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    SEC Form 144 filed by PennyMac Financial Services Inc.

    3/6/26 4:35:26 PM ET
    $PFSI
    Finance: Consumer Services
    Finance
    Get the next $PFSI alert in real time by email
    Form 144 Filer Information UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    Form 144

    NOTICE OF PROPOSED SALE OF SECURITIES
    PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

    FORM 144

    144: Filer Information

    Filer CIK
    0001275713
    Filer CCC
    XXXXXXXX
    Is this a LIVE or TEST Filing? Radio button checked LIVE Radio button not checked TEST

    Submission Contact Information

    Name
    Phone
    E-Mail Address

    144: Issuer Information

    Name of Issuer
    PennyMac Financial Services, Inc.
    SEC File Number
    001-38727
    Address of Issuer
    3043 Townsgate Road
    Westlake Village
    CALIFORNIA
    91361
    Phone
    1-818-224-7442
    Name of Person for Whose Account the Securities are To Be Sold
    David Spector
    See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

    Relationship to Issuer
    Officer

    144: Securities Information

    Title of the Class of Securities To Be SoldName and Address of the BrokerNumber of Shares or Other Units To Be SoldAggregate Market ValueNumber of Shares or Other Units OutstandingApproximate Date of SaleName the Securities Exchange
    Common
    Goldman Sachs & Co. LLC
    200 West Street
    New York � NY � 10282
    224361933983.25216777003/06/2026
    NYSE


    Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

    144: Securities To Be Sold

    Title of the ClassDate you AcquiredNature of Acquisition TransactionName of Person from Whom AcquiredIs this a Gift?Date Donor AcquiredAmount of Securities AcquiredDate of PaymentNature of Payment *
    Common06/11/2013Acquired as a giftDavid SpectorCheckbox checked08/01/20081000006/11/2013NA
    Common02/20/2026Acquired as compensation -- Performance AwardsIssuerCheckbox not checked630802/20/2026Compensation
    Common02/24/2026Acquired as compensation -- Restricted Stock UnitsIssuerCheckbox not checked306802/24/2026Compensation
    Common02/28/2026Acquired as compensation -- Restricted Stock UnitsIssuerCheckbox not checked306002/28/2026Compensation

    * If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



    Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

    144: Securities Sold During The Past 3 Months

    Name and Address of SellerTitle of Securities SoldDate of SaleAmount of Securities SoldGross Proceeds
    ST Family Investment Company LLC
    3043 Townsgate Road
    Westlake Village � CA � 91361
    Common01/13/2026100001452116
    ST Family Investment Company LLC
    3043 Townsgate Road
    Westlake Village � CA � 91361
    Common12/16/20255000649116.5
    David Spector
    3043 Townsgate Road
    Westlake Village � CA � 91361
    Common02/19/20262336218980.84
    ST Family Investment Company LLC
    3043 Townsgate Road
    Westlake Village � CA � 91361
    Common02/19/20262336221339.97
    ST Family Investment Company LLC
    3043 Townsgate Road
    Westlake Village � CA � 91361
    Common02/19/20267664726424.58
    David Spector
    3043 Townsgate Road
    Westlake Village � CA � 91361
    Common02/19/202661457566.74

    144: Remarks and Signature

    Remarks
    The sales of shares set forth herein are made in connection with a selling plan dated 08/08/2025, that is intended to comply with Rule 10b5-1(c). 10,000 shares to be sold by ST Family Investment Company LLC and 12,436 shares to be sold by David Spector.
    Date of Notice
    03/06/2026
    Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1
    08/08/2025

    ATTENTION:

    The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
    Signature
    Goldman Sachs & Co. LLC on behalf of David Spector

    ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

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