||||||||||||||
| Shared Holdings (bb) - Insight North America LLC | 369,709 | |||||||||||||||||||
| State Street Government Short Term Investment Fund- Common Collective Trust | 23,523 | |||||||||||||||||||
| The Hartford Stock Fund | 234,265 | |||||||||||||||||||
| Wrapper Contracts | — | |||||||||||||||||||
| Total Schedule of Assets | $ | 6,467,254 | ||||||||||||||||||
F-58
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the employee benefit plan) have duly caused this annual report to be signed on behalf of The Hartford Investment and Savings Plan by the undersigned thereunto duly authorized.
THE HARTFORD INVESTMENT AND SAVINGS PLAN
By: /s/ Joseph Mead
Joseph Mead
Plan Administrator
June 20, 2024
F-59
Exhibit 23.1
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We consent to the incorporation by reference in Registration Statement Nos. 333-105706, 333-34092 and 333-157372 on Form S-8 of The Hartford Financial Services Group, Inc. of our report dated June 20, 2024, relating to the financial statements and supplemental schedule of The Hartford Investment and Savings Plan, appearing in this Annual Report on Form 11-K of The Hartford Investment and Savings Plan for the year ended December 31, 2023.
/s/ Deloitte & Touche LLP
Hartford, Connecticut
June 20, 2024
F-60