SEC Form 144 filed by Allied Esports Entertainment Inc.
| Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
144: Filer Information
| Filer CIK | 0001507167 |
| Filer CCC | XXXXXXXX |
| Is this a LIVE or TEST Filing? |  LIVE
 TEST
|
Submission Contact Information | |
| Name | |
| Phone | |
| E-Mail Address |
144: Issuer Information
| Name of Issuer | Allied Gaming & Entertainment Inc. |
| SEC File Number | 001-38226 |
| Address of Issuer | 745 Fifth Ave, Suite 500 New York NEW YORK 10151 |
| Phone | (949) 225-2600 |
| Name of Person for Whose Account the Securities are To Be Sold | OEHLER BENJAMIN S |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
| Relationship to Issuer | Director |
144: Securities Information
| Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
|---|---|---|---|---|---|---|
| Common | Charles Schwab Corp Get the next $AESE alert in real time by email3000 Schwab Way Westlake Crush Q3 2025 with the Best AI SuperconnectorStay ahead of the competition with Standout.work - your AI-powered talent-to-startup matching platform. Choi Roy bought $342,854 worth of shares (269,665 units at $1.27) (SEC Form 4)4 - Allied Gaming & Entertainment Inc. (0001708341) (Issuer) Cable & Other Pay Television Services Telecommunications Knighted Pastures Llc bought $342,854 worth of shares (269,665 units at $1.27), increasing direct ownership by 3% to 8,851,208 units (SEC Form 4)4 - Allied Gaming & Entertainment Inc. (0001708341) (Issuer) Cable & Other Pay Television Services Telecommunications Knighted Pastures Llc bought $156,112 worth of shares (121,300 units at $1.29), increasing direct ownership by 1% to 8,581,543 units (SEC Form 4)4 - Allied Gaming & Entertainment Inc. (0001708341) (Issuer) Cable & Other Pay Television Services Telecommunications Allied Esports downgraded by Colliers SecuritiesColliers Securities downgraded Allied Esports from Buy to Neutral Cable & Other Pay Television Services Telecommunications SEC Form 8-A12B filed by Allied Esports Entertainment Inc.8-A12B - Allied Gaming & Entertainment Inc. (0001708341) (Filer) Cable & Other Pay Television Services Telecommunications Allied Esports Entertainment Inc. filed SEC Form 8-K: Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Regulation FD Disclosure8-K - Allied Gaming & Entertainment Inc. (0001708341) (Filer) Cable & Other Pay Television Services Telecommunications Allied Esports Entertainment Inc. filed SEC Form 8-K: Leadership Update8-K - Allied Gaming & Entertainment Inc. (0001708341) (Filer) Cable & Other Pay Television Services Telecommunications Choi Roy bought $342,854 worth of shares (269,665 units at $1.27) (SEC Form 4)4 - Allied Gaming & Entertainment Inc. (0001708341) (Issuer) Cable & Other Pay Television Services Telecommunications Knighted Pastures Llc bought $342,854 worth of shares (269,665 units at $1.27), increasing direct ownership by 3% to 8,851,208 units (SEC Form 4)4 - Allied Gaming & Entertainment Inc. (0001708341) (Issuer) Cable & Other Pay Television Services Telecommunications Knighted Pastures Llc bought $156,112 worth of shares (121,300 units at $1.29), increasing direct ownership by 1% to 8,581,543 units (SEC Form 4)4 - Allied Gaming & Entertainment Inc. (0001708341) (Issuer) Cable & Other Pay Television Services Telecommunications Allied Esports Entertainment Announces Conclusion of Strategic Review Process and RebrandingCompany to retain and restructure esports operations with focus on experiential entertainment and gaming products and services to expand addressable market Corporate rebranding and name change to Allied Gaming & Entertainment to reflect new strategic focus Robert Proctor appointed CEO of Allied Esports International subsidiary Allied Gaming & Entertainment, Inc. (NASDAQ:AGAE), f/k/a Allied Esports Entertainment, Inc. (NASDAQ:AESE) (the "Company" or "AGAE"), a global experiential entertainment company, today announced the conclusion of its previously announced strategic review process. The strategic review was overseen by the Company's Board of Directors and included the assistance of The Cable & Other Pay Television Services Telecommunications Allied Esports Entertainment Board of Directors Authorizes $10 Million Stock Repurchase ProgramAllied Esports Entertainment, Inc. (NASDAQ:AESE) (the "Company"), a global esports entertainment company, today announced that the Company's Board of Directors (the "Board") has authorized a stock repurchase program of up to $10 million of its outstanding shares of common stock. The manner, timing and amount of any purchase will be based on an evaluation of market conditions, stock price and other factors. "Allied Esports Entertainment is committed to maximizing shareholder value, and we feel this stock repurchase authorization is a positive step towards this goal," said Ms. Yinghua Chen, Chief Executive Officer. "We believe the current share price does not reflect the Company's intrinsic Cable & Other Pay Television Services Telecommunications Allied Esports Entertainment Announces Third Quarter 2022 Financial ResultsAllied Esports Entertainment, Inc. (NASDAQ:AESE) (the "Company" or "AESE"), a global esports entertainment company, today announced financial results for the third quarter ended September 30, 2022. This release refers to "continuing" and "discontinued" operations due to the sale of the Company's subsidiaries owning and operating its poker-related business, the World Poker Tour® ("World Poker Tour," or "WPT®") on July 12, 2021. Unless otherwise noted, results presented in this release relate to the continuing operations of the Company and its Allied Esports business, and excludes the operations of the World Poker Tour, which are classified as discontinued operations of the Company. Commenti Cable & Other Pay Television Services Telecommunications Allied Esports Entertainment Announces Fourth Quarter and Full Year 2021 Financial ResultsAllied Esports Entertainment, Inc. (NASDAQ:AESE) (the "Company" or "AESE"), a global esports entertainment company, today announced financial results for the fourth quarter and fiscal year ended December 31, 2021, as well as an update on key business initiatives. This release refers to "continuing" and "discontinued" operations due to the sale of the Company's subsidiaries owning and operating its poker-related business, the World Poker Tour® ("World Poker Tour," or "WPT®") on July 12, 2021. Unless otherwise noted, results presented in this release relate to the continuing operations of the Company and its Allied Esports business, and excludes the operations of the World Poker Tour, which a Cable & Other Pay Television Services Telecommunications Allied Esports Entertainment Receives Notification from Nasdaq Related to Delayed Quarterly Report On Form 10-QAllied Esports Entertainment, Inc. (NASDAQ:AESE) (the "Company" or "AESE"), a global esports entertainment company, today filed a Current Report on Form 8-K with the Securities and Exchange Commission (the "SEC") announcing the Company's receipt of a letter from the Listing Qualification Department of Nasdaq on May 19, 2022 notifying the Company that because the Company has not yet filed its Form 10-Q for the period ended March 31, 2022, and because the Company remains delinquent in filing its Form 10-K for the period ended December 31, 2021, the Company no longer complies with Nasdaq's Listing Rule 5250(c)(1), which rule requires companies with securities listed on Nasdaq to timely file al Cable & Other Pay Television Services Telecommunications Allied Esports Entertainment to Report Fourth Quarter and Full Year 2021 Results on Wednesday, May 25thAllied Esports Entertainment, Inc. (NASDAQ:AESE) (the "Company"), a global esports entertainment company, today announced it will report its fourth quarter and full year 2021 results (and anticipates filing its Form-10-K for the period ending 12/31/21) after market close on Wednesday, May 25, 2022. The Company will also host a conference call that day to discuss the results at 2:00 p.m. PT / 5:00 p.m. ET. Participants may join the conference call by dialing 1-877-407-0792 (United States) or 1-201-689-8263 (international). A live webcast of the conference call will also be available on Allied Esports' Investor Relations site at http://ir.alliedesportsent.com. Additionally, financial informa Cable & Other Pay Television Services Telecommunications Allied Esports Entertainment Board of Directors Appoints Yinghua Chen Chief Executive OfficerAllied Esports Entertainment, Inc. (NASDAQ:AESE) (the "Company"), a global esports entertainment company, today announced that the Company's Board of Directors (the "Board") has appointed Yinghua Chen as Chief Executive Officer. Ms. Chen had previously served as the Company's President, Chief Investment Officer and Board Secretary. Given Ms. Chen's additional responsibilities, Ms. Chen will no longer serve the Company as Chief Investment Officer or Board Secretary, and will continue to serve as President. She has served as a director of the Company since 2020. Ms. Chen assumes the position of Chief Executive Officer from Lyle Berman, who has served as Co-Chairman of the Board and Interim C Cable & Other Pay Television Services Telecommunications Allied Esports Entertainment Announces Changes to Senior Management and Board of DirectorsAllied Esports Entertainment, Inc. (NASDAQ:AESE) (the "Company"), a global esports entertainment company, today announced that Libing (Claire) Wu has resigned as Chief Executive Officer, effective February 18, 2022. The Company's Board of Directors ("the Board") also announced the immediate appointment of Lyle Berman, the Company's co-Chairman, as Interim Chief Executive Officer, and Mr. Berman relinquished his position as President. Mr. Berman has served as a director of the Company since May 2017. In addition, effective February 18, 2022, the Company also appointed Yinghua Chen, the Company's Chief Investment Officer, as President and Secretary of the Board, as well. Yinghua Chen has ser Cable & Other Pay Television Services Telecommunications YAS MicroInsurance Lining up its Advisory Board to Expand in Microinsurance MarketHONG KONG, Feb. 10, 2022 /PRNewswire/ -- To enhance its service, technology, financial, strategic, and operational strengths, YAS MicroInsurance announced the appointment of seven members to its YAS Advisory Board, whose experience in insurance, information technology, global investing, consulting, and professional services enterprises will help ensure the company continues to design and enhance its technology to cater for clients' needs and adapt to market trends, and craft development plans for the Asia-Pacific region. The advisory committee members are industry leaders in the insurance, IT, investment and professional sectors: Mr. Tong Hung, who served as Chief Financial Officer for Allie Cable & Other Pay Television Services Telecommunications SEC Form SC 13D/A filed by Allied Esports Entertainment Inc. (Amendment)SC 13D/A - Allied Gaming & Entertainment Inc. (0001708341) (Subject) Cable & Other Pay Television Services Telecommunications SEC Form SC 13D/A filed by Allied Esports Entertainment Inc. (Amendment)SC 13D/A - Allied Gaming & Entertainment Inc. (0001708341) (Subject) Cable & Other Pay Television Services Telecommunications SEC Form SC 13D/A filed by Allied Esports Entertainment Inc. (Amendment)SC 13D/A - Allied Gaming & Entertainment Inc. (0001708341) (Subject) Cable & Other Pay Television Services Telecommunications |