Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
144: Filer Information
Filer CIK | 0001390947 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
144: Issuer Information
Name of Issuer | Calumet, Inc. /DE |
SEC File Number | 001-42172 |
Address of Issuer | 1060 N CAPITOL AVE SUITE 6-401 INDIANAPOLIS INDIANA 46204 |
Phone | (317) 328-5660 |
Name of Person for Whose Account the Securities are To Be Sold | Straumins Jennifer |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | Director |
144: Securities Information
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Common Stock, par value $0.01 per share | Merrill 219 Main St N Stillwater � MN � 55082 | 200000 | 4064031.70 | 85904105 | 11/12/2024 | Nasdaq |
144: Securities To Be Sold
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Common Stock, par value $0.01 per share | 07/10/2024 | Common Stock, par value $0.01 per share, acquired pursuant to Calumet, Inc. Conversion Agreement | Calumet, Inc. | 825000 | 07/10/2024 | Securites in kind |
144: Securities Sold During The Past 3 Months
Nothing to Report |
144: Remarks and Signature
Remarks | July 10, 2024, in connection with the corporate reorganization of Calumet Specialty Products Partners, L.P. the Partnership, pursuant to which the Partnership converted from a master limited partnership to a corporation the Conversion, Calumet Merger Sub I LLC merged with and into Calumet GP, LLC, the general partner the General Partner of the Partnership, with the General Partner continuing as the surviving entity and a wholly owned subsidiary of Calumet, Inc. the GP Merger. Pursuant to the GP Merger, all outstanding equity interests of the General Partner were exchanged into the right to receive an aggregate of 5,500,000 shares of Calumet, Inc. common stock, par value $0.01 per share the Common Stock, and 2,000,000 warrants to purchase Common Stock the Warrants. In connection with the GP Merger, the reporting person was issued 825,000 shares of Calumet, Inc. common stock, par value $0.01 per share Common Stock, and 300,000 warrants to purchase Common Stock. |
Date of Notice | 11/14/2024 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | Jennifer Straumins |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |