Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
144: Filer Information
Filer CIK | 0001398826 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
144: Issuer Information
Name of Issuer | QuantumScape Corporation |
SEC File Number | 001-39345 |
Address of Issuer | 1730 Technology Drive San Jose CALIFORNIA 95110 |
Phone | 1-408-452-2000 |
Name of Person for Whose Account the Securities are To Be Sold | Jagdeep Singh |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | Director |
144: Securities Information
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Class A Common Stock | Goldman Sachs & Co. LLC 200 West Street New York � NY � 10282 | 999880 | 5999280 | 451447940 | 09/17/2024 | NYSE |
144: Securities To Be Sold
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Class A Common Stock | 12/10/2018 | Acquired as compensation -- stock options | Issuer | 769090 | 12/10/2018 | Compensation -- Cashless exercise / same-day sale | ||
Class A Common Stock | 11/25/2020 | Acquired from issuer in private transaction | Jagdeep Singh | 10/12/2016 | 76930 | 11/25/2020 | None | |
Class A Common Stock | 11/25/2020 | Acquired from issuer in private transaction | Jagdeep Singh | 10/12/2016 | 76930 | 11/25/2020 | None | |
Class A Common Stock | 11/25/2020 | Acquired from issuer in private transaction | Jagdeep Singh | 10/12/2016 | 76930 | 11/25/2020 | None |
144: Securities Sold During The Past 3 Months
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
---|---|---|---|---|
Tejbir Singh Phool, Trustee of the Nageena Singh 2013 Trust dated July 31, 2013 1730 Technology Drive San Jose � CA � 95110 | Class A Common Stock | 07/05/2024 | 7902 | 39734.42 |
Tejbir Singh Phool, Trustee of the Noor Deepika Singh 2013 Trust dated July 31, 2013 1730 Technology Drive San Jose � CA � 95110 | Class A Common Stock | 07/05/2024 | 7902 | 39734.42 |
Jagdeep Singh 1730 Technology Drive San Jose � CA � 95110 | Class A Common Stock | 07/05/2024 | 79006 | 397273.77 |
Tejbir Singh Phool, Trustee of the Kismet Diya Singh 2013 Trust dated July 31, 2013 1730 Technology Drive San Jose � CA � 95110 | Class A Common Stock | 07/05/2024 | 7902 | 39734.42 |
Tejbir Singh Phool, Trustee of the Nageena Singh 2013 Trust dated July 31, 2013 1730 Technology Drive San Jose � CA � 95110 | Class A Common Stock | 07/08/2024 | 11328 | 57118.04 |
Tejbir Singh Phool, Trustee of the Noor Deepika Singh 2013 Trust dated July 31, 2013 1730 Technology Drive San Jose � CA � 95110 | Class A Common Stock | 07/08/2024 | 11328 | 57118.04 |
Jagdeep Singh 1730 Technology Drive San Jose � CA � 95110 | Class A Common Stock | 07/08/2024 | 113264 | 571099.74 |
Tejbir Singh Phool, Trustee of the Kismet Diya Singh 2013 Trust dated July 31, 2013 1730 Technology Drive San Jose � CA � 95110 | Class A Common Stock | 07/08/2024 | 11328 | 57118.04 |
Tejbir Singh Phool, Trustee of the Nageena Singh 2013 Trust dated July 31, 2013 1730 Technology Drive San Jose � CA � 95110 | Class A Common Stock | 08/12/2024 | 19230 | 105809.23 |
Tejbir Singh Phool, Trustee of the Noor Deepika Singh 2013 Trust dated July 31, 2013 1730 Technology Drive San Jose � CA � 95110 | Class A Common Stock | 08/12/2024 | 19230 | 105809.23 |
Jagdeep Singh 1730 Technology Drive San Jose � CA � 95110 | Class A Common Stock | 08/12/2024 | 192270 | 1057927.22 |
Tejbir Singh Phool, Trustee of the Kismet Diya Singh 2013 Trust dated July 31, 2013 1730 Technology Drive San Jose � CA � 95110 | Class A Common Stock | 08/12/2024 | 19230 | 105809.23 |
144: Remarks and Signature
Remarks | The sales of shares set forth herein are made in connection with a selling plan dated 03/01/2024 that is intended to comply with Rule 10b5-1(c).
769,090 shares to be sold by Jagdeep Singh.
76,930 shares to be sold by Tejbir Singh Phool, Trustee of the Nageena Singh 2013 Trust dated July 31, 2013.
76,930 shares to be sold by Tejbir Singh Phool, Trustee of the Noor Deepika Singh 2013 Trust dated July 31, 2013.
76,930 shares to be sold by Tejbir Singh Phool, Trustee of the Kismet Diya Singh 2013 Trust dated July 31, 2013. |
Date of Notice | 09/17/2024 |
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1 | 03/01/2024 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | Goldman Sachs & Co. LLC on behalf of Jagdeep Singh |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |