SEC Form 144 filed by Retail Opportunity Investments Corp.
| Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
144: Filer Information
| Filer CIK | 0001053473 |
| Filer CCC | XXXXXXXX |
| Is this a LIVE or TEST Filing? |  LIVE
 TEST
|
Submission Contact Information | |
| Name | |
| Phone | |
| E-Mail Address |
144: Issuer Information
| Name of Issuer | RETAIL OPPORTUNITY INVESTMENTS CORP |
| SEC File Number | 001-33749 |
| Address of Issuer | 11250 EL CAMINO REAL SUITE 200 SAN DIEGO CALIFORNIA 92130 |
| Phone | (858) 677-0900 |
| Name of Person for Whose Account the Securities are To Be Sold | POMERANTZ LAURA H |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
| Relationship to Issuer | Director |
144: Securities Information
| Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Merrill Lynch Get the next $ROIC alert in real time by email225 Liberty St Floor 37 New York Chat with this insightSave time and jump to the most important pieces. Recent Analyst Ratings for |
| Date | Price Target | Rating | Analyst |
|---|---|---|---|
| 11/5/2024 | Overweight → Sector Weight | KeyBanc Capital Markets | |
| 10/30/2024 | Outperform → Mkt Perform | Raymond James | |
| 10/24/2024 | $14.00 | Underperform | BofA Securities |
| 4/5/2024 | $14.50 → $12.00 | Neutral → Underperform | BofA Securities |
| 1/5/2024 | $16.00 | Sector Weight → Overweight | KeyBanc Capital Markets |
| 11/6/2023 | $15.00 → $13.00 | Buy → Neutral | BofA Securities |
| 9/20/2023 | $14.00 → $15.00 | Overweight → Equal Weight | Wells Fargo |
| 9/5/2023 | $16.00 | Mkt Perform → Outperform | Raymond James |
Acushnet Holdings Set to Join S&P SmallCap 600
NEW YORK, Feb. 10, 2025 /PRNewswire/ -- Acushnet Holdings Corp. (NYSE:GOLF) will replace Retail Opportunity Investments Corp. (NASD: ROIC) in the S&P SmallCap 600 effective prior to the opening of trading on Thursday, February 13. S&P 500 constituent Blackstone Inc. (NYSE:BX) is acquiring Retail Opportunity Investments in a deal expected to be completed soon, pending final closing conditions. Following is a summary of the changes that will take place prior to the open of trading on the effective date: Effective Date Index Name Action Company Name Ticker GICS Sector Feb 13, 2025 S&P SmallCap 600 Addition Acushnet Holdings GOLF Consumer Discretionary Feb 13, 2025 S&P SmallCap 600 Delet
Retail Opportunity Investments Corp. Stockholders Approve Acquisition by Blackstone Real Estate
SAN DIEGO, Feb. 07, 2025 (GLOBE NEWSWIRE) -- Retail Opportunity Investments Corp. (NASDAQ:ROIC) ("ROIC" or the "Company") today announced that, at the concluded special meeting of stockholders held earlier today, its stockholders approved the all-cash acquisition of the Company by Blackstone Real Estate Partners X ("Blackstone"). The Company will provide final vote results for the special meeting, as certified by the independent Inspector of Election, on a Current Report on Form 8-K to be filed with the U.S. Securities and Exchange Commission (the "SEC"). As previously announced, the Company and affiliates of Blackstone have entered into a definitive merger agreement, pursuant to which s
Retail Opportunity Investments Corp. Announces Tax Reporting Information for 2024 Distributions
SAN DIEGO, Jan. 16, 2025 (GLOBE NEWSWIRE) -- Retail Opportunity Investments Corp. (NASDAQ:ROIC), announced today the federal tax treatment of the 2024 distributions on its shares of common stock. The federal tax treatment of the 2024 distributions as it is expected to be reported on Form 1099-DIV is as follows: Record DatePayable DateTotal Distribution per ShareOrdinary Income per ShareSection 199A Dividends1Total Capital Gain per ShareSection 1250 Recapture per Share2 03/15/202404/05/2024$0.1500$0.10140$0.10140$0.04860$0.0194306/14/202407/10/2024$0.1500$0.10140$0.10140$0.04860$0.0194309/20/202410/04/2024$0.1500$0.10140$0.10140$0.04860$0.0194312/20/202401/10/2025$0.1500$0.10140$0.101
Retail Opportunity Investments Corp. Announces Tax Reporting Information for 2024 Distributions
SAN DIEGO, Jan. 16, 2025 (GLOBE NEWSWIRE) -- Retail Opportunity Investments Corp. (NASDAQ:ROIC), announced today the federal tax treatment of the 2024 distributions on its shares of common stock. The federal tax treatment of the 2024 distributions as it is expected to be reported on Form 1099-DIV is as follows: Record DatePayable DateTotal Distribution per ShareOrdinary Income per ShareSection 199A Dividends1Total Capital Gain per ShareSection 1250 Recapture per Share2 03/15/202404/05/2024$0.1500$0.10140$0.10140$0.04860$0.0194306/14/202407/10/2024$0.1500$0.10140$0.10140$0.04860$0.0194309/20/202410/04/2024$0.1500$0.10140$0.10140$0.04860$0.0194312/20/202401/10/2025$0.1500$0.10140$0.101
Retail Opportunity Investments Corp. Reports 2024 Third Quarter Results
SAN DIEGO, Oct. 22, 2024 (GLOBE NEWSWIRE) -- Retail Opportunity Investments Corp. (NASDAQ:ROIC) announced today financial and operating results for the three and nine months ended September 30, 2024. HIGHLIGHTS $32.1 million of net income attributable to common stockholders ($0.25 per diluted share)$33.2 million in Funds From Operations (FFO)(1) ($0.25 per diluted share)FFO per diluted share guidance for 2024 updated ($1.03 - $1.05 per diluted share)$68.8 million of dispositions in 3Q‘24 ($26.7 million gain on sale of real estate)97.1% portfolio lease rate at 9/30/24 (98.0% anchor lease rate, 96.0% non-anchor lease rate)450,623 square feet of leasing activity during 3Q‘24 (most active qu
Retail Opportunity Investments Corp. Schedules Third Quarter Earnings Release and Conference Call
SAN DIEGO, Sept. 11, 2024 (GLOBE NEWSWIRE) -- Retail Opportunity Investments Corp. (NASDAQ:ROIC) will issue financial and operational results for the third quarter ended September 30, 2024, after the market closes on Tuesday, October 22, 2024. The Company will conduct a conference call and audio webcast on Wednesday, October 23, 2024, at 9:00 a.m. Eastern Time / 6:00 a.m. Pacific Time. To participate in the conference call, click on the following link (ten minutes prior to the call) to register: https://register.vevent.com/register/BI1159e29665c0441fb6af478fc52e86a9 Once registered, participants will have the option of: 1) dialing in from their phone (using a PIN); or 2) clicking the "Ca
SEC Form 15-12G filed by Retail Opportunity Investments Corp.
15-12G - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Filer)
SEC Form EFFECT filed by Retail Opportunity Investments Corp.
EFFECT - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Filer)
SEC Form EFFECT filed by Retail Opportunity Investments Corp.
EFFECT - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Filer)
Retail Opportunity Investments downgraded by KeyBanc Capital Markets
KeyBanc Capital Markets downgraded Retail Opportunity Investments from Overweight to Sector Weight
Retail Opportunity Investments downgraded by Raymond James
Raymond James downgraded Retail Opportunity Investments from Outperform to Mkt Perform
BofA Securities resumed coverage on Retail Opportunity Investments with a new price target
BofA Securities resumed coverage of Retail Opportunity Investments with a rating of Underperform and set a new price target of $14.00
Indiveri Michael J. bought $16,740 worth of shares (1,500 units at $11.16) (SEC Form 4)
4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
Non-Executive Chairman Baker Richard A. returned $6,488,055 worth of shares to the company (370,746 units at $17.50), closing all direct ownership in the company (SEC Form 4)
4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
EVP CFO, TREASURER & SECRETARY Haines Michael B. returned $7,868,158 worth of shares to the company (449,609 units at $17.50) (SEC Form 4)
4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
Director Indiveri Michael J. returned $1,803,970 worth of shares to the company (103,084 units at $17.50), closing all direct ownership in the company (SEC Form 4)
4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
SEC Form SC 13G/A filed by Retail Opportunity Investments Corp. (Amendment)
SC 13G/A - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Subject)
SEC Form SC 13G filed by Retail Opportunity Investments Corp.
SC 13G - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Subject)
SEC Form SC 13G/A filed by Retail Opportunity Investments Corp. (Amendment)
SC 13G/A - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Subject)
Acushnet Holdings Set to Join S&P SmallCap 600
NEW YORK, Feb. 10, 2025 /PRNewswire/ -- Acushnet Holdings Corp. (NYSE:GOLF) will replace Retail Opportunity Investments Corp. (NASD: ROIC) in the S&P SmallCap 600 effective prior to the opening of trading on Thursday, February 13. S&P 500 constituent Blackstone Inc. (NYSE:BX) is acquiring Retail Opportunity Investments in a deal expected to be completed soon, pending final closing conditions. Following is a summary of the changes that will take place prior to the open of trading on the effective date: Effective Date Index Name Action Company Name Ticker GICS Sector Feb 13, 2025 S&P SmallCap 600 Addition Acushnet Holdings GOLF Consumer Discretionary Feb 13, 2025 S&P SmallCap 600 Delet